At a Glance
- Tasks: Ensure compliance and risk management in clearing activities for a dynamic energy trading firm.
- Company: Rapidly growing energy trading and derivatives firm with a focus on innovation.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Collaborate with diverse teams and enhance your career in a thriving industry.
- Why this job: Join a critical role in shaping compliance and governance in a fast-paced environment.
- Qualifications: 5+ years in clearing compliance or operations with strong regulatory knowledge.
The predicted salary is between 70000 - 90000 £ per year.
Location: London (Hybrid)
Contract Role
Overview
A rapidly growing energy trading and derivatives firm is seeking an experienced Clearing Compliance Specialist to support the expansion of its clearing and post-trade infrastructure. This role will play a critical part in ensuring regulatory compliance, operational resilience, and effective risk management across clearing activities, clearing broker relationships, and central counterparty (CCP) interactions. The successful candidate will work closely with Trading, Operations, Risk, Compliance, and Legal teams, providing subject matter expertise across exchange-traded and cleared OTC derivatives while helping build scalable controls and governance frameworks to support future growth.
Key Responsibilities
- Provide compliance oversight and advisory support across futures, options, and cleared OTC derivatives activities.
- Manage and support relationships with clearing brokers, clearing members, CCPs, and exchanges, ensuring compliance with relevant rules and obligations.
- Monitor adherence to clearing requirements, including margin methodologies, collateral management, default management frameworks, and regulatory obligations.
- Conduct compliance reviews and risk assessments relating to clearing arrangements, segregation models, client asset protections, and operational processes.
- Support onboarding and due diligence processes for clearing counterparties, brokers, and service providers.
- Assist with regulatory reporting, audits, and responses to regulatory inquiries relating to clearing activities.
- Develop, enhance, and maintain clearing-related policies, procedures, controls, and governance frameworks.
- Partner closely with Operations, Trading, Risk, Treasury, and Legal teams to resolve clearing and post-trade issues efficiently.
- Support strategic initiatives involving new products, exchanges, clearing relationships, and market access arrangements.
Requirements
- 5+ years of experience within clearing compliance, clearing operations, market infrastructure, or post-trade risk functions.
- Strong knowledge of major clearing houses and CCPs, including ICE Clear Europe, CME Clearing, LCH, or equivalent global clearing venues.
- Deep understanding of clearing regulations and market infrastructure frameworks, including EMIR, Dodd-Frank, CFTC requirements, and relevant FCA regulations.
- Experience with client clearing models, give-up arrangements, segregation structures, margining frameworks, and collateral management processes.
- Strong understanding of derivatives markets, including futures, options, and OTC cleared products.
- Excellent analytical, problem-solving, and stakeholder management skills.
- Ability to operate effectively within fast-paced, highly regulated trading environments.
Preferred Background
- Experience within a trading firm, market maker, hedge fund, brokerage, futures commission merchant (FCM), or clearing member environment.
- Direct exposure to energy, commodities, or derivatives markets.
- Experience working closely with exchanges, CCPs, clearing brokers, and regulatory bodies.
- Proven track record supporting the build-out or enhancement of clearing governance, controls, and regulatory frameworks.
Clearing Compliance Specialist in London employer: AEJ Consulting Ltd
Join a rapidly growing energy trading and derivatives firm in London, where you will be part of a dynamic team dedicated to ensuring regulatory compliance and operational resilience. With a strong focus on employee development, this company offers a collaborative work culture that encourages innovation and provides opportunities for professional growth in the fast-paced world of clearing compliance. Enjoy the unique advantage of a hybrid working model that promotes work-life balance while being at the forefront of the energy trading sector.
StudySmarter Expert Advice🤫
We think this is how you could land Clearing Compliance Specialist in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, especially those who work in compliance or trading. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of clearing regulations and market infrastructure. We recommend creating a cheat sheet of key terms and concepts to help you articulate your expertise confidently.
✨Tip Number 3
Showcase your problem-solving skills during interviews. Think of specific examples where you've tackled compliance challenges or improved processes. This will demonstrate your value to potential employers.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Clearing Compliance Specialist in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Clearing Compliance Specialist role. Highlight your relevant experience in clearing compliance, operations, and risk management. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your skills can help us grow. Be specific about your experience with clearing brokers and regulatory frameworks.
Showcase Your Analytical Skills:Since this role requires strong analytical abilities, make sure to include examples of how you've tackled complex problems in past roles. We love seeing how you approach challenges and find solutions!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team. Let’s get started on this journey together!
How to prepare for a job interview at AEJ Consulting Ltd
✨Know Your Regulations
Make sure you brush up on the key regulations like EMIR and Dodd-Frank. Being able to discuss how these impact clearing activities will show that you’re not just familiar with the rules, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in clearing compliance and operations. Talk about how you've managed relationships with clearing brokers or handled regulatory inquiries—this will demonstrate your hands-on expertise.
✨Understand the Market Landscape
Familiarise yourself with major clearing houses and CCPs like ICE Clear Europe and CME Clearing. Being able to discuss their roles and how they fit into the broader market will impress interviewers and show your depth of knowledge.
✨Collaborative Mindset
Since this role involves working closely with various teams, be ready to discuss how you’ve successfully collaborated in the past. Highlight your stakeholder management skills and how you’ve resolved issues across departments to keep operations running smoothly.
