At a Glance
- Tasks: Ensure regulatory compliance and support clearing operations in a dynamic energy trading firm.
- Company: Rapidly growing energy trading and derivatives firm based in London.
- Benefits: Competitive salary, professional development, and a chance to work on impactful projects.
- Other info: Collaborative culture with opportunities for career advancement and skill enhancement.
- Why this job: Join a critical role that shapes compliance and risk management in a fast-paced environment.
- Qualifications: 5+ years in clearing compliance or related fields with strong relationship management skills.
Location: London (On-Site) Contract Role
A rapidly growing energy trading and derivatives firm is seeking an experienced Compliance Advisory & Business Support Specialist to support the expansion of its clearing and post-trade infrastructure. This role will play a critical part in ensuring regulatory compliance, operational resilience, and effective risk management across clearing activities, clearing broker relationships, and central counterparty (CCP) interactions.
The successful candidate will work closely with Trading, Operations, Risk, Compliance, and Legal teams, providing subject matter expertise across exchange-traded and cleared OTC derivatives while helping build scalable controls and governance frameworks to support future growth.
- Provide compliance oversight and advisory support across futures, options, and cleared OTC derivatives activities.
- Manage and support relationships with clearing brokers, clearing members, CCPs, and exchanges, ensuring compliance with relevant rules and obligations.
- Monitor adherence to clearing requirements, including margin methodologies, collateral management, default management frameworks, and regulatory obligations.
- Conduct compliance reviews and risk assessments relating to clearing arrangements, segregation models, client asset protections, and operational processes.
- Assist with regulatory reporting, audits, and responses to regulatory inquiries relating to clearing activities.
- Develop, enhance, and maintain clearing-related policies, procedures, controls, and governance frameworks.
- Partner closely with Operations, Trading, Risk, Treasury, and Legal teams to resolve clearing and post-trade issues efficiently.
5+ years of experience within clearing compliance, clearing operations, market infrastructure, or post-trade risk functions. Experience working closely with exchanges, CCPs, clearing brokers, and regulatory bodies. Proven track record supporting the build-out or enhancement of clearing governance, controls, and regulatory frameworks.
Regulatory Specialist and Senior Specialist in City of London employer: AEJ Consulting Ltd
AEJ Consulting Ltd is an excellent employer for those looking to grow in the dynamic field of energy trading. With a strong focus on mentorship and a performance-driven culture, employees are encouraged to develop their skills while enjoying the vibrant atmosphere of Greater London. The company offers competitive compensation linked to results, making it a rewarding place for ambitious individuals seeking meaningful career advancement.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Specialist and Senior Specialist in City of London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like AEJ Consulting Ltd when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from AEJ Consulting Ltd!
We think you need these skills to ace Regulatory Specialist and Senior Specialist in City of London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Regulatory Specialist and Senior Specialist, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at AEJ Consulting Ltd. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at AEJ Consulting Ltd
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at AEJ Consulting Ltd.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit AEJ Consulting Ltd in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at AEJ Consulting Ltd.
