At a Glance
- Tasks: Ensure compliance and support clearing operations in a fast-paced energy trading firm.
- Company: Rapidly growing energy trading and derivatives firm based in London.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborate with diverse teams and enhance governance frameworks for future growth.
- Why this job: Join a critical role in shaping compliance and risk management in the energy sector.
- Qualifications: 5+ years in clearing compliance with strong knowledge of regulations and market infrastructure.
Location: London (On-Site) Contract Role
A rapidly growing energy trading and derivatives firm is seeking an experienced Compliance Advisory & Business Support Specialist to support the expansion of its clearing and post-trade infrastructure. This role will play a critical part in ensuring regulatory compliance, operational resilience, and effective risk management across clearing activities, clearing broker relationships, and central counterparty (CCP) interactions.
The successful candidate will work closely with Trading, Operations, Risk, Compliance, and Legal teams, providing subject matter expertise across exchange-traded and cleared OTC derivatives while helping build scalable controls and governance frameworks to support future growth.
Key Responsibilities
- Provide compliance oversight and advisory support across futures, options, and cleared OTC derivatives activities.
- Manage and support relationships with clearing brokers, clearing members, CCPs, and exchanges, ensuring compliance with relevant rules and obligations.
- Monitor adherence to clearing requirements, including margin methodologies, collateral management, default management frameworks, and regulatory obligations.
- Conduct compliance reviews and risk assessments relating to clearing arrangements, segregation models, client asset protections, and operational processes.
- Support onboarding and due diligence processes for clearing counterparties, brokers, and service providers.
- Assist with regulatory reporting, audits, and responses to regulatory inquiries relating to clearing activities.
- Develop, enhance, and maintain clearing-related policies, procedures, controls, and governance frameworks.
- Partner closely with Operations, Trading, Risk, Treasury, and Legal teams to resolve clearing and post-trade issues efficiently.
- Support strategic initiatives involving new products, exchanges, clearing relationships, and market access arrangements.
Requirements
- 5+ years of experience within clearing compliance, clearing operations, market infrastructure, or post-trade risk functions.
- Strong knowledge of major clearing houses and CCPs, including ICE Clear Europe, CME Clearing, LCH, or equivalent global clearing venues.
- Deep understanding of clearing regulations and market infrastructure frameworks, including EMIR, Dodd-Frank, CFTC requirements, and relevant FCA regulations.
- Experience with client clearing models, give-up arrangements, segregation structures, margining frameworks, and collateral management processes.
- Strong understanding of derivatives markets, including futures, options, and OTC cleared products.
- Excellent analytical, problem-solving, and stakeholder management skills.
- Ability to operate effectively within fast-paced, highly regulated trading environments.
Preferred Background
- Experience within a trading firm, market maker, hedge fund, brokerage, futures commission merchant (FCM), or clearing member environment.
- Direct exposure to energy, commodities, or derivatives markets.
- Experience working closely with exchanges, CCPs, clearing brokers, and regulatory bodies.
- Proven track record supporting the build-out or enhancement of clearing governance, controls, and regulatory frameworks.
Compliance Specialist in City of London employer: AEJ Consulting Ltd
AEJ Consulting Ltd is an excellent employer for those looking to grow in the dynamic field of energy trading. With a strong focus on mentorship and a performance-driven culture, employees are encouraged to develop their skills while enjoying the vibrant atmosphere of Greater London. The company offers competitive compensation linked to results, making it a rewarding place for ambitious individuals seeking meaningful career advancement.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Specialist in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like AEJ Consulting Ltd looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Specialist in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at AEJ Consulting Ltd. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at AEJ Consulting Ltd
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with AEJ Consulting Ltd’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
