At a Glance
- Tasks: Manage investment transactions and support complex queries in a fast-paced environment.
- Company: Established financial services organisation with a focus on growth and teamwork.
- Benefits: Competitive salary, 25 days holiday, hybrid working, and career development opportunities.
- Other info: Opportunity to mentor junior team members and contribute to process improvements.
- Why this job: Step into a senior role and make a real impact in investment operations.
- Qualifications: 3+ years in investment operations with strong attention to detail and risk management skills.
The predicted salary is between 30000 - 38000 £ per year.
Adaptable Recruitment is proud to be partnering with a well-established financial services organisation to recruit a Senior Investment Technician. This is an excellent opportunity for an experienced investment operations professional to step into a senior role within a fast-paced dealing environment, offering strong exposure across the full trade lifecycle and the chance to play a key role within a growing team.
Salary: £30,000 - £38,000 Depending on Experience
Holidays: 25 days + Bank Holidays
Location: Liverpool - Hybrid Working (4 days office-based)
Working: Full Time | Permanent
The Role:
As a Senior Investment Technician, you'll take ownership of investment dealing processes from instruction through to settlement and reconciliation. Acting as a senior point of contact within the team, you will also support complex queries, provide guidance, and help drive operational excellence.
Main Responsibilities to Include:
- Process and validate investment transactions including purchases, sales, switches, and re-registrations
- Place and manage trade approvals with platforms, discretionary fund managers (DFMs), and investment providers
- Monitor contract notes and settlement timelines to ensure timely completion
- Accurately post trades, charges, and income into internal systems
- Investigate and resolve failed or delayed settlements
Technical Oversight & Risk
- Act as an escalation point for complex or high-risk trade queries
- Ensure all activity complies with scheme rules and internal risk controls
- Maintain strong audit trails across all dealing activity
- Support internal and external audit requirements
Stakeholder Management
- Liaise with advisers, custodians, platforms, and internal teams
- Provide regular updates on trade progress and settlement status
- Support the resolution of investment-related queries and service issues
Team & Process Development
- Support quality assurance and checking processes within the team
- Mentor and coach junior team members
- Contribute to process improvement initiatives
- Assist with system enhancements and workflow optimisation
About You:
Essential Experience
- Strong understanding of the full trade lifecycle (instruction, execution, settlement, reconciliation)
- Experience working with funds, ETFs, listed securities, and investment platforms
- Proven ability to manage high volumes of work within SLA-driven environments
- High attention to detail with a strong risk and control mindset
- At least 3 years' experience within investment operations or a related role
- Exposure to non-standard investments and handling complex transactions
- Experience working with DFMs
Desirable
- Knowledge of FCA regulations and Consumer Duty principles
- Experience using dealing systems or wrap platforms
- Progress towards or completion of an investment qualification (e.g., CII R02, CISI)
- Experience with unlisted assets, fund suspensions, or investment lifecycle events such as liquidations
The Ideal Candidate:
- Technical accuracy and attention to detail
- Strong analytical and problem-solving skills
- Risk-aware approach
- Effective stakeholder communication
- Ability to mentor and develop others
- Resilience and strong organisational skills
Senior Investment Technician in Liverpool employer: ADAPTABLE RECRUITMENT LTD
Join a well-established financial services organisation in Liverpool as a Senior Investment Technician, where you will thrive in a dynamic and supportive work environment. With a strong focus on employee development, the company offers excellent growth opportunities, a competitive salary, and a generous holiday allowance, all while promoting a hybrid working model that balances office and remote work. Be part of a collaborative team that values operational excellence and encourages mentorship, making it an ideal place for professionals seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Investment Technician in Liverpool
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work in investment operations. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the full trade lifecycle. Be ready to discuss your experience with funds, ETFs, and complex transactions. We want you to shine when it comes to showcasing your expertise!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance at landing that Senior Investment Technician role. We’re all about making the process smooth and straightforward, so don’t miss out on this opportunity!
We think you need these skills to ace Senior Investment Technician in Liverpool
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Investment Technician role. Highlight your experience with the full trade lifecycle and any specific achievements in investment operations. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your experience with funds, ETFs, and your ability to manage high volumes of work. Let us know what excites you about joining our team!
Showcase Your Attention to Detail:In investment operations, attention to detail is key. Make sure to highlight examples where your meticulous nature has led to successful outcomes. We love candidates who can demonstrate their risk-aware approach and technical accuracy!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. We can't wait to hear from you!
How to prepare for a job interview at ADAPTABLE RECRUITMENT LTD
✨Know Your Trade Lifecycle
Make sure you have a solid understanding of the full trade lifecycle, from instruction to settlement and reconciliation. Brush up on your knowledge of funds, ETFs, and investment platforms, as these will likely come up during the interview.
✨Prepare for Complex Queries
Since you'll be acting as a senior point of contact, expect to tackle complex queries. Think of examples from your past experience where you've resolved high-risk trade issues or managed non-standard investments, and be ready to discuss them.
✨Showcase Your Attention to Detail
Highlight your ability to maintain strong audit trails and ensure compliance with internal risk controls. Prepare to discuss how you've implemented quality assurance processes in previous roles, as this will demonstrate your commitment to operational excellence.
✨Demonstrate Stakeholder Management Skills
Be ready to talk about your experience liaising with advisers, custodians, and internal teams. Share specific examples of how you've communicated trade progress and resolved investment-related queries, showcasing your effective communication skills.
