At a Glance
- Tasks: Provide compliance advice for innovative ETF products and support regulatory changes.
- Company: Leading global asset manager with a focus on growth and collaboration.
- Benefits: Flexible working pattern, exposure to senior stakeholders, and career development opportunities.
- Other info: Opportunity to deepen your expertise in a growing EMEA ETF platform.
- Why this job: Join a dynamic team and make a real impact in the ETF compliance space.
- Qualifications: Experience in compliance advisory within asset management and strong stakeholder management skills.
The predicted salary is between 63000 - 77000 £ per year.
Compliance Advisory Manager
Location
London
Working pattern
4 days in office / 1 day from home
We are partnering with a leading global asset manager to hire a Compliance Manager to support its growing EMEA ETF business.
This is a high-visibility advisory role with exposure across the full ETF product lifecycle.
You’ll work closely with Product, Distribution, Investments, Legal and Compliance, providing practical, commercially focused compliance advice.
Key responsibilities
- Act as a trusted Compliance Advisory partner to the EMEA ETF business.
- Review new ETF proposals and advise on compliance considerations through launch.
- Support changes to existing products, including product governance and regulatory implications.
- Review PRIIPs KIDs and other investor-facing product documentation.
- Assess ETF regulatory developments and translate them into clear business actions.
- Support regulatory-change implementation, business readiness and stakeholder training.
- Promote fair customer outcomes, sound governance and effective conflicts management.
- What we’re looking for
- Compliance Advisory experience within asset management
- Experience across ETFs, UCITS or product advisory
- Strong understanding of fund structures and investment fund regulation
- Strong stakeholder management skills and the ability to provide pragmatic, commercial advice
This is an excellent opportunity to join a growing EMEA ETF platform, gain exposure to senior stakeholders and develop deeper specialist expertise within ETF compliance.
*Please do not apply to this position, if you have not had experience working within advising on ETF Products*
ETF Compliance Advisory Manager in Slough employer: Actus Search
Join a leading Investment Platform in London as a Product Manager, where you will enjoy a dynamic work culture that fosters innovation and ownership. With a competitive salary and the flexibility of working three days in the office, this role offers significant opportunities for professional growth and collaboration with senior leadership. Embrace the chance to shape the future of pensions while utilising cutting-edge AI tools in a supportive environment that values your ideas and contributions.
