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- Tasks: Shape compliance policies and provide regulatory advice to the business.
- Company: Dynamic financial services firm with a focus on compliance.
- Benefits: Competitive salary, professional development, and a chance to influence regulatory direction.
- Other info: Opportunity for career growth in a high-impact environment.
- Why this job: Join a strategic role with real impact and work closely with senior leaders.
- Qualifications: 3+ years in compliance, strong communication skills, and relevant qualifications.
The predicted salary is between 60000 - 75000 £ per year.
We are seeking an experienced Senior Compliance Policy Officer to join a growing Compliance team within a regulated financial services firm. This is a high-impact role where you will take ownership of the firm’s compliance policy framework and play a key role in shaping how regulatory requirements are interpreted and embedded across the business.
What you’ll be doing:
- Act as a subject matter expert, providing clear and practical regulatory advice to the business
- Own and maintain the firm’s compliance policy framework
- Lead regulatory horizon scanning and assess the impact of upcoming changes
- Deliver clear updates and insights to senior leadership, including regulatory change implications
- Partner with stakeholders across the business to promote a strong culture of compliance
- Act as a key liaison between internal governance forums and external regulators
What we’re looking for:
Experience & Qualifications:
- Minimum 3 years’ compliance experience within financial services (e.g. investment management, stockbroking)
- Experience advising senior leadership or executive-level stakeholders
- Strong track record of developing and embedding compliance policies
- Relevant qualification (e.g. CISI Level 3), with willingness to work towards an advanced compliance qualification
Skills & Knowledge:
- Strong understanding of UK regulatory frameworks including the Financial Conduct Authority environment, MiFID II, Market Abuse Regulation, Senior Managers and Certification Regime, and AML requirements
- Ability to interpret and apply complex regulation in a practical, commercial way
- Excellent communication and stakeholder management skills
- Proactive, analytical, and detail-oriented approach
- High integrity and strong sense of accountability
Why apply?
This is an opportunity to step into a strategic compliance role with real influence across the business, working closely with senior stakeholders and contributing directly to regulatory direction and governance.
Senior Compliance Policy Officer in London employer: Actus Search
Contact Detail:
Actus Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Policy Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Senior Compliance Policy Officer role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulatory frameworks. Be ready to discuss how you've interpreted and applied complex regulations in previous roles. This will show that you’re not just familiar with the rules, but you can also make them work for the business.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation for the opportunity. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We’ve got a streamlined process that makes it easy for you to showcase your skills and experience. Plus, it helps us keep track of your application and get back to you quicker!
We think you need these skills to ace Senior Compliance Policy Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences mentioned in the job description. Highlight your compliance experience and any relevant qualifications to show us you’re the right fit for this Senior Compliance Policy Officer role.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you’re passionate about compliance and how your background aligns with our needs. Be sure to mention your experience advising senior leadership and your understanding of UK regulatory frameworks.
Showcase Your Stakeholder Management Skills: In both your CV and cover letter, emphasise your ability to partner with stakeholders across the business. We want to see examples of how you've promoted a strong culture of compliance in your previous roles.
Apply Through Our Website: We encourage you to apply directly through our website. This way, we can ensure your application is reviewed promptly and you’ll be one step closer to joining our growing Compliance team!
How to prepare for a job interview at Actus Search
✨Know Your Regulations
Make sure you brush up on the key UK regulatory frameworks mentioned in the job description, like the Financial Conduct Authority environment and MiFID II. Being able to discuss these confidently will show that you're not just familiar with them, but that you can apply them practically.
✨Prepare Real-World Examples
Think of specific instances where you've successfully developed or embedded compliance policies. Be ready to share these examples during the interview, as they’ll demonstrate your experience and ability to advise senior leadership effectively.
✨Engage with Stakeholders
Show that you understand the importance of stakeholder management. Prepare to discuss how you've partnered with different teams in the past to promote a culture of compliance. This will highlight your collaborative approach and communication skills.
✨Stay Ahead of Regulatory Changes
Familiarise yourself with recent and upcoming regulatory changes. Being able to discuss how these might impact the business will not only impress your interviewers but also show that you’re proactive and analytical, which are key traits for this role.