Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead Compliance programmes and manage a team in the financial services sector.
- Company: Prominent recruitment firm in Greater London with a focus on retail investments.
- Benefits: Competitive salary and opportunities for professional growth.
- Why this job: Make a real impact on customer outcomes and financial regulation.
- Qualifications: At least eight years of Compliance experience in financial services.
- Other info: Ideal for those passionate about compliance and regulatory advice.
The predicted salary is between 48000 - 72000 £ per year.
A prominent recruitment firm seeks a Senior Compliance Advisory Manager for Retail Investments in Greater London. The role requires at least eight years of experience in Compliance within the financial services sector, ideally in a senior role at a retail investment broker.
Responsibilities include:
- Leading Compliance programmes
- Managing the Compliance team
- Providing regulatory advice on new products
The ideal candidate is passionate about financial regulation and customer outcomes.
Senior Compliance Advisory Lead – Retail Investments in London employer: Actus Search
Contact Detail:
Actus Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisory Lead – Retail Investments in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your expertise! When you get the chance to meet potential employers, whether at networking events or interviews, be ready to discuss your experience in leading Compliance programmes and how you've positively impacted customer outcomes.
✨Tip Number 3
Stay updated on regulations! Make sure you're well-versed in the latest financial regulations and compliance trends. This knowledge will not only boost your confidence but also impress hiring managers during discussions.
✨Tip Number 4
Apply through our website! We make it super easy for you to find and apply for roles like the Senior Compliance Advisory Lead. Plus, we’re always on the lookout for passionate candidates who are eager to make a difference in the retail investments space.
We think you need these skills to ace Senior Compliance Advisory Lead – Retail Investments in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in Compliance, especially within the financial services sector. We want to see how your background aligns with the role of Senior Compliance Advisory Lead, so don’t be shy about showcasing your relevant skills and achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your passion for financial regulation and customer outcomes. We love seeing candidates who can articulate their vision and how they can contribute to our Compliance programmes.
Showcase Leadership Experience: Since this role involves managing a Compliance team, make sure to highlight any leadership experience you have. We’re looking for someone who can lead by example and inspire others, so share specific examples of how you've successfully managed teams in the past.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Actus Search
✨Know Your Compliance Stuff
Make sure you brush up on the latest financial regulations and compliance frameworks relevant to retail investments. Being able to discuss recent changes or trends in the industry will show that you're not just knowledgeable but also passionate about the field.
✨Showcase Your Leadership Skills
Since this role involves managing a Compliance team, be prepared to share examples of how you've successfully led teams in the past. Highlight your approach to mentoring and developing team members, as well as how you handle challenges within a team setting.
✨Prepare for Scenario Questions
Expect to face scenario-based questions that assess your problem-solving skills in compliance situations. Think of specific instances where you've had to provide regulatory advice or lead a compliance programme, and be ready to explain your thought process and outcomes.
✨Align with Customer Outcomes
Demonstrate your understanding of how compliance impacts customer outcomes. Be ready to discuss how you've ensured that compliance measures not only meet regulatory standards but also enhance the customer experience in previous roles.
