At a Glance
- Tasks: Lead the Compliance function and enhance the Risk Management Framework in a dynamic wealth management firm.
- Company: Established UK wealth and financial advice business with a focus on compliance and risk.
- Benefits: Hybrid working, competitive salary, and opportunities for professional growth.
- Other info: Ideal for those looking to advance their career in a supportive environment.
- Why this job: Step into a senior leadership role and shape the future of compliance in finance.
- Qualifications: Senior compliance experience in wealth management and strong leadership skills required.
The predicted salary is between 75600 - 92400 £ per year.
Location: London - Hybrid
Sector: Wealth Management / Financial Advice
We are partnering with an established UK wealth and financial advice business to appoint a senior Compliance & Risk leader as part of its succession planning.
The role will take responsibility for the Compliance function and enterprise Risk Management Framework, working closely with the Managing Director, Executive Committee and Board.
- Lead and develop the Compliance team.
- Own and enhance the enterprise Risk Management Framework.
- Oversee regulatory risk, compliance monitoring and governance.
- Develop a strong, commercially minded and client focused compliance culture.
We are looking for an established compliance leader with:
- Senior Compliance experience within wealth management, financial advice or an IFA network.
- Credible enterprise or operational risk management experience.
- Experience leading and developing Compliance teams.
- A commercial, pragmatic and client focused approach.
This could particularly suit a Deputy Head of Compliance, Compliance Director, senior number two or Head of Compliance looking to step into a broader leadership position.
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