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- Tasks: Ensure compliance with FCA regulations and review marketing materials for accuracy.
- Company: Global investment management firm with a hybrid work culture.
- Benefits: Flexible working, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team and make a real difference in compliance within the finance sector.
- Qualifications: Bachelor's degree in Business and 3-5 years of compliance experience.
- Other info: Ideal for those with retail/wealth sector experience looking to advance their career.
The predicted salary is between 36000 - 60000 £ per year.
A global investment management firm is seeking a Compliance Officer for its London office to join a hybrid work environment. The ideal candidate will have a Bachelor's degree in Business and 3-5 years of compliance experience at an investment manager.
Responsibilities include:
- Reviewing marketing materials for FCA compliance
- Understanding regulations such as MiFID II and AML
This role requires strong attention to detail and excellent communication skills. Candidates with experience in retail/wealth sectors are particularly encouraged to apply.
Compliance Officer – FCA/UCITS Expert, Hybrid London employer: Acadian Asset Management LLC
Contact Detail:
Acadian Asset Management LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer – FCA/UCITS Expert, Hybrid London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance practices. We recommend creating a cheat sheet of key topics like MiFID II and AML to help you articulate your knowledge confidently during the interview.
✨Tip Number 3
Showcase your attention to detail! During interviews, be ready to discuss specific examples where your meticulous nature made a difference in your previous roles. This will demonstrate that you’re the right fit for the Compliance Officer position.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect with us directly.
We think you need these skills to ace Compliance Officer – FCA/UCITS Expert, Hybrid London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, especially in FCA and UCITS regulations. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant projects or achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills can benefit us at StudySmarter. Keep it concise but impactful – we love a good story!
Showcase Attention to Detail: Since this role requires strong attention to detail, make sure your application is free from typos and errors. We appreciate candidates who take the time to double-check their work, as it reflects the diligence we value in our team.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It helps us keep track of applications and ensures you get the best experience possible. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Acadian Asset Management LLC
✨Know Your Regulations
Make sure you brush up on FCA, MiFID II, and AML regulations before the interview. Being able to discuss these topics confidently will show that you’re not just familiar with compliance but that you truly understand the nuances of the role.
✨Showcase Your Attention to Detail
Prepare examples from your past experience where your attention to detail made a significant impact. Whether it was catching a compliance issue in marketing materials or ensuring regulatory adherence, specific anecdotes will highlight your skills effectively.
✨Communicate Clearly
Since excellent communication skills are crucial for this role, practice articulating your thoughts clearly and concisely. You might want to do a mock interview with a friend to refine your responses and ensure you can explain complex compliance concepts simply.
✨Highlight Relevant Experience
If you have experience in the retail or wealth sectors, make sure to emphasise this during your interview. Tailor your responses to showcase how your background aligns with the firm’s needs, demonstrating that you’re the perfect fit for their team.
