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- Tasks: Ensure compliance with FCA, MiFID II, and AML regulations while reviewing marketing materials.
- Company: Global investment management firm based in London with a strong reputation.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Join a leading firm and play a key role in regulatory compliance.
- Qualifications: Bachelor's degree in Business and 3-5 years of compliance experience required.
- Other info: Ideal for those with retail/wealth sector experience; strong attention to detail is a must.
The predicted salary is between 36000 - 60000 £ per year.
A global investment management firm is seeking a Compliance Officer for its London office. The successful candidate will review marketing materials for FCA compliance and ensure adherence to regulations including MiFID II and AML.
A Bachelor's degree in Business and 3-5 years of compliance experience at an investment manager are required. Strong attention to detail and excellent communication skills are essential. Candidates with experience in the retail/wealth sectors are particularly encouraged to apply.
Hybrid Compliance Officer: FCA/UCITS & MiFID II Expert employer: Acadian Asset Management LLC
Contact Detail:
Acadian Asset Management LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Hybrid Compliance Officer: FCA/UCITS & MiFID II Expert
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the hunt for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA, MiFID II, and AML regulations. We want you to be the go-to expert in the room! Show off your knowledge and how it applies to the role, especially if you have experience in retail or wealth sectors.
✨Tip Number 3
Practice your communication skills! As a Compliance Officer, you'll need to convey complex regulations clearly. Try mock interviews with friends or use online resources to refine your pitch and ensure you come across as confident and articulate.
✨Tip Number 4
Don't forget to apply through our website! We make it super easy for you to submit your application and showcase your qualifications. Plus, it shows you're serious about joining our team and helps us keep track of your application.
We think you need these skills to ace Hybrid Compliance Officer: FCA/UCITS & MiFID II Expert
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, especially in FCA, MiFID II, and AML. We want to see how your background fits the role, so don’t be shy about showcasing relevant projects or achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills align with our needs. We love seeing genuine enthusiasm for the role and the industry.
Show Off Your Attention to Detail: Since this role requires strong attention to detail, make sure your application is free from typos and errors. We appreciate candidates who take the time to present polished and professional documents.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Acadian Asset Management LLC
✨Know Your Regulations
Make sure you brush up on FCA, MiFID II, and AML regulations before the interview. Being able to discuss these topics confidently will show that you’re not just familiar with compliance but that you’re genuinely passionate about it.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you ensured compliance or improved processes. This will help demonstrate your 3-5 years of experience in a way that’s relatable and impactful.
✨Attention to Detail is Key
Since this role requires a strong attention to detail, be ready to discuss how you’ve applied this skill in past positions. You might even want to bring along a sample of marketing materials you've reviewed for compliance to illustrate your point.
✨Communicate Clearly
Excellent communication skills are essential for this role. Practice articulating your thoughts clearly and concisely, especially when discussing complex compliance issues. This will help you stand out as a candidate who can effectively convey important information.
