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- Tasks: Ensure compliance with FCA regulations and review marketing materials for accuracy.
- Company: Global investment management firm with a hybrid work culture.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Why this job: Join a dynamic team and make a difference in the investment sector.
- Qualifications: Bachelor's degree in Business and 3-5 years of compliance experience.
- Other info: Ideal for those with retail/wealth sector experience.
The predicted salary is between 36000 - 60000 £ per year.
A global investment management firm is seeking a Compliance Officer for its London office to join a hybrid work environment. The ideal candidate will have a Bachelor's degree in Business and 3-5 years of compliance experience at an investment manager.
Responsibilities include:
- Reviewing marketing materials for FCA compliance
- Understanding regulations such as MiFID II and AML
This role requires strong attention to detail and excellent communication skills. Candidates with experience in retail/wealth sectors are particularly encouraged to apply.
Compliance Officer – FCA/UCITS Expert, Hybrid London employer: Acadian Asset Management LLC
Contact Detail:
Acadian Asset Management LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer – FCA/UCITS Expert, Hybrid London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the hunt for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance practices. We recommend creating a cheat sheet of key topics like MiFID II and AML to help you articulate your knowledge confidently during those crucial conversations.
✨Tip Number 3
Showcase your attention to detail! During interviews, be ready to discuss specific examples where your meticulous nature made a difference in compliance tasks. This will highlight your fit for the role and impress potential employers.
✨Tip Number 4
Don't forget to apply through our website! We make it easy for you to find and apply for roles that match your skills. Plus, it shows you're serious about joining our team and helps us keep track of your application.
We think you need these skills to ace Compliance Officer – FCA/UCITS Expert, Hybrid London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in FCA compliance and any relevant regulations like MiFID II and AML. We want to see how your background fits with what we’re looking for!
Showcase Your Skills: Don’t forget to showcase your attention to detail and communication skills in your application. Use specific examples from your past roles to demonstrate how you’ve excelled in these areas. We love seeing real-life applications of your skills!
Be Clear and Concise: When writing your cover letter, keep it clear and concise. We appreciate straightforward communication, so get to the point while still showing your enthusiasm for the role. Let us know why you’re excited about joining our team!
Apply Through Our Website: Finally, make sure to apply through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Acadian Asset Management LLC
✨Know Your Regulations
Make sure you brush up on FCA, MiFID II, and AML regulations before the interview. Being able to discuss these topics confidently will show that you’re not just familiar with compliance but that you truly understand the nuances of the role.
✨Showcase Your Attention to Detail
Prepare examples from your previous experience where your attention to detail made a significant impact. Whether it was reviewing marketing materials or ensuring compliance in documentation, having specific instances ready will highlight your skills effectively.
✨Communicate Clearly
Since excellent communication skills are a must for this role, practice articulating your thoughts clearly and concisely. You might want to do a mock interview with a friend to refine your responses and ensure you can convey complex compliance concepts simply.
✨Highlight Relevant Experience
If you have experience in the retail or wealth sectors, make sure to emphasise this during your interview. Tailor your responses to showcase how your background aligns with the firm’s needs, demonstrating that you’re the perfect fit for their team.
