At a Glance
- Tasks: Conduct compliance reviews and analyses for clients, ensuring regulatory standards are met.
- Company: Join ACA Group, a leader in governance, risk, and compliance in financial services.
- Benefits: Enjoy competitive pay, bonuses, private medical insurance, and generous holiday allowance.
- Other info: Dynamic team culture with opportunities for career growth and professional development.
- Why this job: Make a real impact in financial compliance while developing your skills in a supportive environment.
- Qualifications: Degree level education and 2-3 years of relevant financial services experience preferred.
The predicted salary is between 40000 - 50000 € per year.
The individual in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. They are strongly encouraged to utilize additional training and development resources available to continue their development.
What you’ll do:
- Assist with ACA service offerings including, but not limited to: regulatory filings, expert network chaperoning, anti-money laundering support, electronic communication review, code of ethics and personal trading reviews, marketing review.
- Analyze clients’ books and records for potential regulatory issues.
- Interpret complicated and nuanced documents to identify potential regulatory risks.
- Assist with the planning of upcoming reviews, including participating in calls with clients, reviewing client policies and procedures, and working with supervisors to understand project scope and applicable regulatory risks.
- Draft reports for clients summarizing ACA’s review and any findings from such reviews.
- Perform other ad-hoc work/special projects as necessary to support ACA’s various client and internal initiatives including, but not limited to analyst training.
- Attend conferences and roundtable events.
- Assist with customized client engagements.
To qualify for the role you must have:
- Strong academic background (i.e. degree level or recognized professional qualification).
Ideally, you’ll also have:
- 2 - 3 years of relevant financial services experience and/or knowledge of the UK regulatory regime, such as the Financial Services and Markets Act 2000, the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, and other applicable FCA rules and guidance.
Skills and attributes for success:
- Demonstrated professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments commensurate with role.
- Ability to work in a fast-paced small team environment.
- Ability to establish and maintain effective working relationships with colleagues and clients.
- Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers.
- Dedicated to upholding ACA’s high-quality standards and customer service focus.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
Preferred Licenses And Certification(s):
- Will be required to undertake either the Investment Management Certificate or the CISI Diploma in Investment Compliance.
What working at ACA offers:
We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes an annual discretionary bonus, pension, private medical insurance, group life insurance, group income protection, subsidized corporate gym membership, season ticket loan, employee assistance programme, and more. Our time off options include up to 26 days of annual holiday allowance and statutory bank holidays, as well as days off for your work anniversary, career development, and volunteering.
About ACA:
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
What we commit to:
ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.
Senior Compliance Analyst (MS), Regulatory Filings employer: ACA Group
At ACA, we pride ourselves on being an exceptional employer, offering a dynamic work environment that fosters professional growth and development. Our commitment to employee well-being is reflected in our comprehensive benefits package, which includes competitive compensation, generous holiday allowances, and opportunities for continuous learning. Located in the heart of the financial services sector, we provide our team with unique exposure to regulatory challenges while promoting a culture of integrity, collaboration, and innovation.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Analyst (MS), Regulatory Filings
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events, webinars, or even local meetups. You never know who might have the inside scoop on job openings or can refer you directly to hiring managers.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulatory frameworks. Make sure you can discuss how your experience aligns with the role's requirements. Practise common interview questions and think about how you can showcase your problem-solving skills and attention to detail.
✨Tip Number 3
Don’t just apply and wait! Follow up on your applications after a week or so. A quick email expressing your continued interest can set you apart from other candidates. Plus, it shows you're proactive and genuinely keen on the opportunity.
✨Tip Number 4
Utilise our website to find roles that match your skills and interests. We’ve got loads of resources to help you prepare for interviews and understand what employers are looking for. Dive into our training materials to boost your confidence and knowledge before stepping into that interview room!
We think you need these skills to ace Senior Compliance Analyst (MS), Regulatory Filings
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your relevant experience in compliance and regulatory frameworks. We want to see how your background aligns with the specific requirements of the Senior Compliance Analyst role.
Showcase Your Skills:Don’t forget to emphasise your strong organisational and problem-solving skills. Mention any experience you have with regulatory filings or compliance reviews, as this will show us you’re a great fit for the position.
Be Clear and Concise:When drafting your application, keep it clear and to the point. Use straightforward language to describe your experiences and achievements, as we appreciate clarity and directness in communication.
Apply Through Our Website:We encourage you to submit your application through our website. This way, you’ll ensure that your application is received directly by our team, making it easier for us to review your credentials.
How to prepare for a job interview at ACA Group
✨Know Your Regulations
Make sure you brush up on the key regulations mentioned in the job description, like the Financial Services and Markets Act 2000 and the Markets in Financial Instruments Directive. Being able to discuss these confidently will show that you’re not just familiar with the compliance landscape but also genuinely interested in the role.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical abilities by discussing past experiences where you identified regulatory deficiencies or solved complex problems. Use specific examples to illustrate how you approached these challenges and what the outcomes were.
✨Practice Your Communication
Since strong oral and written communication skills are crucial for this role, practice articulating your thoughts clearly. You might even want to draft a mock report summarising findings from a hypothetical compliance review to demonstrate your writing skills during the interview.
✨Show Your Proactivity
Highlight your commitment to continuous learning and development. Mention any relevant training or certifications you’ve pursued, like the Investment Management Certificate or CISI Diploma in Investment Compliance, and express your enthusiasm for furthering your education in the field.
