At a Glance
- Tasks: Conduct compliance reviews and analyses for clients, ensuring regulatory standards are met.
- Company: Join ACA Group, a leader in governance, risk, and compliance in financial services.
- Benefits: Enjoy competitive pay, bonuses, private medical insurance, and generous holiday allowance.
- Other info: Dynamic team environment with opportunities for professional growth and development.
- Why this job: Make a real impact by helping clients navigate complex regulatory landscapes.
- Qualifications: Degree level education and 2-3 years of relevant financial services experience preferred.
The predicted salary is between 40000 - 50000 € per year.
The individual in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. They are strongly encouraged to utilize additional training and development resources available to continue their development.
What you’ll do:
- Assist with ACA service offerings including, but not limited to: regulatory filings, expert network chaperoning, anti-money laundering support, electronic communication review, code of ethics and personal trading reviews, marketing review.
- Analyze clients’ books and records for potential regulatory issues.
- Interpret complicated and nuanced documents to identify potential regulatory risks.
- Assist with the planning of upcoming reviews, including participating in calls with clients, reviewing client policies and procedures, and working with supervisors to understand project scope and applicable regulatory risks.
- Draft reports for clients summarizing ACA’s review and any findings from such reviews.
- Perform other ad-hoc work/special projects as necessary to support ACA’s various client and internal initiatives including, but not limited to analyst training.
- Attend conferences and roundtable events.
- Assist with customized client engagements.
To qualify for the role you must have:
- Strong academic background (i.e. degree level or recognized professional qualification).
Ideally, you’ll also have:
- 2 - 3 years of relevant financial services experience and/or knowledge of the UK regulatory regime, such as the Financial Services and Markets Act 2000, the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, and other applicable FCA rules and guidance.
Skills and attributes for success:
- Demonstrated professional integrity.
- Dependable, flexible, and adaptable to new ACA initiatives and changing client needs.
- Ability to exercise discretion and make independent judgments commensurate with role.
- Ability to work in a fast-paced small team environment.
- Ability to establish and maintain effective working relationships with colleagues and clients.
- Highly motivated and goal-oriented; proactive in one’s own education and career progression; volunteers.
- Dedicated to upholding ACA’s high-quality standards and customer service focus.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Proficient with Microsoft Office applications and comfortable working in a tech-enabled environment.
Preferred Licenses And Certification(s):
- Will be required to undertake either the Investment Management Certificate or the CISI Diploma in Investment Compliance.
What working at ACA offers:
We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes an annual discretionary bonus, pension, private medical insurance, group life insurance, group income protection, subsidized corporate gym membership, season ticket loan, employee assistance programme, and more. Our time off options include up to 26 days of annual holiday allowance and statutory bank holidays, as well as days off for your work anniversary, career development, and volunteering.
About ACA:
ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
What we commit to:
ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.
Senior Compliance Analyst (MS), Regulatory Filings in London employer: ACA Group
At ACA, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters professional growth and development. Our commitment to employee well-being is reflected in our comprehensive benefits package, which includes competitive compensation, generous holiday allowances, and opportunities for continuous learning. Located in the heart of the financial services sector, we provide a stimulating environment where you can thrive while making a meaningful impact in governance, risk, and compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Analyst (MS), Regulatory Filings in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events, webinars, or even local meetups to make those valuable contacts that could lead to job opportunities.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulatory frameworks. Be ready to discuss how your experience aligns with the role of a Senior Compliance Analyst and demonstrate your understanding of potential regulatory risks.
✨Tip Number 3
Showcase your problem-solving skills! During interviews, share specific examples of how you've tackled compliance challenges in the past. This will highlight your ability to adapt and thrive in a fast-paced environment.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Senior Compliance Analyst (MS), Regulatory Filings in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your relevant experience in compliance and regulatory frameworks. We want to see how your background aligns with the specific requirements of the Senior Compliance Analyst role.
Showcase Your Skills:Don’t forget to emphasise your strong organisational and problem-solving skills. Mention any experience you have with regulatory filings or compliance reviews, as this will really catch our eye!
Be Clear and Concise:When drafting your application, keep it clear and to the point. Use straightforward language to describe your experiences and achievements, as we appreciate clarity and directness in communication.
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at ACA Group
✨Know Your Regulations
Make sure you brush up on the key regulations mentioned in the job description, like the Financial Services and Markets Act 2000 and the Markets in Financial Instruments Directive. Being able to discuss these confidently will show that you’re not just familiar with the compliance landscape but also ready to tackle any regulatory challenges.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical abilities by discussing past experiences where you’ve identified regulatory deficiencies or summarised complex findings. Use specific examples to illustrate how you approached these tasks and what the outcomes were, as this will highlight your problem-solving skills.
✨Communication is Key
Since the role involves drafting reports and summarising findings, practice articulating your thoughts clearly and concisely. You might even want to prepare a mock report or summary to demonstrate your writing skills during the interview. This will help you stand out as someone who can communicate effectively with clients.
✨Show Your Motivation for Growth
The job encourages ongoing development, so be ready to discuss how you plan to continue your education and career progression. Mention any relevant certifications you’re pursuing, like the Investment Management Certificate or CISI Diploma, to show that you’re proactive about your professional growth.
