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- Tasks: Join us as a Compliance Analyst, ensuring regulatory compliance for our clients.
- Company: ACA Group is a leading GRC advisor in financial services, blending expertise and technology.
- Benefits: Enjoy competitive pay, annual bonuses, private medical insurance, and generous holiday allowance.
- Why this job: Kickstart your career in finance with hands-on experience and professional development opportunities.
- Qualifications: Strong academic background or professional qualification; 0-2 years in financial services preferred.
- Other info: Entry-level, full-time role with a focus on consulting and compliance.
The predicted salary is between 30000 - 42000 £ per year.
Compliance Analyst, OMR (Outsourced Marketing Review)
Join to apply for the Compliance Analyst, OMR (Outsourced Marketing Review) role at ACA Group .
Job Overview:
The individual in this position is responsible for participating in and ensuring the successful execution of compliance reviews and consulting work for ACA clients. This includes analyzing clients’ books and records for regulatory deficiencies, drafting reports, preparing documents, and summarizing findings. Candidates are encouraged to utilize available training resources for ongoing development.
Responsibilities:
- Assist with ACA service offerings such as regulatory filings, expert network chaperoning, anti-money laundering support, electronic communication review, code of ethics and personal trading reviews, and marketing review.
- Analyze clients’ books and records for regulatory issues.
- Interpret complex documents to identify regulatory risks.
- Participate in review planning, including client calls and policy reviews.
- Draft review reports and summarize findings for clients.
- Support ad-hoc projects, including analyst training, conferences, and client engagements.
Qualifications:
- Strong academic background or recognized professional qualification.
Preferred Experience and Skills:
- 0-2 years in financial services or knowledge of UK regulatory regime (e.g., FCA rules, directives).
- Professional integrity, dependability, flexibility, discretion, and strong communication skills.
- Ability to work in a fast-paced environment and establish effective relationships.
- Highly motivated, organized, and detail-oriented.
- Proficiency in Microsoft Office and comfortable with technology.
Certifications:
Willingness to undertake the Investment Management Certificate or CISI Diploma in Investment Compliance.
Benefits:
Competitive compensation, annual bonus, pension, private medical insurance, and other benefits including generous holiday allowance and professional development opportunities.
About ACA:
Leading GRC advisor in financial services, integrating consulting, managed services, and technology platforms with expertise from former regulators and practitioners.
Equal Opportunity:
Committed to nondiscrimination and equal opportunity employment policies.
Additional Details:
- Seniority level: Entry level
- Employment type: Full-time
- Job function: Consulting
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Financial Promotion Compliance Analyst employer: ACA Group
Contact Detail:
ACA Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Promotion Compliance Analyst
✨Tip Number 1
Familiarise yourself with the UK regulatory regime, especially FCA rules and directives. This knowledge will not only help you understand the role better but also demonstrate your commitment to compliance during interviews.
✨Tip Number 2
Network with professionals in the financial services sector, particularly those involved in compliance. Attend industry events or webinars to make connections and gain insights that could give you an edge in your application.
✨Tip Number 3
Showcase your analytical skills by discussing any relevant projects or experiences where you identified regulatory issues or improved compliance processes. Be prepared to share specific examples during interviews.
✨Tip Number 4
Express your willingness to pursue further qualifications like the Investment Management Certificate or CISI Diploma in Investment Compliance. This shows your dedication to professional development and aligns with the expectations of the role.
We think you need these skills to ace Financial Promotion Compliance Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Financial Promotion Compliance Analyst position. Understand the key responsibilities and qualifications required, as this will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasise any relevant experience you have in financial services or knowledge of UK regulatory regimes. Even if you have limited experience, focus on transferable skills and any related coursework or projects.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the role. Mention specific examples of your analytical abilities and communication skills, as these are crucial for the position.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is essential for a Compliance Analyst role.
How to prepare for a job interview at ACA Group
✨Understand Regulatory Frameworks
Familiarise yourself with the UK regulatory regime, especially FCA rules and directives. This knowledge will help you demonstrate your understanding of compliance issues during the interview.
✨Showcase Analytical Skills
Be prepared to discuss your analytical abilities. You might be asked to interpret complex documents or identify regulatory risks, so think of examples from your past experiences that highlight these skills.
✨Demonstrate Communication Skills
Strong communication is key in this role. Practice articulating your thoughts clearly and concisely, as you may need to summarise findings or draft reports. Consider doing mock interviews to refine your delivery.
✨Highlight Teamwork and Flexibility
This position requires collaboration and adaptability. Be ready to share instances where you've worked effectively in a team or adapted to changing circumstances, showcasing your ability to thrive in a fast-paced environment.
