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- Tasks: Join us as a Compliance Analyst, ensuring compliance reviews and consulting for our clients.
- Company: ACA Group is a leading GRC advisor in financial services, blending expertise with innovative solutions.
- Benefits: Enjoy competitive pay, annual bonuses, private medical insurance, and generous holiday allowance.
- Why this job: This role offers hands-on experience in compliance, a supportive culture, and opportunities for professional growth.
- Qualifications: Strong academic background or professional qualification; 0-2 years in financial services preferred.
- Other info: Entry-level position with full-time hours; training resources available for ongoing development.
The predicted salary is between 36000 - 60000 £ per year.
The individual in this position is responsible for participating in and ensuring the successful execution of compliance reviews and consulting work for ACA clients. This includes analyzing clients’ books and records for regulatory deficiencies, drafting reports, preparing documents, and summarizing findings. Candidates are encouraged to utilize available training resources for ongoing development.
Responsibilities:
- Assist with ACA service offerings such as regulatory filings, expert network chaperoning, anti-money laundering support, electronic communication review, code of ethics and personal trading reviews, and marketing review.
- Analyze clients’ books and records for regulatory issues.
- Interpret complex documents to identify regulatory risks.
- Participate in review planning, including client calls and policy reviews.
- Draft review reports and summarize findings for clients.
- Support ad-hoc projects, including analyst training, conferences, and client engagements.
Qualifications:
- Strong academic background or recognized professional qualification.
Preferred Experience and Skills:
- 0-2 years in financial services or knowledge of UK regulatory regime (e.g., FCA rules, directives).
- Professional integrity, dependability, flexibility, discretion, and strong communication skills.
- Ability to work in a fast-paced environment and establish effective relationships.
- Highly motivated, organized, and detail-oriented.
- Proficiency in Microsoft Office and comfortable with technology.
Certifications:
- Willingness to undertake the Investment Management Certificate or CISI Diploma in Investment Compliance.
Benefits:
- Competitive compensation, annual bonus, pension, private medical insurance, and other benefits including generous holiday allowance and professional development opportunities.
About ACA:
Leading GRC advisor in financial services, integrating consulting, managed services, and technology platforms with expertise from former regulators and practitioners.
Equal Opportunity:
Committed to nondiscrimination and equal opportunity employment policies.
Additional Details:
- Seniority level: Entry level
- Employment type: Full-time
- Job function: Consulting
Compliance Analyst, OMR (Outsourced Marketing Review) employer: ACA Group
Contact Detail:
ACA Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst, OMR (Outsourced Marketing Review)
✨Tip Number 1
Familiarise yourself with the UK regulatory regime, especially FCA rules and directives. This knowledge will not only help you understand the compliance landscape but also demonstrate your commitment to the role during interviews.
✨Tip Number 2
Network with professionals in the financial services sector, particularly those involved in compliance. Attend industry events or webinars to make connections and gain insights that could be beneficial for your application.
✨Tip Number 3
Showcase your analytical skills by discussing any relevant projects or experiences where you interpreted complex documents or identified regulatory risks. Be prepared to share specific examples during interviews.
✨Tip Number 4
Express your willingness to pursue further qualifications like the Investment Management Certificate or CISI Diploma in Investment Compliance. This shows your dedication to professional development and aligns with the expectations of the role.
We think you need these skills to ace Compliance Analyst, OMR (Outsourced Marketing Review)
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst at ACA Group. Familiarise yourself with the key tasks such as compliance reviews, regulatory analysis, and report drafting.
Tailor Your CV: Highlight relevant experience in financial services or any knowledge of UK regulatory frameworks in your CV. Emphasise skills like attention to detail, communication, and proficiency in Microsoft Office, which are crucial for this role.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your motivation for the role and how your background aligns with ACA Group's needs. Mention your willingness to undertake further certifications like the Investment Management Certificate.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. A polished application reflects your professionalism and attention to detail, which are essential traits for a Compliance Analyst.
How to prepare for a job interview at ACA Group
✨Understand Regulatory Frameworks
Familiarise yourself with the UK regulatory regime, especially FCA rules and directives. This knowledge will help you demonstrate your understanding of compliance issues during the interview.
✨Showcase Analytical Skills
Be prepared to discuss your analytical abilities. You might be asked how you would approach analysing clients' books and records for regulatory deficiencies, so think of examples from your past experiences or studies.
✨Highlight Communication Skills
Strong communication is key in this role. Prepare to explain how you would summarise findings and draft reports. Consider sharing instances where you've effectively communicated complex information.
✨Demonstrate Motivation and Organisation
As the role requires being highly motivated and organised, think of ways to illustrate these traits. Discuss any relevant projects or experiences where you successfully managed multiple tasks or deadlines.
