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- Tasks: Join us as a Compliance Analyst, ensuring compliance reviews and consulting for our clients.
- Company: ACA Group is a leading GRC advisor in financial services, blending expertise with technology.
- Benefits: Enjoy competitive pay, annual bonuses, private medical insurance, and generous holiday allowance.
- Why this job: This role offers hands-on experience in compliance, a supportive culture, and opportunities for professional growth.
- Qualifications: Strong academic background or professional qualification; 0-2 years in financial services preferred.
- Other info: Entry-level position with full-time hours; training resources available for ongoing development.
The predicted salary is between 28800 - 48000 £ per year.
The individual in this position is responsible for participating in and ensuring the successful execution of compliance reviews and consulting work for ACA clients. This includes analyzing clients’ books and records for regulatory deficiencies, drafting reports, preparing documents, and summarizing findings. Candidates are encouraged to utilize available training resources for ongoing development.
Responsibilities:
- Assist with ACA service offerings such as regulatory filings, expert network chaperoning, anti-money laundering support, electronic communication review, code of ethics and personal trading reviews, and marketing review.
- Analyze clients’ books and records for regulatory issues.
- Interpret complex documents to identify regulatory risks.
- Participate in review planning, including client calls and policy reviews.
- Draft review reports and summarize findings for clients.
- Support ad-hoc projects, including analyst training, conferences, and client engagements.
Qualifications:
- Strong academic background or recognized professional qualification.
Preferred Experience and Skills:
- 0-2 years in financial services or knowledge of UK regulatory regime (e.g., FCA rules, directives).
- Professional integrity, dependability, flexibility, discretion, and strong communication skills.
- Ability to work in a fast-paced environment and establish effective relationships.
- Highly motivated, organized, and detail-oriented.
- Proficiency in Microsoft Office and comfortable with technology.
Certifications:
- Willingness to undertake the Investment Management Certificate or CISI Diploma in Investment Compliance.
Benefits:
- Competitive compensation, annual bonus, pension, private medical insurance, and other benefits including generous holiday allowance and professional development opportunities.
About ACA:
Leading GRC advisor in financial services, integrating consulting, managed services, and technology platforms with expertise from former regulators and practitioners.
Equal Opportunity:
Committed to nondiscrimination and equal opportunity employment policies.
Additional Details:
- Seniority level: Entry level
- Employment type: Full-time
- Job function: Consulting
Contact Detail:
ACA Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst, OMR (Outsourced Marketing Review)
✨Tip Number 1
Familiarise yourself with the UK regulatory regime, especially FCA rules and directives. This knowledge will not only help you understand the role better but also demonstrate your commitment to compliance during interviews.
✨Tip Number 2
Network with professionals in the financial services sector, particularly those who work in compliance. Attend industry events or webinars to make connections that could lead to valuable insights or referrals for the Compliance Analyst position.
✨Tip Number 3
Showcase your analytical skills by discussing any relevant projects or experiences where you identified regulatory issues or improved compliance processes. Be prepared to share specific examples during your conversations with us.
✨Tip Number 4
Demonstrate your proficiency in Microsoft Office and any other relevant technologies. Consider taking a short course or certification to enhance your skills, as this can set you apart from other candidates.
We think you need these skills to ace Compliance Analyst, OMR (Outsourced Marketing Review)
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst at ACA Group. Familiarise yourself with the key tasks such as analysing clients' records and drafting reports.
Tailor Your CV: Highlight relevant experience in financial services or knowledge of UK regulatory regimes in your CV. Emphasise skills like attention to detail, communication, and proficiency in Microsoft Office.
Craft a Strong Cover Letter: In your cover letter, express your motivation for the role and how your background aligns with ACA Group's needs. Mention any relevant training or certifications you are willing to pursue, such as the Investment Management Certificate.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that all information is clear and concise to make a strong impression.
How to prepare for a job interview at ACA Group
✨Understand Regulatory Frameworks
Familiarise yourself with the UK regulatory regime, especially FCA rules and directives. This knowledge will help you demonstrate your understanding of compliance issues during the interview.
✨Showcase Analytical Skills
Be prepared to discuss your analytical abilities. You might be asked to interpret complex documents or identify regulatory risks, so think of examples from your past experiences that highlight these skills.
✨Demonstrate Communication Skills
Strong communication is key for a Compliance Analyst. Practice articulating your thoughts clearly and concisely, as you may need to summarise findings or draft reports during the interview.
✨Express Willingness to Learn
Since this role encourages ongoing development, express your enthusiasm for learning and professional growth. Mention any relevant certifications you are willing to pursue, like the Investment Management Certificate.
