At a Glance
- Tasks: Coordinate compliance reporting and manage training frameworks in a dynamic banking environment.
- Company: Join ABN AMRO, a leading Dutch bank focused on innovation and sustainability.
- Benefits: Enjoy a hybrid work setup, professional development opportunities, and an inclusive workplace.
- Other info: Be part of a collaborative team with strong career growth potential.
- Why this job: Make a real impact in compliance while working with senior stakeholders in finance.
- Qualifications: Experience in compliance within financial services and knowledge of UK regulations required.
The predicted salary is between 45000 - 55000 £ per year.
- Compliance Operations Associate
- Location: London
Role Type: Permanent
Work Setup: Hybrid - 3 days in the office
Who We Are
ABN AMRO Bank N.
V. is a leading Dutch financial services group providing retail, private, wealth management and corporate banking services.
The bank focuses on digital innovation, sustainability and responsible banking.
It offers a collaborative and inclusive workplace with strong opportunities for professional development.
- What You’ll Do
- Coordinate timely Compliance reporting for Head Office and local governance committees, including meeting agendas, action logs and management information.
- Support the review and implementation of Group and UK Compliance standards, policies and procedures.
- Manage the Compliance training framework, including annual planning, content development, delivery, completion tracking and reporting.
- Collate information and prepare regulatory reports and submissions to the PRA and FCA via Reg Data and CONNECT.
- Maintain regulatory correspondence, governance records and action trackers, ensuring timely completion and escalation.
- Support SMCR requirements, including SMF applications, Statements of Responsibilities, certification oversight and the Management Responsibilities Map.
- Oversee conduct and regulatory activities, including restricted lists, Personal Account Dealing, conflicts of interest, horizon scanning and stakeholder collaboration.
What You Bring
- Proven experience in compliance within financial services/ banking industry.
- Working knowledge of UK and European regulations, including PRA and FCA requirements; SMCR knowledge is advantageous.
- Strong written and verbal English, with the ability to communicate effectively with senior stakeholders.
- Proficient in Microsoft Word, Excel, Power Point and Share Point or similar document management systems.
- Highly organised, proactive and collaborative, with the ability to manage priorities, meet deadlines and improve processes.
- What’s Next
Successful applicants will be contacted directly by a recruiter to discuss the role more.
We are committed to creating an inclusive recruitment experience.
If you require support or adjustments to the recruitment process, our Adjustment Concierge Service is here to help.
Please feel free to contact us at to discuss how we can support you.
We welcome applications from all candidates and are committed to providing equal opportunities.
Compliance Operations Associate in London employer: ABN AMRO Group
ABN AMRO Group is an attractive employer due to its commitment to professional development and a supportive work culture. Employees enjoy a collaborative environment that values work-life balance and offers exposure to a variety of legal and compliance challenges. The company's focus on sustainability further enhances its appeal as a forward-thinking financial institution.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Operations Associate in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like ABN AMRO Group looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Operations Associate in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at ABN AMRO Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at ABN AMRO Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with ABN AMRO Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
