Compliance Operations Associate
Location: London
Role Type: Permanent
Work Setup: Hybrid - 3 days in the office
Who We Are
ABN AMRO Bank N.V. is a leading Dutch financial services group providing retail, private, wealth management and corporate banking services. The bank focuses on digital innovation, sustainability and responsible banking. It offers a collaborative and inclusive workplace with strong opportunities for professional development.
What You’ll Do
- Coordinate timely Compliance reporting for Head Office and local governance committees, including meeting agendas, action logs and management information.
- Support the review and implementation of Group and UK Compliance standards, policies and procedures.
- Manage the Compliance training framework, including annual planning, content development, delivery, completion tracking and reporting.
- Collate information and prepare regulatory reports and submissions to the PRA and FCA via RegData and CONNECT.
- Maintain regulatory correspondence, governance records and action trackers, ensuring timely completion and escalation.
- Support SMCR requirements, including SMF applications, Statements of Responsibilities, certification oversight and the Management Responsibilities Map.
- Oversee conduct and regulatory activities, including restricted lists, Personal Account Dealing, conflicts of interest, horizon scanning and stakeholder collaboration.
What You Bring
- Proven experience in compliance within financial services/ banking industry.
- Working knowledge of UK and European regulations, including PRA and FCA requirements; SMCR knowledge is advantageous.
- Strong written and verbal English, with the ability to communicate effectively with senior stakeholders.
- Proficient in Microsoft Word, Excel, PowerPoint and SharePoint or similar document management systems.
- Highly organised, proactive and collaborative, with the ability to manage priorities, meet deadlines and improve processes.
What’s Next
Successful applicants will be contacted directly by a recruiter to discuss the role more.
We are committed to creating an inclusive recruitment experience. If you require support or adjustments to the recruitment process, our Adjustment Concierge Service is here to help. Please feel free to contact us at to discuss how we can support you.
We welcome applications from all candidates and are committed to providing equal opportunities.
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Compliance Operations Associate in London employer: ABN AMRO Bank N.V.
ABN AMRO Bank N.V. is an exceptional employer that prioritises employee development and a collaborative work culture, making it an ideal place for professionals looking to make a meaningful impact in the financial sector. With a strong focus on transformation and talent management, employees benefit from comprehensive training programmes and opportunities for career advancement, all while working in a dynamic environment that values innovation and teamwork in the heart of the UK.
