Business Compliance Officer - UK Clearing in London

Business Compliance Officer - UK Clearing in London

London Full-Time 36000 - 60000 £ / year (est.) No working from home possible
ABN AMRO Bank N.V.

At a Glance

  • Tasks: Manage compliance risks and provide expert advice in a dynamic banking environment.
  • Company: Join ABN AMRO Bank, a leading global bank known for innovation and ethical standards.
  • Benefits: Enjoy hybrid working, professional growth opportunities, and a supportive work-life balance.
  • Other info: Inclusive recruitment process with support for candidates needing adjustments.
  • Why this job: Be part of a collaborative culture that values continuous learning and personal development.
  • Qualifications: Professional qualifications like CISI Diploma and strong knowledge of FCA Handbook required.

The predicted salary is between 36000 - 60000 £ per year.

Business Compliance Officer - UK Clearing

Join to apply for the Business Compliance Officer - UK Clearing role at ABN AMRO Bank N.V.

Business Compliance Officer - UK Clearing

Join to apply for the Business Compliance Officer - UK Clearing role at ABN AMRO Bank N.V.

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Lead Recruiter - Robert Walters Outsourcing EMEA - Specialising within HR

Business Compliance Officer

Salary: Very Competitive

Location: London

Hybrid Working: 3 days in office, 2 working from home

Keywords: Compliance, Regulatory, Risk Management, FCA Handbook, Data Privacy, Financial Services Laws

Our client, ABN Amro Bank, is seeking a highly knowledgeable and dependable Business Compliance Officer to join their London team. This role offers a very competitive salary and the opportunity to work with a globally recognised financial institution. The successful candidate will be instrumental in managing compliance risks within the organisation\'s Clearing business line, providing expert advice on regulatory issues, and fostering collaboration throughout the firm.

What you\'ll do:

* Support the Head of Compliance (HoC) in managing the UK Clearing Compliance function

* Develop and maintain the UK Conduct Risk framework

* Provide expert technical advice and face-to-face training on governance and regulation

* Review and sign off relevant financial promotion literature

* Communicate effectively with senior management on matters of regulatory relevance

* Assist with the establishment of policies and procedures to achieve compliance with relevant laws, rules, and regulations

What you bring:

* Professional qualifications such as the CISI Diploma or equivalent

* Strong knowledge of the FCA Handbook and key Exchange rules

* Ability to undertake broad compliance monitoring activities

* Excellent communication skills both written and orally

* Ability to resolve conflict and deal with confrontation through tact and skill

* Good understanding of relevant existing, and emerging regulatory requirements

What sets this company apart:

ABN Amro Bank is a leading global bank with a strong commitment to providing innovative solutions while maintaining high ethical standards. They offer an inclusive work environment that values collaboration and interpersonal connections. Their focus on continuous learning provides employees with numerous opportunities for professional growth. Moreover, they understand the importance of work-life balance and offer flexible working arrangements.

What\'s next:

Ready to take the next step in your career with a leading global bank? Apply today! Apply today by clicking on the link. We look forward to receiving your application.

We are committed to creating an inclusive recruitment experience.If you have a disability or long-term health condition and require adjustments to the recruitment process, our Adjustment Concierge Service is here to support you. Please reach out to us at adjustments@robertwalters.com to discuss further.

Seniority level

  • Seniority level

    Mid-Senior level

Employment type

  • Employment type

    Full-time

Job function

  • Job function

    Other
  • Industries

    Banking

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Business Compliance Officer - UK Clearing in London employer: ABN AMRO Bank N.V.

ABN AMRO Bank N.V. is an exceptional employer, offering a dynamic and inclusive work environment in the heart of London. With a strong commitment to employee development, the bank provides numerous opportunities for professional growth while promoting a healthy work-life balance through flexible hybrid working arrangements. Joining ABN AMRO means being part of a globally recognised financial institution that values collaboration, ethical standards, and continuous learning.

ABN AMRO Bank N.V.

Contact Details:

ABN AMRO Bank N.V. Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Business Compliance Officer - UK Clearing in London

Tip Number 1

Familiarise yourself with the FCA Handbook and key Exchange rules. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance, which is crucial for the Business Compliance Officer role.

Tip Number 2

Network with professionals in the compliance field, especially those working in financial services. Engaging with industry experts can provide valuable insights and may even lead to referrals, increasing your chances of landing the job.

Tip Number 3

Prepare to discuss real-world scenarios where you've successfully managed compliance risks or provided regulatory advice. Being able to share specific examples will showcase your expertise and problem-solving skills during the interview.

Tip Number 4

Stay updated on emerging regulatory requirements and trends in the financial sector. Showing that you are proactive about continuous learning will align well with ABN AMRO's focus on professional growth and ethical standards.

We think you need these skills to ace Business Compliance Officer - UK Clearing in London

Knowledge of FCA Handbook
Understanding of Financial Services Laws
Compliance Monitoring
Risk Management
Data Privacy Regulations
Conflict Resolution
Excellent Written Communication

Some tips for your application 🫡

Tailor Your CV:Make sure your CV highlights relevant experience in compliance, regulatory frameworks, and risk management. Use keywords from the job description, such as 'FCA Handbook' and 'Data Privacy', to demonstrate your fit for the role.

Craft a Strong Cover Letter:In your cover letter, express your enthusiasm for the Business Compliance Officer position. Discuss how your qualifications, such as the CISI Diploma, align with the requirements and how you can contribute to ABN AMRO Bank's compliance function.

Showcase Communication Skills:Since excellent communication skills are essential for this role, provide examples in your application of how you've effectively communicated complex regulatory issues in previous positions. This could be through training sessions or reports you've prepared.

Highlight Continuous Learning:Mention any ongoing professional development or training related to compliance and regulation. This shows your commitment to staying updated with emerging regulatory requirements, which is crucial for the role.

How to prepare for a job interview at ABN AMRO Bank N.V.

Know Your Compliance Regulations

Familiarise yourself with the FCA Handbook and key Exchange rules. Be prepared to discuss how these regulations impact the role of a Business Compliance Officer, especially in the context of UK Clearing.

Demonstrate Communication Skills

Since effective communication with senior management is crucial, practice articulating complex compliance issues clearly and concisely. Use examples from your past experiences to showcase your ability to convey important regulatory matters.

Showcase Conflict Resolution Abilities

Prepare to discuss situations where you successfully resolved conflicts or handled confrontations. Highlight your tact and skill in navigating challenging discussions, as this is essential for a compliance role.

Emphasise Continuous Learning

ABN AMRO values professional growth, so express your commitment to continuous learning. Mention any relevant courses or certifications you are pursuing, such as the CISI Diploma, and how they enhance your compliance expertise.