Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Analyse market conduct and enhance surveillance processes in a dynamic financial environment.
- Company: Aberdeen, the UK's leading Wealth & Investments group focused on client service.
- Benefits: Enjoy 40 days leave, generous pension contributions, and flexible perks like gym discounts.
- Why this job: Kickstart your career in finance while making a real impact in Risk & Compliance.
- Qualifications: Degree in Finance, Economics, or related field preferred; passion for financial services is key.
- Other info: Join a supportive team with a commitment to inclusivity and career growth.
The predicted salary is between 36000 - 60000 £ per year.
Investments Surveillance Analyst, Risk & Compliance
Join Aberdeen as an Investments Surveillance Analyst within our Risk & Compliance team. The role focuses on market conduct surveillance, insider list management and process automation.
Job Description
Aberdeen is the UK’s leading Wealth & Investments group, committed to delivering excellent client service through technology, talent and a culture that puts stakeholders at the heart of everything we do. The team is growing our direct and advised wealth platforms and repositioning specialist asset management to meet client demand.
Key Responsibilities
- Review trade electronic communications and voice calls for market conduct purposes.
- Support Information Control Room duties to maintain the insider list and associated restrictions.
- Provide input to improve surveillance processes and identify opportunities for automation.
- Support the production of relevant management information.
- Collaborate with colleagues across SLA to build and maintain an effective control environment, providing guidance, support and constructive challenge.
Qualifications
- Degree or equivalent in Finance, Economics, Physics, Business Studies or related subject (preferred).
- Any relevant professional qualifications (preferred).
Key Knowledge, Skills & Experience
- Interest and passion for a career in financial services and/or Risk & Compliance.
- Good analytical skills.
- Pragmatic and proactive.
- Excellent verbal and written communication skills.
- Proven experience working well in a team.
- Intermediate Excel ability (macros, formulas bonus).
- Ability to work under pressure.
Benefits
40 days annual leave, 16% employer pension contribution, discretionary performance‑based bonus (where applicable), private healthcare and a range of flexible benefits including gym discounts, season ticket loans and access to an employee discount portal.
EEO & Disability Confident
We are proud to be a Disability Confident employer and committed to an inclusive workplace. If you have a disability and would like to apply under the Disability Confident Scheme, please complete the relevant section in your questionnaire.
#J-18808-Ljbffr
Investments Surveillance Analyst, Risk and Compliance employer: aberdeen
Contact Detail:
aberdeen Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investments Surveillance Analyst, Risk and Compliance
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already at Aberdeen or similar firms. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market conduct and compliance. We want to see your passion for financial services shine through, so be ready to discuss how your skills align with the role.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've tackled complex problems in the past. Whether it's through projects or previous jobs, we love to see how you think and solve issues.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're serious about joining our team at Aberdeen.
We think you need these skills to ace Investments Surveillance Analyst, Risk and Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Investments Surveillance Analyst role. Highlight your relevant experience in market conduct, compliance, and any analytical skills that match what we're looking for.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're passionate about financial services and how your background fits with our Risk & Compliance team. Be genuine and let your personality shine through!
Showcase Your Skills: Don’t forget to mention your Excel skills! If you’ve got experience with macros or formulas, make it known. We love seeing candidates who can bring technical skills to the table.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at aberdeen
✨Know Your Stuff
Make sure you brush up on your knowledge of market conduct and insider list management. Familiarise yourself with the latest trends in financial services and how they relate to risk and compliance. This will show that you're genuinely interested in the role and can engage in meaningful discussions.
✨Show Off Your Analytical Skills
Prepare to demonstrate your analytical skills during the interview. Think of examples from your past experiences where you've successfully analysed data or improved processes. Be ready to discuss how you can apply these skills to enhance surveillance processes at Aberdeen.
✨Excel at Excel
Since intermediate Excel skills are a must, make sure you’re comfortable with macros and formulas. You might be asked to solve a problem or analyse data on the spot, so practice beforehand. Being able to showcase your Excel prowess could really set you apart!
✨Team Player Vibes
Aberdeen values collaboration, so be prepared to talk about your experience working in teams. Share specific examples of how you've contributed to team success and how you handle constructive feedback. This will highlight your ability to work well within their control environment.
