Investments Surveillance Analyst, Risk and Compliance in Edinburgh
Investments Surveillance Analyst, Risk and Compliance

Investments Surveillance Analyst, Risk and Compliance in Edinburgh

Edinburgh Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Analyse market conduct and support insider list management in a dynamic team.
  • Company: Join Aberdeen, the UK's leading Wealth & Investments group.
  • Benefits: Enjoy 40 days leave, generous pension, private healthcare, and flexible perks.
  • Why this job: Kickstart your career in finance with impactful work and a supportive culture.
  • Qualifications: Degree in Finance, Economics, or related field preferred; analytical skills a must.
  • Other info: Be part of an inclusive workplace with excellent growth opportunities.

The predicted salary is between 36000 - 60000 £ per year.

Join Aberdeen as an Investments Surveillance Analyst within our Risk & Compliance team. The role focuses on market conduct surveillance, insider list management and process automation.

Aberdeen is the UK's leading Wealth & Investments group, committed to delivering excellent client service through technology, talent and a culture that puts stakeholders at the heart of everything we do. The team is growing our direct and advised wealth platforms and repositioning specialist asset management to meet client demand.

Key Responsibilities
  • Review trade electronic communications and voice calls for market conduct purposes.
  • Support Information Control Room duties to maintain the insider list and associated restrictions.
  • Provide input to improve surveillance processes and identify opportunities for automation.
  • Support the production of relevant management information.
  • Collaborate with colleagues across SLA to build and maintain an effective control environment, providing guidance, support and constructive challenge.
Qualifications
  • Degree or equivalent in Finance, Economics, Physics, Business Studies or related subject (preferred).
  • Any relevant professional qualifications (preferred).
Key Knowledge, Skills & Experience
  • Interest and passion for a career in financial services and/or Risk & Compliance.
  • Good analytical skills.
  • Pragmatic and proactive.
  • Excellent verbal and written communication skills.
  • Proven experience working well in a team.
  • Intermediate Excel ability (macros, formulas bonus).
  • Ability to work under pressure.
Benefits
  • 40 days annual leave.
  • 16% employer pension contribution.
  • Discretionary performance-based bonus (where applicable).
  • Private healthcare.
  • A range of flexible benefits including gym discounts, season ticket loans and access to an employee discount portal.

We are proud to be a Disability Confident employer and committed to an inclusive workplace. If you have a disability and would like to apply under the Disability Confident Scheme, please complete the relevant section in your questionnaire.

Investments Surveillance Analyst, Risk and Compliance in Edinburgh employer: aberdeen

Aberdeen is an exceptional employer, offering a dynamic work culture that prioritises client service and employee well-being. With generous benefits such as 40 days of annual leave, a substantial pension contribution, and opportunities for professional growth within the thriving financial services sector, employees are empowered to excel in their roles. The inclusive environment fosters collaboration and innovation, making it an ideal place for those passionate about Risk and Compliance.
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Contact Detail:

aberdeen Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Investments Surveillance Analyst, Risk and Compliance in Edinburgh

✨Tip Number 1

Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by researching the company and role thoroughly. Understand their values and how they align with your skills. This will help you stand out and show that you're genuinely interested in being part of their team.

✨Tip Number 3

Practice makes perfect! Do mock interviews with friends or use online resources to get comfortable with common questions. The more you practice, the more confident you'll feel when it’s time to shine.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to engage directly with us.

We think you need these skills to ace Investments Surveillance Analyst, Risk and Compliance in Edinburgh

Market Conduct Surveillance
Insider List Management
Process Automation
Analytical Skills
Communication Skills
Team Collaboration
Excel (Intermediate, including macros and formulas)
Ability to Work Under Pressure
Proactive Approach
Interest in Financial Services
Risk and Compliance Knowledge

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Investments Surveillance Analyst role. Highlight your relevant experience in market conduct, compliance, and any analytical skills that match what we're looking for.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your passion for financial services and how your background aligns with our values at Aberdeen. Keep it concise but impactful!

Showcase Your Skills: Don’t forget to mention your Excel skills, especially if you have experience with macros or formulas. We love seeing candidates who can bring technical skills to the table, so make sure to highlight them!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you're serious about joining our team!

How to prepare for a job interview at aberdeen

✨Know Your Stuff

Make sure you brush up on your knowledge of market conduct and compliance regulations. Familiarise yourself with the key responsibilities of the role, especially around trade communications and insider list management. This will show that you're genuinely interested in the position and understand what it entails.

✨Show Off Your Analytical Skills

Prepare to discuss examples of how you've used your analytical skills in previous roles. Think about specific situations where you identified issues or improved processes. Being able to articulate these experiences will demonstrate your capability to contribute to the team’s goals.

✨Excel at Excel

Since intermediate Excel skills are a must, practice using macros and formulas before the interview. You might be asked to solve a problem or analyse data on the spot, so being comfortable with Excel will give you an edge and show that you're ready for the technical aspects of the job.

✨Team Player Vibes

Be prepared to talk about your experience working in teams. Highlight instances where you collaborated effectively with colleagues, provided support, or challenged ideas constructively. This will align with the company’s emphasis on building a strong control environment and teamwork.

Investments Surveillance Analyst, Risk and Compliance in Edinburgh
aberdeen
Location: Edinburgh
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  • Investments Surveillance Analyst, Risk and Compliance in Edinburgh

    Edinburgh
    Full-Time
    36000 - 60000 £ / year (est.)
  • A

    aberdeen

    200-300
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