At a Glance
- Tasks: Support KYA governance and oversight, ensuring compliance and quality across the Asset business.
- Company: Aberdeen, a leading Wealth & Investments group focused on client service and innovation.
- Benefits: 40 days annual leave, 16% pension contribution, private healthcare, and flexible benefits.
- Why this job: Join a dynamic team making a real impact in financial governance and oversight.
- Qualifications: Experience in governance, assurance, and strong analytical skills required.
- Other info: Inclusive workplace with blended working approach and excellent career growth opportunities.
The predicted salary is between 36000 - 60000 £ per year.
At Aberdeen, our ambition is to be the UK's leading Wealth & Investments group. Strengthening talent and culture is one of our strategic priorities. We strive to make Aberdeen a great place to work so that we can attract and retain the industry's best talent. Our people put our stakeholders at the heart of everything they do by helping us to make a positive difference to the lives of our clients, customers, colleagues, shareholders, and society. We are focused on growing our direct and advised wealth platforms and repositioning our specialist asset management business to meet client demand. We are committed to providing excellent client service, supported by leading technology and talent.
Aberdeen comprises three businesses, interactive investor (ii), Investments, and Adviser, each of which focuses on meeting and adapting to our clients' evolving needs:
- interactive investor, the UK's second largest direct-to-consumer investment platform, enables individuals in the UK to plan, save, and invest in the way that works for them.
- Our Adviser business provides financial planning solutions and technology for UK financial advisers, enabling them to create value for their customers.
- Our investments business is a specialist asset manager that focuses on areas where we have both strength and scale to capitalise on the key themes shaping the market, through either public markets or alternative asset classes.
The KYA Governance Team plays a pivotal role in ensuring we maintain a robust Know Your Asset (KYA) framework and meet our regulatory obligations across the Asset business.
This is a 12-month FTC. We are recruiting a KYA Governance Oversight Manager (Career Level 4) to support the Head of KYA Governance and the wider Governance Team in strengthening and embedding KYA oversight across the business. This is a key role in ensuring our outsourced KYA activity (delivered by Grant Thornton) meets Aberdeen standards, TPRO requirements and regulatory expectations. Your work will directly enhance the quality, consistency, and transparency of governance across the KYA lifecycle, including third-party assurance, MI oversight, and structured governance forums. Responsibilities reflect the oversight components documented in our outsourcing governance materials.
Key responsibilities:
- Support the Head of KYA Governance in maintaining and developing the KYA governance framework across the Asset business.
- Contribute to the preparation, operation, and documentation of governance forums (Executive Oversight, Joint Service Reviews and Operational Oversight).
- Assist the team with reviewing, interpreting and challenging MI, KPIs and SLA performance from the third-party provider, ensuring effective escalation and follow-through.
Third-Party Provider Testing & Assurance:
- Support the Head of KYA Governance in performing testing and assurance over Grant Thornton's outsourced KYA activities — including sample checking, thematic reviews, and quality assurance.
- Review accuracy, completeness, and timeliness of KYA outputs against TPRO Standards, DD Minimum Standards, and contractual controls.
- Identify risks, service-delivery failures, or control gaps and support the tracking of remediation plans through governance forums.
Risk, Controls & Policy Alignment:
- Assist in ensuring the outsourced service aligns with Aberdeen's risk framework, including documentation, oversight controls, and ongoing monitoring expectations.
- Review processes and controls to ensure compliance with TPRM/TPRO requirements — particularly those referencing asset-level due diligence, record-keeping and review cycles.
- Support readiness for internal audit, AFC MTO testing and regulatory review by maintaining robust audit trails and documentation.
Cross-Team Collaboration:
- Work closely with the wider KYA Governance Team, contributing to workstreams, escalation packs, assurance reviews, and policy mapping.
- Engage stakeholders across Investments, AFC, Risk, Legal and KYA SMEs to support a consistent and well-governed KYA operating model.
About the candidate:
- Experience in governance, assurance, oversight, AFC/KYC/KYA processes, or outsourced service oversight within financial services.
- Familiarity with assurance testing, sample-based QA, and control-effectiveness assessments.
- Understanding of TPRO, TPRM or outsourcing frameworks.
- Strong analytical and problem-solving skills.
- Confident in stakeholder engagement and constructive challenge.
- Clear written and verbal communication skills, particularly in governance reporting.
Our benefits:
There’s more to working life than coming home with a good salary. We have an environment where you can learn, get involved and be supported. When you join us, your reward will be one of the best around. This includes 40 days' annual leave, a 16% employer pension contribution, a discretionary performance-based bonus (where applicable), private healthcare and a range of flexible benefits – including gym discounts, season ticket loans and access to an employee discount portal.
An inclusive way of working:
Whatever way you like to work, if you have the talent and commitment to join our team, we’d like to hear from you. At Aberdeen we’ve adopted a 'blended working' approach. This approach combines the benefits of face-to-face collaboration, coaching and connecting in our offices with the flexibility of working from home. It enables colleagues to find a balance that works for their roles, their teams, our clients and our business. We’re committed to providing an inclusive workplace where all forms of difference are valued and which is free from any form of unfair or unlawful treatment.
KYA Governance Oversight Manager - 12 Month Fixed Term Contract in London employer: Aberdeen Group
Contact Detail:
Aberdeen Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land KYA Governance Oversight Manager - 12 Month Fixed Term Contract in London
✨Tip Number 1
Network like a pro! Reach out to people in your industry, especially those at Aberdeen. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by researching the company culture and values. Show how you align with their mission to make a positive difference – it’ll set you apart!
✨Tip Number 3
Practice your answers to common interview questions, but keep it natural. We want to see your personality shine through, so don’t be afraid to let it show!
✨Tip Number 4
Apply directly through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our team.
We think you need these skills to ace KYA Governance Oversight Manager - 12 Month Fixed Term Contract in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the KYA Governance Oversight Manager role. Highlight your experience in governance, assurance, and oversight, and show how it aligns with our mission at Aberdeen.
Showcase Your Skills: Don’t just list your skills; demonstrate them! Use specific examples from your past work that showcase your analytical abilities and stakeholder engagement. We want to see how you’ve made a positive impact in previous roles.
Be Clear and Concise: When writing your application, clarity is key. Use straightforward language and structure your thoughts logically. Remember, we appreciate clear communication, especially in governance reporting!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to the right people. Plus, you’ll find all the details about the role and our company culture there!
How to prepare for a job interview at Aberdeen Group
✨Know Your KYA
Before the interview, make sure you understand the KYA (Know Your Asset) framework and its importance in governance. Familiarise yourself with Aberdeen's approach to KYA oversight and how it aligns with regulatory expectations. This will show your genuine interest and preparedness for the role.
✨Showcase Your Analytical Skills
Be ready to discuss your experience with governance, assurance, and oversight processes. Prepare examples that highlight your analytical and problem-solving skills, especially in relation to third-party provider testing and assurance. Use specific scenarios to demonstrate how you've tackled challenges in previous roles.
✨Engage Stakeholders Effectively
Since stakeholder engagement is key in this role, think of instances where you've successfully collaborated with different teams. Be prepared to share how you’ve navigated complex discussions and ensured alignment across various departments, particularly in financial services.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely, especially when discussing governance reporting. You might be asked to explain complex concepts, so being able to communicate effectively will set you apart. Consider doing mock interviews to refine your verbal communication skills.