At a Glance
- Tasks: Lead compliance initiatives and develop AML frameworks for a growing financial services business.
- Company: International financial services firm focused on digital assets and compliance.
- Benefits: Remote work, competitive salary, and the chance to shape compliance from the ground up.
- Other info: Work with an experienced leadership team and enjoy excellent career growth opportunities.
- Why this job: Join a high-growth organisation and make a real impact in the compliance landscape.
- Qualifications: 15+ years in compliance, FCA expertise, and experience with digital assets.
The predicted salary is between 70100 - 100000 £ per year.
Lead MLRO & Compliance Officer (UK)
Location
UK (Remote)
Our client, an international financial services and digital assets business, is seeking an experienced
MLRO & Compliance Officer to lead the development of its UK compliance framework as it continues to expand its regulated operations.
This is a senior leadership opportunity for someone with strong FCA regulatory expertise who enjoys building compliance functions, engaging with regulators, and partnering with the business to support sustainable growth.
Key Responsibilities
- Lead UK compliance and financial crime initiatives, including regulatory authorisation activities.
- Develop and maintain AML, sanctions, and broader compliance frameworks.
- Design policies, governance, monitoring, and risk management processes aligned with FCA expectations.
- Advise senior stakeholders on UK regulatory requirements and emerging compliance risks.
- Work closely with Legal, Risk, Product, and Operations teams to embed compliance across the business.
- Act as the proposed MLRO and Compliance Officer for the UK entity, subject to regulatory approval.
Requirements
15+ years' compliance and financial crime experience within FCA-regulated financial services.
- Previous experience holding
SMF16, SMF17 , or an equivalent senior compliance role.
- Strong experience working directly with UK regulators and leading regulatory authorisation or licensing projects.
- Proven digital assets experience , with exposure to crypto, Web3, De Fi, or related markets.
- Excellent understanding of UK AML, sanctions, and regulatory governance requirements.
- Commercial, hands-on approach with the ability to build compliance functions from the ground up.
- Degree educated; legal qualifications are advantageous.
- Experience leveraging AI or technology to enhance compliance processes is a plus.
Why Apply?
This is an opportunity to join a high-growth organisation at a pivotal stage of its UK expansion, with the chance to shape the compliance function from the ground up while working alongside an experienced international leadership team.
MLRO & Compliance Officer (UK) in Northampton employer: AAA Global
AAA Global is an excellent employer for aspiring engineers, offering a vibrant work culture that fosters collaboration and innovation in the heart of Greater London. With a focus on employee growth, you will have the chance to develop your skills in modern trading systems and crypto technologies while working alongside experienced professionals in a dynamic, agile environment. The company's commitment to maintaining a supportive atmosphere ensures that every team member can thrive and contribute meaningfully to exciting projects.
StudySmarter Expert Advice🤫
We think this is how you could land MLRO & Compliance Officer (UK) in Northampton
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
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Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
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We think you need these skills to ace MLRO & Compliance Officer (UK) in Northampton
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to AAA Global.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on AAA Global's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at AAA Global
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with AAA Global.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at AAA Global will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former AAA Global employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
