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- Tasks: Manage risk for hedge fund clients, ensuring precision in margining and leverage control.
- Company: Dynamic mini-prime brokerage in London with a focus on innovation.
- Benefits: Competitive salary, career growth, and the chance to make impactful decisions.
- Why this job: Join a critical role that shapes financial strategies and protects the firm's balance sheet.
- Qualifications: 10+ years in Prime Brokerage Risk with strong analytical skills.
- Other info: Opportunity for FCA certification and immediate impact in a lean team.
The predicted salary is between 72000 - 108000 £ per year.
My client are hiring a Risk Officer for their London-based mini-prime brokerage, with primary responsibility for margining, leverage control, and counterparty risk across hedge fund clients. This role is critical to protecting the firm's balance sheet and requires absolute precision and sound judgment.
Key Responsibilities
- Own initial and maintenance margin frameworks, including haircuts, concentration add-ons, and liquidity adjustments.
- Monitor client leverage, margin utilization, and exposure on an intraday and EOD basis.
- Oversee margin calls, enforce deadlines, and manage breaches or forced deleveraging where required.
- Identify and escalate concentration, wrong-way, and liquidation risk.
- Run stress tests focused on adverse market moves and liquidation scenarios.
- Ensure all margin decisions are documented, auditable, and regulator-ready.
Requirements
- 10+ years' experience in Prime Brokerage Risk, Margin Risk, or Counterparty Credit Risk.
- Deep, hands-on understanding of margin mechanics and prime brokerage leverage, derivatives valuation (swaps, options, both listed and OTC, procedures and technical solutions required to enforce trade risk parameters).
- Strong judgment under pressure; no tolerance for operational or analytical error.
- Experience interfacing with Front Office, Operations, Legal, and senior management.
Profile
Suited to a lean platform where risk decisions have immediate impact.
Note: the successful candidate in the position will lead to certification under FCA Senior Management Certification Regime, to be designated as SMF4.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Finance
Industries: Financial Services, Investment Banking, and Investment Management
Risk Officer in London employer: AAA Global
Contact Detail:
AAA Global Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance sector, especially those in risk management. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your technical knowledge. Make sure you can discuss margin mechanics and counterparty risk confidently. We want you to shine when they ask about your experience with leverage control!
✨Tip Number 3
Showcase your problem-solving skills! Be ready to share examples of how you've handled high-pressure situations or made critical risk decisions in the past. This will demonstrate your strong judgment under pressure.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Risk Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk Officer role. Highlight your experience in margin risk and counterparty credit risk, and don’t forget to showcase your hands-on understanding of margin mechanics. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that demonstrate your strong judgment under pressure and your ability to interface with various teams. Let us know why you’re excited about joining our mini-prime brokerage!
Be Precise and Clear: In the finance world, precision is key. When writing your application, be clear and concise. Avoid jargon unless it’s relevant, and make sure your points are easy to understand. We appreciate straightforward communication that gets to the heart of your qualifications.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at AAA Global
✨Know Your Numbers
As a Risk Officer, you'll need to demonstrate a solid grasp of margin mechanics and leverage control. Brush up on your quantitative skills and be ready to discuss specific metrics related to margin frameworks and risk management strategies.
✨Showcase Your Experience
With over 10 years in the field, you should have plenty of examples to share. Prepare to discuss your past roles in Prime Brokerage Risk and how you've handled margin calls or breaches. Real-life scenarios will help illustrate your expertise.
✨Stay Calm Under Pressure
This role demands strong judgment, especially during stressful situations. Think of instances where you've had to make quick decisions under pressure and be prepared to explain your thought process. This will show your potential employer that you can handle the heat.
✨Understand the Regulatory Landscape
Since this position involves compliance with the FCA Senior Management Certification Regime, it's crucial to be familiar with relevant regulations. Brush up on the latest guidelines and be ready to discuss how you ensure that all margin decisions are auditable and regulator-ready.
