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- Tasks: Manage risk for hedge fund clients, ensuring precision in margining and leverage control.
- Company: Dynamic mini-prime brokerage in London with a focus on innovation.
- Benefits: Competitive salary, full-time role, and opportunities for professional growth.
- Why this job: Make impactful decisions in a fast-paced finance environment.
- Qualifications: 10+ years in Prime Brokerage Risk with strong analytical skills.
- Other info: Lead to FCA certification, enhancing your career in finance.
The predicted salary is between 72000 - 108000 £ per year.
My client are hiring a Risk Officer for their London-based mini-prime brokerage, with primary responsibility for margining, leverage control, and counterparty risk across hedge fund clients. This role is critical to protecting the firm’s balance sheet and requires absolute precision and sound judgment.
Key Responsibilities
- Own initial and maintenance margin frameworks, including haircuts, concentration add-ons, and liquidity adjustments.
- Monitor client leverage, margin utilization, and exposure on an intraday and EOD basis.
- Oversee margin calls, enforce deadlines, and manage breaches or forced deleveraging where required.
- Identify and escalate concentration, wrong-way, and liquidation risk.
- Run stress tests focused on adverse market moves and liquidation scenarios.
- Ensure all margin decisions are documented, auditable, and regulator-ready.
Requirements
- 10+ years’ experience in Prime Brokerage Risk, Margin Risk, or Counterparty Credit Risk.
- Deep, hands-on understanding of margin mechanics and prime brokerage leverage, derivatives valuation (swaps, options, both listed and OTC, procedures and technical solutions required to enforce trade risk parameters).
- Strong judgment under pressure; no tolerance for operational or analytical error.
- Experience interfacing with Front Office, Operations, Legal, and senior management.
Profile
- Suited to a lean platform where risk decisions have immediate impact.
Note: the successful candidate in the position will lead to certification under FCA Senior Management Certification Regime, to be designated as SMF4.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Finance
Industries: Financial Services, Investment Banking, and Investment Management
Risk Officer in England employer: AAA Global
Contact Detail:
AAA Global Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Officer in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance sector, especially those in risk management. A friendly chat can lead to insider info about job openings that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your technical knowledge. Make sure you can discuss margin mechanics and counterparty risk confidently. We want you to shine when they ask about your experience with stress tests and margin frameworks!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and expertise. Use our website to find roles that match your skills in prime brokerage risk. Tailor your approach to show why you’re the perfect fit!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace Risk Officer in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk Officer role. Highlight your experience in margin risk and counterparty credit risk, and don’t forget to showcase your strong judgment under pressure. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that demonstrate your understanding of margin mechanics and your ability to make sound decisions under pressure. We love a good story!
Be Precise and Clear: In the finance world, precision is key. When filling out your application, be clear and concise. Avoid jargon unless it’s relevant to the role. We appreciate straightforward communication that gets to the point without fluff!
Apply Through Our Website: We encourage you to apply through our website for the best chance of being noticed. It’s super easy and ensures your application goes directly to us. Plus, you’ll get to see more about our company culture and values while you’re at it!
How to prepare for a job interview at AAA Global
✨Know Your Numbers
As a Risk Officer, you'll need to demonstrate a solid grasp of margin mechanics and leverage control. Brush up on your quantitative skills and be ready to discuss specific metrics related to margin frameworks, haircuts, and concentration add-ons. This will show that you’re not just familiar with the concepts but can apply them practically.
✨Prepare for Pressure
Given the high-stakes nature of this role, expect questions that assess your judgment under pressure. Think of scenarios where you've had to make quick decisions regarding risk management. Prepare examples that highlight your ability to handle operational or analytical errors effectively.
✨Understand the Bigger Picture
Familiarise yourself with how your role as a Risk Officer interacts with Front Office, Operations, and Legal teams. Be prepared to discuss how you would communicate risk assessments and decisions across departments. This shows that you understand the collaborative nature of the role and can work well with others.
✨Stay Current with Regulations
Since the role involves ensuring compliance with regulatory standards, it’s crucial to be up-to-date with the FCA Senior Management Certification Regime and other relevant regulations. Bring up any recent changes in the regulatory landscape during your interview to demonstrate your proactive approach to compliance.
