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For Companies At a Glance
- Tasks: Support compliance activities like monitoring and reviewing financial promotions.
- Company: Join 7IM Group, a dynamic player in the financial services sector.
- Benefits: Gain hands-on experience with training provided and potential for career growth.
- Why this job: Perfect for those eager to learn about regulatory compliance in a fast-paced environment.
- Qualifications: Strong communication skills and basic knowledge of UK financial services required.
- Other info: This is an entry-level internship with opportunities to grow and develop.
The predicted salary is between 28800 - 43200 £ per year.
This entry-level position supports the Compliance Advisory team in delivering core compliance functions across the 7IM Group. The role involves assisting with the administration and oversight of key compliance activities, including employee compliance monitoring, regulatory horizon scanning, financial promotion reviews, and responding to day-to-day compliance queries. The successful candidate will gain broad exposure to regulatory compliance within a fast-paced financial services environment, contributing to effective regulatory risk management and fostering a strong compliance culture. Training will be provided on all tasks. Initial responsibilities will primarily involve administration in support of two senior team members, with opportunities to undertake more complex activities as the role develops.
Responsibilities
- Support the maintenance of compliance systems, including reviewing alerts and managing user access within the STAR compliance tool.
- Assist in reviewing financial promotions to ensure accuracy and regulatory compliance.
- Monitor and summarise regulatory publications and developments.
- Help prepare governance and committee packs using Microsoft PowerPoint.
- Maintain accurate records by filing emails and documents appropriately and ensuring SharePoint folders are clearly named and well-organised.
About You
Skills
- Strong written and verbal communication skills.
- Proficient in Microsoft Office applications.
- High level of accuracy and attention to detail.
- Organised with good time management skills and the ability to prioritise effectively.
- Enthusiastic and eager to learn with a proactive mindset.
Knowledge
- Basic understanding of the UK retail financial services industry.
- Aware of the roles of financial advisers, investment platforms, and investment funds.
- Understanding of the regulatory environment and the role of the Financial Conduct Authority (FCA).
- Interest in financial services regulation and a desire to develop compliance knowledge further.
Other Relevant Information
- Enthusiastic and keen to use initiative.
- Understanding of key compliance and risk principles.
- Team player with awareness of current and upcoming regulatory developments.
Additional Details
- Seniority level: Internship
- Employment type: Full-time
- Job function: Legal
Compliance Analyst (Graduate) employer: 7IM
Contact Detail:
7IM Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst (Graduate)
✨Tip Number 1
Familiarise yourself with the UK retail financial services industry. Understanding the basics of how financial advisers, investment platforms, and funds operate will give you a solid foundation to discuss during interviews.
✨Tip Number 2
Stay updated on current regulatory developments by following news from the Financial Conduct Authority (FCA). This knowledge will not only impress your interviewers but also demonstrate your genuine interest in compliance.
✨Tip Number 3
Practice using Microsoft Office applications, especially PowerPoint, as you'll need to prepare governance packs. Being proficient will help you stand out and show that you're ready to hit the ground running.
✨Tip Number 4
Showcase your organisational skills by preparing examples of how you've managed tasks or projects effectively in the past. This will highlight your ability to prioritise and maintain accuracy, which is crucial for this role.
We think you need these skills to ace Compliance Analyst (Graduate)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant skills and experiences that align with the Compliance Analyst role. Emphasise your strong written and verbal communication skills, attention to detail, and any experience with Microsoft Office applications.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the role and the financial services industry. Mention your proactive mindset and eagerness to learn, as well as any specific knowledge you have about compliance and regulatory environments.
Highlight Relevant Knowledge: In your application, demonstrate your understanding of the UK retail financial services industry and the role of the Financial Conduct Authority (FCA). This will show that you are not only interested in the position but also knowledgeable about the field.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Analyst.
How to prepare for a job interview at 7IM
✨Show Your Enthusiasm
Make sure to express your eagerness to learn and grow within the compliance field. Highlight your proactive mindset and willingness to take on new challenges, as this role is all about supporting the team and developing your skills.
✨Demonstrate Attention to Detail
Since the role requires a high level of accuracy, be prepared to discuss examples from your past experiences where attention to detail was crucial. This could be in academic projects or any relevant work experience.
✨Familiarise Yourself with Compliance Basics
Brush up on your knowledge of the UK retail financial services industry and the role of the Financial Conduct Authority (FCA). Being able to discuss these topics will show that you have a genuine interest in the field.
✨Prepare for Practical Scenarios
Think about how you would handle specific compliance-related tasks, such as reviewing financial promotions or managing compliance systems. Being able to articulate your thought process will demonstrate your readiness for the role.
