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- Tasks: Monitor compliance activities and ensure adherence to policies in a dynamic investment environment.
- Company: Join an innovative International Investment Group specialising in Digital and Cryptocurrency.
- Benefits: Competitive salary, career growth opportunities, and a chance to work in a cutting-edge industry.
- Other info: Collaborative team culture with opportunities for professional development.
- Why this job: Make a real impact by ensuring compliance in the fast-paced world of digital finance.
- Qualifications: Experience in compliance monitoring and strong analytical skills required.
The predicted salary is between 28000 - 35000 £ per year.
I am working with an International Investment Group, specialising in Digital and Cryptocurrency, who are looking to strengthen their compliance team with the addition of a Compliance Monitoring Analyst.
THE RESPONSIBILITIES:
- Conducting compliance monitoring activities as described in the Compliance Monitoring Program
- Transactions and operations monitoring (uses the Know-Your-Transaction System), understanding and implementing real-time alerting where relevant.
- Ensuring compliance with the firm’s policies and procedures
- Supporting the creation and implementation of enhancements to the automated surveillance system, transaction- and communication monitoring framework and associated policies and procedures.
- Helping to ensure that algorithmic trading requirements, understanding and implementing real-time alerting where relevant.
- Developing and maintaining a broad knowledge of the firm’s business and regulatory framework
- Developing good working relationships internally
- Analysing alerts generated by the surveillance system, also manually or semi-automatically operation and transaction monitoring
- Conducting transactional monitoring reviews
- Writing reports that present monitoring results, capturing findings and actions
- Ownership and tracking of agreed remedial actions through to conclusion.
- Assisting to collate the relevant information for internal and external regulatory audits.
- Developing and implementing robust procedures and processes applicable to monitoring function.
- Other duties as required
EXPERIENCE REQUIRED:
- Experience within Know-Your-Transaction Systems and Compliance Market Surveillance.
- Understanding of market abuse
- Good practical knowledge of market abuse and market manipulation.
- Good AML/CTF knowledge
- Good attention to detail and analytical skills
- Ability to develop relationships internally and with customers and associates of the company.
- Ability to understand operations function, as well as front office activities.
Required Skills:
- Front Office Operations
- Analytical Skills
- Ownership
- Reviews
- Trading
- Writing
- Communication
- Business
£28,000.00 - 35,000.00 (British Pound Sterling)
Compliance Monitoring Analyst in London employer: 5iveTech Recruitment
Contact Detail:
5iveTech Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working in compliance or related fields. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance monitoring and market abuse. We recommend practising common interview questions and scenarios related to the role, so you can showcase your analytical skills and attention to detail.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can leave a lasting impression and show your enthusiasm for the role. Plus, it keeps you on their radar as they make their decision.
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Monitoring Analyst position. We’re always looking for passionate individuals who want to grow with us, so don’t hesitate to put yourself out there!
We think you need these skills to ace Compliance Monitoring Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Monitoring Analyst role. Highlight your experience with Know-Your-Transaction Systems and any relevant compliance monitoring activities you've been involved in. We want to see how your skills match what we're looking for!
Showcase Your Analytical Skills: In your application, emphasise your analytical skills and attention to detail. Give examples of how you've successfully analysed alerts or conducted monitoring reviews in the past. This will help us see your fit for the role!
Be Clear and Concise: When writing your cover letter, keep it clear and concise. Make sure to address how you can contribute to our compliance team and mention your understanding of market abuse and AML/CTF knowledge. We appreciate straightforward communication!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the Compliance Monitoring Analyst position. We can't wait to hear from you!
How to prepare for a job interview at 5iveTech Recruitment
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance monitoring, especially in relation to Know-Your-Transaction Systems. Familiarise yourself with market abuse and manipulation concepts, as well as AML/CTF regulations. This will show that you're not just a candidate, but someone who understands the industry.
✨Show Off Your Analytical Skills
Prepare to discuss specific examples where you've used your analytical skills to solve problems or improve processes. Think about times when you’ve conducted monitoring reviews or analysed alerts. Being able to articulate these experiences will demonstrate your capability for the role.
✨Build Relationships
Since developing good working relationships is key, think about how you can convey your interpersonal skills during the interview. Share examples of how you've successfully collaborated with teams or built rapport with clients. This will highlight your ability to fit into their culture.
✨Be Ready to Discuss Procedures
Understand the importance of robust procedures in compliance monitoring. Be prepared to talk about any experience you have in developing or implementing procedures. This shows that you’re proactive and understand the need for structure in compliance roles.