At a Glance
- Tasks: Provide compliance guidance for ETF products and collaborate with various teams.
- Company: Join Invesco, a leading global investment firm with a collaborative culture.
- Benefits: Enjoy a competitive salary, inclusive environment, and career development opportunities.
- Other info: Flexible workplace model and commitment to diversity and inclusion.
- Why this job: Make a real impact in the ETF industry while working with experienced professionals.
- Qualifications: Proven compliance experience in asset management and strong stakeholder management skills.
The predicted salary is between 60000 - 80000 £ per year.
Overview
Invesco is a leading independent global investment firm dedicated to delivering a wide range of investment strategies and vehicles to clients worldwide.
This role is part of the ETF Compliance Advisory team in London, focusing on providing practical, risk-based compliance guidance across the full product lifecycle and collaborating with Compliance, Legal, Product, Distribution, and Investments.
Responsibilities
- Serve as a key Compliance Advisory partner to the EMEA ETF Business, building relationships and providing timely, commercially minded compliance guidance.
- Review new product proposals and support product launches by identifying and advising on relevant compliance and regulatory considerations.
- Advise on changes to existing ETF products, including product governance requirements and regulatory implications.
- Review investor-facing materials, including PRIIPs KIDs and other product documentation, ensuring alignment with applicable regulatory requirements.
- Monitor and assess regulatory developments impacting the ETF industry and provide clear, actionable guidance to business stakeholders.
- Support the implementation of regulatory changes and contribute to business readiness initiatives.
- Deliver training and awareness sessions on regulatory developments, emerging risks, and compliance best practices.
- Partner closely with Compliance, Legal, and key business stakeholders to promote effective risk management and a strong culture of compliance.
- Champion fair customer outcomes, sound governance practices, and effective management of conflicts of interest.
- What you can bring
- Proven Compliance experience within the asset management industry, ideally in an ETF, UCITS, or Compliance Advisory environment.
- Strong understanding of fund structures, ETF products, and the regulatory framework governing investment funds, particularly in Ireland.
- Solid knowledge of relevant regulations, industry standards, and Central Bank of Ireland requirements.
- Experience advising business stakeholders on product governance, regulatory change, and compliance matters.
- Bachelor’s degree in Law, Finance, Business, or a related discipline.
- Ability to translate complex regulatory requirements into practical, business-focused advice.
- Strong stakeholder management skills with the confidence to influence and challenge constructively at all levels.
- Excellent communication and presentation skills, both written and verbal.
- Collaborative mindset with the ability to build trusted relationships across global teams.
- Strong organisational skills and the ability to manage competing priorities in a fast-paced environment.
Why Invesco?
At Invesco, you’ll join a collaborative and inclusive environment where your expertise will directly influence business decisions and support the continued growth of our ETF platform.
You’ll work alongside experienced professionals across the organisation while developing your career within one of the world’s leading asset managers.
Disability Confident Scheme
Applicants who opt in to the Disability Confident Scheme and meet the criteria for the role will be offered an interview.
We are committed to an inclusive recruitment process for all candidates who apply.
Opting in indicates a disability solely for the purpose of the scheme.
The scheme guarantees an interview but does not guarantee employment.
To apply through the Disability Confident Scheme, apply via our external careers page and email confirming your wish to opt-in, along with your contact details and the title of the role.
- Job Details
- Full Time / Part Time: Full time
- Worker Type: Employee
- Job Exempt: Yes
- Workplace Model: Pursuant to Invesco’s Workplace Policy, as of October 1, 2025, spending at least four full days per week in the role's advertised office.
- Application & Inclusion
If this sounds like you, we’d love to hear from you.
We promote a working environment that welcomes everyone and creates inclusive teams.
If you need adjustments during the application or interview process, please email with details of the adjustments needed.
ESG & Community
We partner with charitable organisations globally and encourage employees to support charities they feel passionate about.
We are committed to ESG investing and serve clients in this space as a trusted partner across responsible investment product strategies and a superior investment experience.
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Senior Compliance Executive / Compliance Manager, , ETF Compliance Advisory in London employer: 3000 Invesco UK Limited
Invesco is an exceptional employer, offering a dynamic work environment that prioritises employee well-being and professional growth. With a comprehensive benefits package, including flexible working options and generous parental leave, employees are supported in achieving a healthy work-life balance. The EMEA AML Officer role provides the opportunity to engage in meaningful work that directly contributes to safeguarding the firm against financial crime, while also fostering collaboration with industry experts and enhancing your career in a globally recognised asset management firm.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Executive / Compliance Manager, , ETF Compliance Advisory in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like 3000 Invesco UK Limited looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Executive / Compliance Manager, , ETF Compliance Advisory in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at 3000 Invesco UK Limited. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at 3000 Invesco UK Limited
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with 3000 Invesco UK Limited’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
