Front Office Compliance & Governance Associate

Front Office Compliance & Governance Associate

Full-Time No working from home possible
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RBC Brewin Dolphin is seeking a Quality Assurance Associate to strengthen first-line compliance monitoring across Wealth Management Europe. You will work with experienced colleagues to develop skills in proactive risk analysis, desk-based monitoring, and control assessments of Front Office client advice and trading activities.

This is a permanent, full-time role based in London with four days in the office.

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Front Office Compliance & Governance Associate employer: 0000050471 RBC Europe Limited

At RBC Wealth Management Europe, we pride ourselves on being an exceptional employer, offering a dynamic and collaborative work culture that empowers our Wealth Managers to thrive. Located in the picturesque South West England, our team enjoys a comprehensive Total Rewards Program, ongoing professional development opportunities, and the chance to make a meaningful impact on clients' financial futures. Join us to be part of a forward-thinking environment where your expertise is valued and your growth is supported.

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Contact Details:

0000050471 RBC Europe Limited Recruitment Team