Senior Associate, EMEA Financial Crime Compliance
We’re seeking a future team member for the role of Senior Associate – Regulatory Reporting and Risk Assessment to join our EMEA Financial Crime Compliance team. This role is located in Manchester – (4 days in office per week).
Responsibilities
EMEA FCC Regulatory Reporting
Manage the governance process of EMEA FCC Regulatory Reporting, ensuring that it abides by the required Policies, Procedures and Regulations.
Maintain the EMEA FCC Regulatory Reporting Procedure document.
Assist in the compilation of data and responses for the Annual FCC reporting for the EMEA Legal Entities.
Correspondence between the Money Laundering Reporting Officers (MLROs) and the Data Analytics Reporting Team to determine the reporting requirements.
Support submission readiness, including quality checks, reconciliations, data validations, and Board-level approvals where required.
FCC Risk Assessment
Support the annual Financial Crime Risk Assessments (FCRA) across AML, Sanctions, ABC, ATE and CPF themes, including inherent risk, control effectiveness, residual risk and direction of risk.
Support drafting of Enterprise‑wide AML and Sanctions Risk Assessments for senior governance committees.
Track issues identified in EMEA FCC risk assessments through ServiceNow and liaise with control owners on remediation progress.
Partner with global teams to ensure alignment with enterprise‑wide requirements, regulatory expectations, and local entity obligations.
Ensure data quality and completeness across survey inputs, control evaluations and risk scoring models.
Work with Data Analytics Reporting Team to validate metrics and enhance automation opportunities within the assessment process.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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We’re seeking a future team member for the role of Senior Associate – Regulatory Reporting and Risk Assessment to join our EMEA Financial Crime Compliance team. This role is located in Manchester – (4 days in office per week).
Responsibilities
EMEA FCC Regulatory Reporting
Manage the governance process of EMEA FCC Regulatory Reporting, ensuring that it abides by the required Policies, Procedures and Regulations.
Maintain the EMEA FCC Regulatory Reporting Procedure document.
Assist in the compilation of data and responses for the Annual FCC reporting for the EMEA Legal Entities.
Correspondence between the Money Laundering Reporting Officers (MLROs) and the Data Analytics Reporting Team to determine the reporting requirements.
Support submission readiness, including quality checks, reconciliations, data validations, and Board-level approvals where required.
FCC Risk Assessment
Support the annual Financial Crime Risk Assessments (FCRA) across AML, Sanctions, ABC, ATE and CPF themes, including inherent risk, control effectiveness, residual risk and direction of risk.
Support drafting of Enterprise‑wide AML and Sanctions Risk Assessments for senior governance committees.
Track issues identified in EMEA FCC risk assessments through ServiceNow and liaise with control owners on remediation progress.
Partner with global teams to ensure alignment with enterprise‑wide requirements, regulatory expectations, and local entity obligations.
Ensure data quality and completeness across survey inputs, control evaluations and risk scoring models.
Work with Data Analytics Reporting Team to validate metrics and enhance automation opportunities within the assessment process.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
#J-18808-Ljbffr
