Compliance Management Lead - Vice President in London

Compliance Management Lead - Vice President in London

London Full-Time 80000 - 120000 £ / year (est.) No working from home possible

At a Glance

  • Tasks: Lead AI compliance and risk management initiatives at JPMorgan Chase.
  • Company: Join a leading financial institution focused on innovation and resilience.
  • Benefits: Competitive salary, health benefits, and opportunities for professional growth.
  • Other info: Dynamic role with opportunities to drive change in a global business environment.
  • Why this job: Make a real impact in AI governance and help shape the future of finance.
  • Qualifications: Experience in AI risk management and strong communication skills required.

The predicted salary is between 80000 - 120000 £ per year.

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As an AI Compliance, Conduct and Operational Risk (CCOR) Vice President within the Data & AI CCOR team, you will support the independent second line coverage of the Central Data & Analytics Office's (CDAO) AI initiatives and provide horizontal support to the Line of Business (LOB), Corporate Function, and Regionally-aligned CCOR groups. As a team member, your goal is to ensure appropriate independent second line coverage across JPMorgan Chase’s implementation of AI, including governance and controls that enable safe scaling and adoption. Your role will report to the Head of AI, CCOR, and is tasked with supporting CDAO’s firmwide AI initiatives, core product development, and governance.

Your responsibilities will include assisting in aligning policies, guidance, training, and testing for AI across the firm, addressing operational, compliance, and conduct risks. Additionally, your role involves helping to implement new laws, regulations, policies, and industry frameworks (e.g., NIST), while supporting effective change and innovation in a controlled manner.

The firm’s Central Data & Analytics Office (CDAO) enables and governs the firm’s data management and analytics, including artificial intelligence (AI), capabilities. The Data & AI Compliance, Conduct & Operational Risk (Data & AI CCOR) team provides independent second line of defense compliance, conduct, and operational risk management oversight, credible challenge, and advisory services to the CDAO.

Job Responsibilities
  • Develop AI risk management subject matter expertise and deliver such expertise in support of CCOR and the firm.
  • Assist in providing oversight and credible challenge of the CDAO AI function as it drives AI strategy, governance, and enablement for the firm.
  • Assist with oversight and challenge of firmwide AI governance and risk management, including the effectiveness of controls, monitoring, and escalation.
  • Assess and challenge integration-driven risks for AI-enabled platforms, focusing on governance for new tools/connectors and the effectiveness of guardrails, access, monitoring, and escalation.
  • Support the CDAO AI function’s efforts to prepare for and engage in regulatory supervision, including the EU AI Act, and assist CCOR firmwide with other AI-focused regulatory supervision.
  • Support and challenge AI change management and innovation for core AI products, including governance expectations, control readiness, and rollout considerations.
  • Assist CDAO AI management to identify and address emerging risks, including regulatory developments, external geopolitical and market events giving rise to compliance and operational risks, and process/control gaps that may create conduct risk.
  • Drive risk management and conduct culture within the CDAO AI groups.
  • Oversee, advise on, and challenge issue remediation quality, timeliness, and evidence of sustainability.
Required Qualifications, Capabilities, and Skills
  • Relevant experience with AI and other innovative technology risk management, governance, or enablement—particularly in environments undergoing rapid product change.
  • Proven ability to collaborate effectively and communicate with team members, including senior management and partners, while maintaining independence and effective challenge.
  • Significant experience with or demonstrated capability to learn, risk management principles and techniques, including assessing control design and operational effectiveness.
  • Previous client-facing experience with superior oral and written communication and counseling skills.
  • Exceptional analytical, issue-spotting, problem-solving abilities, including translating complex technical topics into clear risk decisions.
  • Proven intellectual curiosity, capability to learn quickly, and the ability to prioritize and manage multiple competing demands across a global business.

Compliance Management Lead - Vice President in London employer: 慨正橡扯

At JPMorgan Chase, we pride ourselves on fostering a dynamic and inclusive work culture that encourages innovation and collaboration. As a Compliance Management Lead - Vice President, you will not only play a pivotal role in shaping the future of AI governance but also benefit from extensive professional development opportunities and a commitment to employee well-being. Our location offers a vibrant environment where you can thrive both personally and professionally, making it an exceptional place to build a meaningful career.

Contact Details:

慨正橡扯 Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Management Lead - Vice President in London

Tip Number 1

Network like a pro! Reach out to folks in the industry, especially those at JPMorgan Chase. A friendly chat can open doors and give you insights that a job description just can't.

Tip Number 2

Prepare for interviews by diving deep into AI risk management topics. Brush up on recent regulations like the EU AI Act and be ready to discuss how they impact compliance. We want to see your expertise shine!

Tip Number 3

Showcase your problem-solving skills during interviews. Use real-world examples where you've tackled complex challenges, especially in tech environments. This is your chance to demonstrate your analytical prowess!

Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're serious about joining the team at JPMorgan Chase.

We think you need these skills to ace Compliance Management Lead - Vice President in London

AI Risk Management
Governance and Compliance
Operational Risk Management
Regulatory Supervision
Change Management
Analytical Skills
Problem-Solving Skills

Some tips for your application 🫡

Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your experience with AI risk management and governance, and don’t forget to showcase your ability to challenge the status quo. We want to see how you can bring your unique skills to our team!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and risk management in AI. Share specific examples of how you've tackled challenges in the past, and let us know how you can contribute to our mission at JPMorgan Chase.

Showcase Your Communication Skills:Since this role involves collaborating with senior management and various teams, make sure your application reflects your strong communication skills. Whether it's through your CV or cover letter, we want to see how you can convey complex ideas clearly and effectively.

Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your materials and ensure they’re reviewed promptly. Plus, it shows you’re serious about joining our team at JPMorgan Chase.

How to prepare for a job interview at 慨正橡扯

Know Your AI Inside Out

Make sure you brush up on your knowledge of AI risk management and governance. Be ready to discuss how you've tackled compliance challenges in the past, especially in fast-paced environments. This will show that you can think critically about the risks associated with AI initiatives.

Showcase Your Communication Skills

Since this role involves collaborating with senior management and various teams, practice articulating complex ideas clearly and concisely. Prepare examples of how you've effectively communicated risk assessments or compliance strategies in previous roles to demonstrate your ability to engage with diverse stakeholders.

Prepare for Regulatory Discussions

Familiarise yourself with current regulations like the EU AI Act and other relevant frameworks. Be ready to discuss how these laws impact AI governance and risk management. Showing that you understand the regulatory landscape will highlight your readiness to support the firm’s compliance efforts.

Demonstrate Problem-Solving Prowess

Think of specific instances where you've identified and addressed operational or compliance risks. Be prepared to walk through your thought process and the steps you took to resolve issues. This will showcase your analytical skills and your ability to manage risks effectively.