Lead Compliance Manager

Lead Compliance Manager

Full-Time 60000 - 75000 £ / year (est.) Home office (partial)

At a Glance

  • Tasks: Lead compliance initiatives and ensure regulatory standards are met in retail banking.
  • Company: Metro Bank, where people come first and trust is built through genuine connections.
  • Benefits: Competitive salary, annual bonus, generous holiday allowance, and healthcare benefits.
  • Other info: Opportunities for hybrid working and internal promotions; diverse teams are encouraged.
  • Why this job: Make a real impact in compliance while growing your career in a supportive environment.
  • Qualifications: Significant experience in Compliance and strong knowledge of UK regulatory frameworks required.

The predicted salary is between 60000 - 75000 £ per year.

At Metro Bank, we believe the best banking experience starts with people who genuinely care. We’re not just delivering banking services - we’re building trust through authentic connections. Here, our people come first; our colleagues are part of a team that values individuality, collaboration, and long‑standing relationships. We are also all about balance so most of our jobs offer the opportunity for hybrid working built around your role and home life, wherever possible.

What you will do:

  • Provide expert interpretation of FCA/PRA rules, guidance, and expectations across retail banking products, services, and processes.
  • Specify regulatory guidance to business units, support the creation of compliant products and customer experiences, and monitor regulatory developments to highlight impacts, themes, and emerging risks.
  • Ensure effective design and implementation of compliance policies, standards, and monitoring frameworks.
  • Oversee first‑line compliance with regulatory requirements, ensuring gaps are challenged and resolved.
  • Support delivery of the annual Compliance Plan in line with risk appetite, provide oversight of financial promotions, product governance and customer communications, and monitor remediation actions to drive timely closure of compliance issues.
  • Prepare regulatory submissions and responses, and maintain clear, high‑quality compliance MI, dashboards, and reporting for risk committees.
  • Serve as a key compliance contact during regulatory and audit reviews, build strong cross‑functional relationships across the bank, deliver training and coaching to raise compliance awareness, and champion a proactive, customer‑centric compliance culture.
  • Lead, coach and develop Compliance Managers.

What you will need:

  • You must have significant experience in Compliance, Conduct Risk, or Regulatory Advisory roles within UK financial services organisation.
  • You must have strong working knowledge of the UK regulatory framework (FCA/PRA Handbook, SYSC, CONC, DISP, COBS, PROD, SM&CR).
  • Expertise in retail banking products (e.g., loans, mortgages, savings, payments, credit cards).
  • Experience engaging with regulators and supporting supervisory reviews.
  • Excellent knowledge of compliance risk assessments, monitoring frameworks, and policy development.
  • Significant track record of providing robust, risk‑based advice to senior stakeholders.
  • Ability to detail and drive the core objectives and tactical plans in an ever‑increasing changing internal and external environment.
  • Excellent problem‑solving skills combined with proactive behaviours.
  • Strong stakeholder management and influencing skills.
  • Understand the risks associated with your job and what that means for you, Metro Bank and all our stakeholders.

Our promise to you:

We believe in one in, one up at Metro Bank, growing our own and promoting from within. That is why we are looking for YOU! An amazing colleague to move into this fantastic new role. We will make sure that you are well‑rewarded by providing you with a competitive salary, discretionary annual bonus and a wide range of benefits, including generous holiday allowance, attractive pension scheme, healthcare, life assurance and a number of colleague discounts. We will give you the training to ensure you succeed in your role and plenty of internal opportunities to progress your career (around 40% of our recruitment comes from internal promotions!). Diverse teams really are the best teams. We know that candidates (especially women) may be put off applying for a job unless they can tick every box. We also know that “normal” office hours aren’t always doable, and while we can’t accommodate every flexible working request we are happy to be asked. If you are excited about working with us and think you can do much of what we are looking for but aren’t sure if you are 100% there yet, why not give it a whirl?

Please note that sometimes we may close a job earlier for applications if we are inundated with amazing candidates. Good luck!

Lead Compliance Manager employer: 慨正橡扯

At Metro Bank, we prioritise our people and foster a culture of collaboration and individuality, making it an exceptional place to work. With a strong commitment to employee growth, we offer extensive training, a competitive salary, and a range of benefits including generous holiday allowance and healthcare. Our hybrid working model supports work-life balance, while our focus on internal promotions ensures that your career can flourish within our dynamic environment.

Contact Details:

慨正橡扯 Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Lead Compliance Manager

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like 慨正橡扯 looking for candidates who are engaged and informed.

We think you need these skills to ace Lead Compliance Manager

Expert interpretation of FCA/PRA rules
Regulatory guidance specification
Compliance policy design and implementation
Monitoring frameworks
Retail banking product expertise
Engagement with regulators
Compliance risk assessments

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at 慨正橡扯. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at 慨正橡扯

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with 慨正橡扯’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!