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For Companies At a Glance
- Tasks: Support advisers by creating detailed reports and conducting research for client portfolios.
- Company: Join a leading wealth management firm with a dynamic, rapidly expanding environment.
- Benefits: Enjoy a competitive salary, discretionary bonuses, and opportunities for personal development.
- Why this job: Be part of a start-up vibe backed by private equity, making a real impact in finance.
- Qualifications: Must have a Level 4 Diploma and ideally 2+ years of paraplanning experience.
- Other info: This role offers a chance to grow in a supportive and innovative team.
The predicted salary is between 34000 - 51000 £ per year.
Base pay range: £35,000 – £45,000 + Discretionary Bonus + Benefits
Location: Harrogate (hybrid – 3 days office, 2 days WFH)
Company: Global Wealth Management Firm
Overview
We are seeking a skilled and qualified Paraplanner to join our client’s Harrogate office. This role offers the opportunity to work within a global wealth management firm, supporting Financial Planners in delivering comprehensive and compliant financial advice. You will be responsible for research, report writing, and ensuring the highest standards of client service and regulatory adherence.
Key Responsibilities
- Draft suitability reports with guidance from Financial Planners, ensuring compliance with internal and regulatory standards.
- Collaborate with Financial Planners to gather complete and accurate client information.
- Interpret adviser meeting notes and prepare tailored recommendations with precision and care.
- Provide technical input to advisers to support good consumer outcomes.
- Ensure client experience aligns with company standards and Treating Customers Fairly (TCF) principles.
- Maintain high standards of data quality and compliance across all processes.
- Update workflow systems to support accurate and timely management reporting.
- Ensure workflows are current and accurately reflect case progress.
- Promote and follow best practices for adviser support and client‑facing processes.
- Ensure all advice outcomes meet company compliance standards and FCA regulations.
- Meet output targets for producing ongoing advice documentation.
- Communicate effectively with Client Support, advisers, and other colleagues to ensure a seamless client experience.
- Manage personal caseload efficiently and maintain up-to-date records.
- Research and analyse existing client policies and schemes using appropriate software tools.
- Obtain illustrations and Key Features documentation to support advice recommendations.
- Assist the administration team with processing new business linked to your cases.
- Maintain up‑to‑date technical and industry knowledge.
- Perform ad hoc tasks as required.
Requirements
- Minimum proven experience in a Paraplanning role within a similar environment.
- Familiarity with IT systems supporting financial planning services.
- Strong technical knowledge and understanding of FCA Conduct of Business (COB) rules.
- Diploma in Financial Planning (Level 4).
- Excellent communication skills, both written and verbal.
- Ability to manage workload under pressure and meet deadlines.
- Strong attention to detail and analytical thinking.
- Team‑oriented with a willingness to learn and support others.
- Competitive salary package.
- Discretionary annual bonus.
- Opportunities for professional development.
- Supportive and collaborative team culture.
Why Join our client
Joining the team offers a unique combination of start‑up energy and the security of private equity backing. It’s an inspiring time to be part of a rapidly expanding company through strategic acquisitions.
Seniority level
Associate
Employment type
Full‑time
Job function
Administrative
#J-18808-Ljbffr
Paraplanner employer: Tate Recruitment
Contact Detail:
Tate Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Paraplanner
✨Tip Number 1
Familiarise yourself with the latest trends in wealth management and paraplanning. Being knowledgeable about current market conditions and regulatory changes will help you stand out during interviews, as it shows your commitment to the industry.
✨Tip Number 2
Network with professionals in the wealth management sector. Attend industry events or join relevant online forums to connect with others in the field. This can lead to valuable insights and potential referrals that may increase your chances of landing the job.
✨Tip Number 3
Prepare to discuss your experience with technical suitability reports and asset allocation strategies. Be ready to provide examples of how you've successfully supported advisers in the past, as this will demonstrate your capability for the role.
✨Tip Number 4
Showcase your organisational skills and attention to detail during the interview process. Consider preparing a brief case study or example of a complex report you've worked on, highlighting how you managed your workload and ensured compliance.
We think you need these skills to ace Paraplanner
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience, especially in writing technical suitability reports and conducting asset allocation research. Use specific examples to demonstrate your skills and achievements.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the Paraplanner role and the company. Mention your Level 4 Diploma and any relevant experience, particularly in pension switching and cashflow forecasting.
Showcase Your Communication Skills: Since strong communication is key for this role, consider including examples of how you've effectively collaborated with stakeholders in previous positions. This could be in your CV or cover letter.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for a Paraplanner.
How to prepare for a job interview at Tate Recruitment
✨Know Your Technical Stuff
As a Paraplanner, you'll need to demonstrate your understanding of technical suitability reports and asset allocation. Brush up on your knowledge of pension products and cashflow forecasting, as these are crucial for the role.
✨Showcase Your Research Skills
Be prepared to discuss your experience in conducting thorough research and analysis. Highlight specific examples where your research has led to successful recommendations or improved client outcomes.
✨Demonstrate Compliance Awareness
Understanding compliance is key in this role. Familiarise yourself with the ethical frameworks and internal policies that govern financial advice, and be ready to explain how you ensure compliance in your work.
✨Communicate Effectively
Strong communication skills are essential for collaborating with advisers and clients. Practice articulating complex information clearly and concisely, and prepare to discuss how you've successfully worked with stakeholders in the past.
