SEC & FINRA Regulatory/Compliance Specialist

SEC comfortable operating in a fast-paced, startup environment . Nice to Have: Experience with regulatory engines or trade reporting automation tools . Background in product development or working closely with product teams in a regulated environment. Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Other Referrals increase your chances of interviewing at Carnegie Consulting by 2x Sign in to set job alerts for “Compliance Specialist” roles. Counsel – Business