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- Tasks: Lead financial crime strategy and enhance detection systems in retail investments.
- Company: Vanguard is a leading investment management company focused on client success.
- Benefits: Enjoy a hybrid working model with flexibility and collaboration opportunities.
- Why this job: Make a real impact in preventing financial crime while working in a mission-driven culture.
- Qualifications: Experience in financial crime within financial services, strong regulatory knowledge required.
- Other info: No visa sponsorship available for this position.
The predicted salary is between 43200 - 72000 £ per year.
You will work cross-functionally with compliance, technology, data science, and product teams to design and implement robust controls, enhance detection capabilities, and drive continuous improvement in financial crime operations.
Key Responsibilities:
Strategy & Governance:
- Develop and execute the financial crime strategy for retail investments in alignment with regulatory expectations and business objectives.
- Lead horizon scanning and risk assessments to identify emerging threats and recommend strategic responses.
- Support the development of financial crime policies, standards, and frameworks tailored to retail investment products and services.
Data & Technology Enablement:
- Partner with technology teams to design and implement advanced detection systems, including transaction monitoring, fraud analytics, and case management tools.
- Evaluate and integrate new technologies to enhance financial crime prevention capabilities.
- Act as a subject matter expert in system tuning, model validation, and data quality assurance.
Risk Management:
- Oversee complex investigations into suspicious activity, coordinating with internal stakeholders and external partners.
- Drive operational efficiency through process automation, workflow optimization, and performance metrics.
- Ensure adherence to UK and international financial crime regulations (e.g., FCA, JMLSG, FATF), while working closely with strategy and CX teams toembed proportionate, risk-based controlsthat enable innovation and customer growth.
- Provide expert guidance and training to junior analysts and operational teams.
Key skills / experience
- Significant experience working within Financial Crime within financial services, preferable in retail investments
- Strong understanding of applicable regulations and law, related to retail investing
- Strong communication and interpersonal skills
- Effective collaborator with ability to establish credibility quickly
- Delivery focused with a hands-on approach
- Strategic and proactive thinker with ability to see the big picture
Special Factors
- Vanguard is not offering visa sponsorship for this position
How We Work
Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
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Financial Crime Operations, Senior Specialist employer: The Vanguard Group
Contact Detail:
The Vanguard Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Crime Operations, Senior Specialist
✨Tip Number 1
Familiarise yourself with the latest financial crime regulations and trends, especially those relevant to retail investments. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 2
Network with professionals in the financial crime sector, particularly those who work in retail investments. Attend industry events or webinars to connect with potential colleagues and learn about the challenges they face, which can give you valuable insights for your application.
✨Tip Number 3
Showcase your experience with data analytics and technology in your discussions. Highlight any specific tools or systems you've worked with that relate to transaction monitoring or fraud detection, as this is crucial for the role.
✨Tip Number 4
Prepare to discuss your strategic thinking and problem-solving skills during interviews. Think of examples where you've successfully identified risks or implemented improvements in financial crime operations, as these will resonate well with the hiring team.
We think you need these skills to ace Financial Crime Operations, Senior Specialist
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Senior Specialist in Financial Crime Operations. Tailor your application to highlight relevant experience and skills that align with the job description.
Craft a Strong CV: Your CV should clearly showcase your significant experience in financial crime within financial services, particularly in retail investments. Use specific examples to demonstrate your understanding of applicable regulations and your strategic thinking abilities.
Write a Compelling Cover Letter: In your cover letter, express your passion for combating financial crime and your proactive approach to risk management. Highlight your collaborative skills and how you can contribute to the company's mission and culture.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents. Check for any grammatical errors or typos, and ensure that your information is clear and concise. A polished application reflects your attention to detail and professionalism.
How to prepare for a job interview at The Vanguard Group
✨Understand the Financial Crime Landscape
Familiarise yourself with current trends and regulations in financial crime, especially those relevant to retail investments. Being able to discuss recent cases or regulatory changes will demonstrate your knowledge and commitment to the field.
✨Showcase Your Strategic Thinking
Prepare examples of how you've developed or executed strategies in previous roles. Highlight your ability to identify emerging threats and recommend effective responses, as this aligns closely with the responsibilities of the position.
✨Emphasise Collaboration Skills
Since the role involves working cross-functionally, be ready to discuss your experience collaborating with different teams, such as compliance, technology, and data science. Share specific instances where your collaboration led to successful outcomes.
✨Demonstrate Technical Proficiency
Be prepared to talk about your experience with detection systems and technologies used in financial crime operations. Discuss any relevant tools you've worked with, and express your enthusiasm for integrating new technologies to enhance prevention capabilities.
