Part Time Compliance Manager

Part Time Compliance Manager

Part-Time 37500 £ / year No home office possible
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At a Glance

  • Tasks: Oversee compliance frameworks and ensure adherence to industry regulations.
  • Company: Join a respected organization in financial and insurance services committed to excellence.
  • Benefits: Enjoy a competitive salary, part-time flexibility, and potential for full-time hours.
  • Why this job: Take ownership of compliance in a supportive environment while making a real impact.
  • Qualifications: Strong knowledge of regulatory compliance and excellent organizational skills required.
  • Other info: Opportunity to contribute to ethical practices and regulatory excellence.

Part-Time Compliance Manager Working Hours: Part-time, three days per week (Monday to Friday, 9:00am to 5:30pm, with flexibility for the right candidate) Are you an experienced compliance professional with a background in the financial and insurance services sector? We are recruiting for a Compliance Manager on behalf of a respected organisation specialising in financial and insurance services. This is an exciting opportunity to take ownership of compliance frameworks and processes while supporting a business committed to excellence and ethical practices. About the Role: As a Compliance Manager, you will oversee and maintain the organisation’s compliance framework, ensuring adherence to industry regulations, including FCA requirements and the latest Consumer Duty standards. You’ll play a key role in ensuring the business meets all regulatory obligations while contributing to its commitment to fair and ethical practices. Further details about this role are pending and will be updated accordingly as additional information becomes available. Key Responsibilities: * Review and update company policies to align with regulatory standards, including FCA regulations and Consumer Duty requirements. * Maintain a compliance monitoring plan, including annual reviews, version control, and regular audits. * Prepare and update reports, including the Consumer Duty Board Pack and Annual Compliance Report, tracking key metrics such as customer outcomes and regulatory breaches. * Conduct quality assurance checks on documentation and provide recommendations for improvement. * Manage regulatory reporting, track deadlines, and ensure timely submissions to the FCA. * Stay up to date with regulatory changes by attending webinars and monitoring updates from the FCA, ICO, and other regulatory bodies. * Handle audits, respond to requests, and provide due diligence on third-party suppliers. * Collaborate with management in meetings to discuss regulatory updates, compliance procedures, and areas for improvement. What We’re Looking For: * Strong knowledge of regulatory compliance, ideally within the financial and insurance services sector. * Experience developing and managing compliance frameworks, policies, and procedures. * Excellent organisational skills with attention to detail and the ability to manage multiple tasks. * Strong communication and interpersonal abilities to liaise with management, colleagues, and external bodies. * A proactive and ethical professional with a commitment to maintaining high standards. What’s on Offer: * A competitive salary of £35,000 – £40,000 per annum (pro-rata). * Flexibility to work part-time, with potential for full-time hours based on your needs. * The opportunity to take ownership of compliance in a professional and supportive environment. * A chance to contribute to the success of a business in the financial and insurance services sector, ensuring regulatory excellence and ethical practices

Part Time Compliance Manager employer: Equation Recruitment

Join a respected organisation in the financial and insurance services sector that values compliance and ethical practices. As a part-time Compliance Manager, you will enjoy a flexible work schedule while taking ownership of vital compliance frameworks. With a commitment to employee growth and a supportive work culture, this role offers a unique opportunity to make a meaningful impact in a professional environment.
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Contact Detail:

Equation Recruitment Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Part Time Compliance Manager

✨Tip Number 1

Make sure to highlight your experience in the financial and insurance services sector during networking events or conversations. This will help you connect with professionals who may have insights or referrals for the Compliance Manager position.

✨Tip Number 2

Stay updated on the latest FCA regulations and Consumer Duty standards. Engaging in relevant webinars or online courses can not only enhance your knowledge but also demonstrate your commitment to compliance when discussing your qualifications.

✨Tip Number 3

Join professional groups or forums focused on compliance in the financial sector. Networking with other compliance professionals can provide valuable insights and potentially lead to job opportunities, including the one at StudySmarter.

✨Tip Number 4

Prepare to discuss specific examples of how you've developed and managed compliance frameworks in previous roles. Being able to articulate your hands-on experience will set you apart during interviews and show your readiness for the role.

We think you need these skills to ace Part Time Compliance Manager

Regulatory Compliance Knowledge
FCA Regulations Understanding
Consumer Duty Standards Familiarity
Compliance Framework Development
Policy and Procedure Management
Organisational Skills
Attention to Detail
Quality Assurance
Regulatory Reporting
Audit Management
Interpersonal Communication
Stakeholder Engagement
Proactive Problem-Solving
Ethical Standards Commitment

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly within the financial and insurance services sector. Emphasize relevant skills such as policy development, regulatory reporting, and compliance monitoring.

Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and ethical practices. Mention specific examples of how you've successfully managed compliance frameworks or improved processes in previous roles.

Highlight Relevant Experience: When detailing your work history, focus on roles where you developed compliance policies or conducted audits. Use metrics to demonstrate your impact, such as improvements in compliance rates or successful audit outcomes.

Showcase Communication Skills: Since the role requires strong communication abilities, include examples of how you've effectively liaised with management, colleagues, and external bodies. This could be through presentations, reports, or collaborative projects.

How to prepare for a job interview at Equation Recruitment

✨Showcase Your Compliance Knowledge

Be prepared to discuss your understanding of regulatory compliance, especially within the financial and insurance services sector. Highlight specific regulations like FCA requirements and Consumer Duty standards that you have experience with.

✨Demonstrate Organisational Skills

Since the role requires excellent organisational skills, come ready to share examples of how you've managed multiple tasks or projects simultaneously. Discuss any compliance frameworks or policies you've developed or maintained.

✨Prepare for Scenario-Based Questions

Expect questions that assess your problem-solving abilities in compliance situations. Think of scenarios where you had to handle regulatory breaches or conduct audits, and be ready to explain your approach and outcomes.

✨Emphasize Communication Skills

As a Compliance Manager, you'll need to liaise with various stakeholders. Prepare to discuss how you've effectively communicated compliance updates or collaborated with management and external bodies in previous roles.

Part Time Compliance Manager
Equation Recruitment
E
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