Compliance Monitoring Manager

Compliance Monitoring Manager

Leeds Full-Time 36000 - 60000 ÂŁ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Lead a Compliance Monitoring team ensuring adherence to FCA regulations and promoting a positive compliance culture.
  • Company: Join Leeds Building Society, dedicated to making home ownership accessible since 1875.
  • Benefits: Enjoy up to 12% annual bonus, matched pension contributions, 26 days holiday, and more perks.
  • Why this job: Be part of a purpose-driven culture that values inclusivity and community impact.
  • Qualifications: Experience in financial services compliance, strong FCA knowledge, and people management skills required.
  • Other info: Flexible working options available; apply early as the advert may close soon.

The predicted salary is between 36000 - 60000 ÂŁ per year.

Join to apply for the Compliance Monitoring Manager role at Leeds Building Society

Join to apply for the Compliance Monitoring Manager role at Leeds Building Society

Get AI-powered advice on this job and more exclusive features.

How You\’ll Help Us Live Our Purpose

We\’ve been helping our members save for their future and buy a home of their own since 1875. By joining us, you\’ll play a big role in helping us to put home ownership within reach of more people, generation after generation.

How You\’ll Help Us Live Our Purpose

We\’ve been helping our members save for their future and buy a home of their own since 1875. By joining us, you\’ll play a big role in helping us to put home ownership within reach of more people, generation after generation.

It\’s a purpose that drives everything we do and one we\’re proud of. And you can play your part too – join us as a Compliance Monitoring Manager.

How You\’ll Make a Difference

You\’ll support the Head of Conduct Compliance to maintain an effective, strong and independent Compliance Monitoring team within the Society\’s second line of defence. Provide assurance on Conduct Compliance Oversight of FCA regulated activity (e.g. Mortgage Advice, Underwriting, Savings, Insurance etc.) to the Board and management. Promote a positive conduct compliance culture across the business.

You will have direct line management of colleagues within the Compliance Monitoring team and responsible for developing a high performing team.

What will you bring to the role?

  • Relevant financial services experience in a conduct/ compliance role is essential
  • Strong understanding of FCA regulations and the regulatory landscape
  • People management experience is essential
  • Holds relevant professional qualification and CeMAP (or equivalent)
  • Excellent analytical and report writing skills
  • Able to work to deadlines and within set service standards
  • Knowledge and application of data interrogation tools
  • Proficient communication skills

And in return, you\’ll get the best from us:

  • An annual colleague bonus of up to 12%
  • Matched pension contributions of up to 10%
  • 26 days holiday, plus bank holidays and holiday purchase scheme of up to 5 days each year
  • Colleague Mortgage and Saver products
  • Electric vehicle scheme/ Cycle to Work scheme
  • 2 days\’ volunteering per year

We\’ll give you a place to belong with the support to learn, develop and shape a meaningful career.

Why choose Leeds Building Society?

Our business is centred around our people. Our colleagues are at the heart of everything we do and we\’re extremely proud of our Inclusive Employers Gold accreditation in 2023. We\’re committed to equal opportunities regardless of race, colour, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability or gender identity.

You\’ll be joining a truly purpose-focused culture which helped us win the Leading with Purpose award at the 2023Business Culture Awards. This recognises the progress we\’re making to embed our purpose with our colleagues, and the actions we\’ve taken to put home ownership within reach of more people, generation after generation.

Why wait? Apply now

We\’d love to hear from you. But don\’t wait around – we may close the advert early and we\’d hate for you to miss out.

Leeds Building Society is devoted to creating a culture and workplace that is representative of the communities we serve. If you\’d like to work with us but are unsure if you meet the full criteria for a role, please contact the recruiter as we\’d like to find out more about the skills and experience that you could bring to the Society. We\’re committed to supporting you to be at your best and if you\’d like to discuss any reasonable adjustments, please reach out to us on careers@leedsbuildingsociety.co.uk.

Seniority level

  • Seniority level

    Mid-Senior level

Employment type

  • Employment type

    Full-time

Job function

  • Job function

    Management and Manufacturing

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Compliance Monitoring Manager employer: Leeds Building Society

Leeds Building Society is an exceptional employer that prioritises its people and fosters a supportive, inclusive work environment. With a strong commitment to employee development, you will have access to numerous growth opportunities, including professional qualifications and a culture that celebrates diversity and purpose. Enjoy competitive benefits such as an annual bonus, generous holiday allowance, and initiatives like the Electric Vehicle scheme, all while contributing to a mission that helps make home ownership accessible for future generations.
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Contact Detail:

Leeds Building Society Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Monitoring Manager

✨Tip Number 1

Familiarise yourself with the latest FCA regulations and compliance frameworks. This will not only help you understand the role better but also demonstrate your commitment to staying updated in a rapidly changing regulatory environment.

✨Tip Number 2

Network with professionals in the compliance field, especially those who have experience in financial services. Engaging in conversations can provide insights into the role and may even lead to referrals or recommendations.

✨Tip Number 3

Showcase your people management skills by discussing any relevant experiences where you've successfully led a team. Highlighting your ability to develop high-performing teams will resonate well with the hiring managers.

✨Tip Number 4

Prepare to discuss your analytical skills and how you've used data interrogation tools in past roles. Being able to provide specific examples of how you've applied these skills will set you apart from other candidates.

We think you need these skills to ace Compliance Monitoring Manager

FCA Regulations Knowledge
Conduct Compliance Expertise
Financial Services Experience
People Management Skills
Analytical Skills
Report Writing Skills
Data Interrogation Tools Proficiency
Deadline Management
Communication Skills
Team Development
Regulatory Oversight
Problem-Solving Skills
Attention to Detail
Positive Conduct Compliance Culture Promotion

Some tips for your application 🫡

Understand the Role: Read the job description thoroughly to understand the key responsibilities and requirements for the Compliance Monitoring Manager position. Tailor your application to highlight how your experience aligns with these aspects.

Highlight Relevant Experience: Emphasise your financial services experience, particularly in conduct and compliance roles. Provide specific examples of how you've successfully managed teams and ensured compliance with FCA regulations.

Showcase Analytical Skills: Demonstrate your analytical and report writing skills by including examples of reports or analyses you've completed in previous roles. This will show your ability to provide assurance on Conduct Compliance Oversight.

Craft a Strong Cover Letter: Write a compelling cover letter that not only summarises your qualifications but also expresses your passion for the role and the company's mission. Make sure to convey how you can contribute to promoting a positive conduct compliance culture.

How to prepare for a job interview at Leeds Building Society

✨Understand FCA Regulations

Make sure you have a solid grasp of FCA regulations and the regulatory landscape. Be prepared to discuss how these regulations impact compliance monitoring and how you can ensure adherence within the team.

✨Showcase People Management Skills

As this role involves direct line management, be ready to share your experiences in leading teams. Highlight specific examples of how you've developed high-performing teams and fostered a positive compliance culture.

✨Demonstrate Analytical Abilities

Prepare to discuss your analytical skills and experience with data interrogation tools. Bring examples of reports you've written or analyses you've conducted that showcase your ability to provide assurance on compliance oversight.

✨Communicate Effectively

Strong communication skills are essential for this role. Practice articulating your thoughts clearly and concisely, especially when discussing complex compliance issues. Consider how you can convey your ideas in a way that resonates with both technical and non-technical audiences.

Compliance Monitoring Manager
Leeds Building Society
L
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