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- Tasks: Lead global OTC derivative regulatory compliance and documentation for diverse markets.
- Company: Join TD, a forward-thinking bank committed to inclusivity and innovation.
- Benefits: Enjoy flexible work options and a supportive corporate culture.
- Why this job: Make an impact in global finance while collaborating with diverse teams across time zones.
- Qualifications: Law degree and experience in legal or trading documentation required.
- Other info: Accommodations available during recruitment; we value diversity and accessibility.
The predicted salary is between 72000 - 108000 £ per year.
Responsibilities
- Understand the current state of legislation, regulation, and guidance concerning OTC derivative transactions globally, including Canada, the US, the EU, the UK, and Singapore. The candidate will be responsible for regulations in the region.
- Communicate OTC derivative regulatory requirements to clients and legal representatives in a business-friendly manner to facilitate regulatory documentation finalization.
- Prepare and review legal documentation and disclosures to ensure compliance with regulatory obligations.
- Collaborate with trading desks to understand client needs and prioritize high-value relationships.
- Provide timely support to trading desks across multiple time zones including UK, North America, Europe, and Asia.
- Explain the importance of OTC derivative regulations to internal and external stakeholders.
- Develop a thorough understanding of the bank\’s global regulatory framework, credit, and documentation requirements.
- Review and analyze new regulations affecting the dealer, participate in working groups for new initiatives in regulatory documentation.
- Review and analyze the dealer\’s client base to ensure daily regulatory compliance.
- Use technology to monitor workflow and update relevant databases.
- Generate reports and updates as needed.
- Proactively escalate issues in a timely manner.
- Serve as a reliable resource for internal business partners.
Job Requirements
- Law degree required.
- Solid experience in legal, trading documentation, capital markets, or related areas.
- Understanding of Dodd-Frank, EMIR/UK EMIR, Canadian derivatives regulations, and the global regulatory environment.
- Enjoy working on documentation and applying legal and regulatory risk management principles.
- Excellent written and verbal communication skills.
- Self-motivated with the ability to work independently and as part of a team.
- High integrity and strong work ethic, with timely follow-through.
- Ability to work under tight deadlines and support global time zones as needed.
At TD, we are committed to fostering an inclusive, accessible environment. If you require accommodations during the recruitment or interview process, please inform us, and we will work with you to meet your needs.
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VICE PRESIDENT - GLOBAL MARKETS DOCUMENTATION - REGULATORY TEAM employer: TD Bank Group
Contact Detail:
TD Bank Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VICE PRESIDENT - GLOBAL MARKETS DOCUMENTATION - REGULATORY TEAM
✨Tip Number 1
Familiarise yourself with the latest regulations concerning OTC derivatives, especially Dodd-Frank and EMIR. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing regulatory environment.
✨Tip Number 2
Network with professionals in the capital markets and legal sectors. Attend industry events or webinars where you can meet people who work in regulatory documentation. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully communicated complex regulatory requirements in a business-friendly manner. This will showcase your ability to bridge the gap between legal jargon and practical application, which is crucial for this role.
✨Tip Number 4
Demonstrate your understanding of global time zones and how they impact trading desks. Be ready to explain how you would manage communication and support across different regions, highlighting your organisational skills and adaptability.
We think you need these skills to ace VICE PRESIDENT - GLOBAL MARKETS DOCUMENTATION - REGULATORY TEAM
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Vice President position. Familiarise yourself with OTC derivative regulations and the specific regions mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in legal documentation, capital markets, and regulatory compliance. Make sure to emphasise your understanding of Dodd-Frank, EMIR/UK EMIR, and other pertinent regulations.
Craft a Compelling Cover Letter: In your cover letter, explain how your background aligns with the role's requirements. Use specific examples to demonstrate your communication skills and ability to work under tight deadlines while supporting global teams.
Proofread Your Application: Ensure that your CV and cover letter are free from errors. A polished application reflects your attention to detail, which is crucial for this role. Consider asking a friend or colleague to review your documents before submission.
How to prepare for a job interview at TD Bank Group
✨Know Your Regulations
Make sure you have a solid understanding of the key regulations such as Dodd-Frank and EMIR. Be prepared to discuss how these regulations impact OTC derivative transactions and how you can communicate these requirements effectively to clients.
✨Demonstrate Communication Skills
Since the role involves explaining complex regulatory requirements in a business-friendly manner, practice articulating your thoughts clearly. Use examples from your past experiences where you successfully communicated legal concepts to non-legal stakeholders.
✨Showcase Your Collaborative Spirit
Highlight your experience working with trading desks and other teams. Be ready to discuss how you prioritise client needs and build high-value relationships, especially in a global context across different time zones.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills and ability to handle tight deadlines. Think of specific scenarios where you had to manage compliance issues or adapt to new regulations, and be ready to share how you approached these challenges.
