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- Tasks: Lead compliance and marketing projects, ensuring adherence to FCA regulations while fostering creativity.
- Company: Join a dynamic marketing firm preparing for FCA authorisation with strong investor backing.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in a unique role that bridges compliance and marketing in a start-up environment.
- Qualifications: Proven compliance experience in regulated environments, especially with FCA rules and financial promotions.
- Other info: Direct input into marketing processes and potential for significant career advancement.
The predicted salary is between 52000 - 84000 £ per year.
COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS CONSUMER FACING FIN PROMS EXPERIENCE REQUIRED
£65K – £70K+ Benefits Hybrid (2d pw Office/3 WFH) South Manchester/Cheshire
REF:4123D
Our client, a marketing and lead generation firm preparing for FCA authorisation as a Limited Scope Firm with strong investor backing and ambitious plans, are building a governance and compliance infrastructure that supports both creativity and control. They are now looking for a Compliance & Marketing/Operations Project Manager who can take ownership of regulatory processes, bring structure to their project management and ensure that their marketing output meets the highest standards of compliance and ethical conduct.
- Lead the development and execution of the compliance framework in anticipation of FCA authorisation (procedures already documented by Compliance Consultants but need implementing).
- Ensure ongoing compliance with relevant FCA regulations (e.g. CONC, SYSC, PRIN, and SMCR).
- Maintain and update policies, procedures, and training related to regulatory requirements.
- Prepare the firm for attestation and reporting obligations to institutional investors and regulators.
- Collaborate with external compliance advisers, legal counsel, and auditors.
- Review and sign off all marketing communications, lead generation funnels, and digital content for compliance with FCA rules
- Ensure adherence to ASA, GDPR, and other regulations
- Work closely with creative and commercial teams to embed compliance into campaign workflows without stifling creativity.
- Implement a robust internal approval process for marketing and customer acquisition assets.
- Helping implement, run and scale marketing campaigns, quickly, efficiently, commercially, and within compliance rules set internally and externally, documenting processes throughout the business in a highly professional style, that can be reported to institutional investors
- Maintain documentation and governance structures that satisfy both FCA requirements and institutional investor expectations.
- Coordinate the execution and evidence of key control functions, attestations, and board-level compliance obligations.
- Maintain risk & control registers and monitor regulatory horizon scanning.
- Bring structure and process to campaign execution, onboarding workflows, and data governance.
- Act as a bridge between compliance and commercial teams – translating regulatory requirements into clear, actionable tasks.
- Help establish internal operational dashboards and reporting to monitor marketing, risk, and compliance performance.
You should have proven experience in compliance within a regulated environment with a strong working knowledge of FCA rules , particularly those relating to financial promotions and digital marketing, from exposure to a marketing based business or consumer facing marketing team, with an interest in learning more about marketing processes.
Great opportunity to join well backed start up in a very interesting & unusual role where you will have direct input into the Marketing processes as well as Compliance in a high-impact role with real influence on the future of the business and expected to hold SMF 29 (i.e. SMF 16 in a ltd scope firm) in the medium term
So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including contact no) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge. #J-18808-Ljbffr
COMPLIANCE & MARKETING PROJECTS MANAGER - FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS [...] employer: Compliance Recruitment Solutions
Contact Detail:
Compliance Recruitment Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land COMPLIANCE & MARKETING PROJECTS MANAGER - FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS [...]
✨Tip Number 1
Familiarise yourself with FCA regulations, especially those related to financial promotions and digital marketing. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance in a marketing context.
✨Tip Number 2
Network with professionals in the compliance and marketing sectors. Attend industry events or webinars where you can meet people who work in similar roles. This could lead to valuable insights and potentially even referrals for the position.
✨Tip Number 3
Prepare to discuss how you can bridge the gap between compliance and creative teams. Think of examples from your past experience where you've successfully integrated compliance into marketing processes without hindering creativity.
✨Tip Number 4
Research the company’s current marketing strategies and compliance practices. Being able to speak knowledgeably about their operations and suggesting improvements during your interview can set you apart from other candidates.
We think you need these skills to ace COMPLIANCE & MARKETING PROJECTS MANAGER - FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS [...]
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Compliance & Marketing Projects Manager position. Familiarise yourself with FCA regulations and how they relate to marketing and compliance.
Tailor Your CV: Highlight your relevant experience in compliance and marketing, particularly any work related to FCA regulations. Use specific examples that demonstrate your ability to manage projects and ensure compliance in a consumer-facing environment.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and marketing. Explain how your background aligns with the company's goals and how you can contribute to their compliance framework and marketing strategies.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Compliance Recruitment Solutions
✨Understand FCA Regulations
Make sure you have a solid grasp of the FCA regulations relevant to the role, especially those related to financial promotions and digital marketing. Being able to discuss these regulations confidently will show your expertise and readiness for the position.
✨Showcase Project Management Skills
Prepare examples of how you've successfully managed compliance projects in the past. Highlight your ability to bring structure and process to campaign execution, as this is crucial for the role.
✨Demonstrate Collaboration Abilities
Be ready to discuss how you've worked with creative and commercial teams in previous roles. Emphasise your ability to bridge the gap between compliance and marketing, ensuring that regulatory requirements are met without stifling creativity.
✨Prepare Questions for the Interviewers
Think of insightful questions to ask about the company's compliance framework and their approach to integrating compliance into marketing processes. This shows your genuine interest in the role and helps you assess if the company aligns with your values.
