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- Tasks: Lead compliance and marketing projects, ensuring adherence to FCA regulations while fostering creativity.
- Company: Join a dynamic marketing firm preparing for FCA authorisation with strong investor backing.
- Benefits: Enjoy a full-time role with opportunities for growth and direct influence on marketing processes.
- Why this job: Make a real impact in a high-stakes environment where compliance meets creativity.
- Qualifications: Experience in compliance within regulated environments, especially with FCA rules and financial promotions.
- Other info: This role offers the chance to hold significant responsibilities and shape the future of the business.
The predicted salary is between 43200 - 72000 £ per year.
COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS CONSUMER FACING FIN PROMS EXPERIENCE REQUIRED
COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS CONSUMER FACING FIN PROMS EXPERIENCE REQUIRED
1 day ago Be among the first 25 applicants
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) provided pay range
This range is provided by Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid). Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
Direct message the job poster from Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
Chartered Accountant & MD at Compliance Recruitment Solutions (Ethical, Expert & Professional Recruitment by all former Compliance Officers)
COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS CONSUMER FACING FIN PROMS EXPERIENCE REQUIRED
REF:4123D
Our client, a marketing and lead generation firm preparing for FCA authorisation as a Limited Scope Firm with strong investor backing and ambitious plans, are building a governance and compliance infrastructure that supports both creativity and control. They are now looking for a Compliance & Marketing/Operations Project Manager who can take ownership of regulatory processes, bring structure to their project management and ensure that their marketing output meets the highest standards of compliance and ethical conduct.
- Lead the development and execution of the compliance framework in anticipation of FCA authorisation (procedures already documented by Compliance Consultants but need implementing).
- Ensure ongoing compliance with relevant FCA regulations (e.g. CONC, SYSC, PRIN, and SMCR).
- Maintain and update policies, procedures, and training related to regulatory requirements.
- Prepare the firm for attestation and reporting obligations to institutional investors and regulators.
- Collaborate with external compliance advisers, legal counsel, and auditors.
- Review and sign off all marketing communications, lead generation funnels, and digital content for compliance with FCA rules
- Ensure adherence to ASA, GDPR, and other regulations
- Work closely with creative and commercial teams to embed compliance into campaign workflows without stifling creativity.
- Implement a robust internal approval process for marketing and customer acquisition assets.
- Helping implement, run and scale marketing campaigns, quickly, efficiently, commercially, and within compliance rules set internally and externally, documenting processes throughout the business in a highly professional style, that can be reported to institutional investors
- Maintain documentation and governance structures that satisfy both FCA requirements and institutional investor expectations.
- Coordinate the execution and evidence of key control functions, attestations, and board-level compliance obligations.
- Maintain risk & control registers and monitor regulatory horizon scanning.
- Bring structure and process to campaign execution, onboarding workflows, and data governance.
- Act as a bridge between compliance and commercial teams — translating regulatory requirements into clear, actionable tasks.
- Help establish internal operational dashboards and reporting to monitor marketing, risk, and compliance performance.
You should have proven experience in compliance within a regulated environment with a strong working knowledge of FCA rules , particularly those relating to financial promotions and digital marketing, from exposure to a marketing based business or consumer facing marketing team, with an interest in learning more about marketing processes.
Great opportunity to join well backed start up in a very interesting & unusual role where you will have direct input into the Marketing processes as well as Compliance in a high-impact role with real influence on the future of the business and expected to hold SMF 29 (i.e. SMF 16 in a ltd scope firm) in the medium term
So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including contact no) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
Seniority level
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Seniority level
Mid-Senior level
Employment type
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Employment type
Full-time
Job function
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Job function
Legal and Administrative
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Industries
Financial Services and Marketing Services
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COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS [...] employer: Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
Contact Detail:
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS [...]
✨Tip Number 1
Familiarise yourself with FCA regulations, especially those related to financial promotions and digital marketing. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance in a marketing context.
✨Tip Number 2
Network with professionals in the compliance and marketing sectors. Attend industry events or webinars where you can meet people who work in similar roles. This could lead to valuable insights and potentially even referrals for the position.
✨Tip Number 3
Prepare to discuss how you can bridge the gap between compliance and creative teams. Think of examples from your past experience where you've successfully integrated compliance into marketing processes without hindering creativity.
✨Tip Number 4
Research the company’s current marketing strategies and compliance practices. Being able to speak knowledgeably about their operations and suggesting improvements during your interview can set you apart as a proactive candidate.
We think you need these skills to ace COMPLIANCE & MARKETING PROJECTS MANAGER – FCA COMPLIANCE EXPERIENCE (ANY SECTOR) WITH PREVIOUS [...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in FCA compliance and consumer-facing financial promotions. Use specific examples that demonstrate your understanding of relevant regulations and how you've applied them in previous roles.
Craft a Compelling Cover Letter: In your cover letter, explain why you're the perfect fit for the Compliance & Marketing Projects Manager role. Discuss your experience with compliance frameworks and project management, and how you can bridge the gap between compliance and marketing teams.
Showcase Relevant Skills: Emphasise skills that are crucial for this position, such as risk management, regulatory knowledge, and project execution. Mention any tools or methodologies you are familiar with that can enhance compliance processes.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents. Ensure there are no spelling or grammatical errors, and that your writing is clear and professional. This reflects your attention to detail, which is vital in compliance roles.
How to prepare for a job interview at Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
✨Know Your FCA Regulations
Make sure you have a solid understanding of the FCA regulations relevant to the role, especially those related to financial promotions and digital marketing. Be prepared to discuss how you've applied these regulations in your previous roles.
✨Showcase Your Project Management Skills
Highlight your experience in managing compliance projects. Be ready to provide examples of how you've structured project workflows and ensured compliance while maintaining creativity in marketing campaigns.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you navigated them, particularly in a consumer-facing context.
✨Emphasise Collaboration
This role requires working closely with creative and commercial teams. Be prepared to discuss how you've successfully collaborated with different departments to embed compliance into their processes without stifling innovation.
