Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Conduct audits, report findings, and collaborate on action plans in a dynamic environment.
- Company: Join a leading global private banking and wealth management firm with a strong reputation.
- Benefits: Enjoy a hybrid work model and a healthy work-life balance with competitive salary.
- Why this job: Be part of a proactive team making impactful decisions in finance and governance.
- Qualifications: Must be a finalist or fully-qualified auditor with 3-5 years of relevant experience.
- Other info: Willingness to travel for assignments is required; great opportunity for career growth.
The predicted salary is between 54000 - 84000 £ per year.
The individual will be responsible for conducting local, regional, or global independent reviews of control frameworks, governance structures, and compliance processes, reporting audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management. The company offers good work-life balance and hybrid working (4 days from the office and 1 from home).
Profile Criteria:
- Finalist or Fully-Qualified auditor (ACA / ACCA / IIA) with a min. of 3-5 years of experience either from industry or from a chartered accountancy practice
- Must bring experience from the private banking, wealth management or asset management sectors
- Excellent communication and stakeholder management skills
- Ambitious individual who is hands-on self-starter, with a proactive work manner with ability and maturity to work in a small IA function
- Willingness to travel (average 4-6 weeks a year)
Responsibilities / Tasks:
- Audit assignment planning – Participates in the effective and efficient diagnostic work on audits, by collecting, organising and analysing the relative information for the specific audit.
- Audit assignment execution.
- Executes the assigned audit work in accordance with Head of Internal Audit instructions.
- Documents work performed in workpapers referencing the relative documents and sources used.
- Provides assurance and identifies potential findings.
- Determines the causes, effects, and significance of the findings.
- Develops recommendations and collaborates with management to develop action plans.
- Develops conclusions.
- Audit assignment reporting – Working with the Head of Internal Audit to deliver well written and clear audit reports.
- Assist the Head of Internal Audit in the reporting of audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management (reports, presentations, and statistics).
- Contribute to the preparation of the internal audit\’s annual Risk Assessment, continuous monitoring to derive the Annual Audit Plan.
- Must perform and document all aspects of audit work in accordance with set departmental quality standards, in particularly any local regulatory requirements and the International Standards for the Professional Practice of Internal Auditing.
- Must be able to travel for regional assignments.
#J-18808-Ljbffr
Business Auditor - Global Private Banking and Wealth Management Firm - Up to £75,000 Base Salar[...] employer: Ohio Society of CPAs
Contact Detail:
Ohio Society of CPAs Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Auditor - Global Private Banking and Wealth Management Firm - Up to £75,000 Base Salar[...]
✨Tip Number 1
Familiarise yourself with the specific regulations and compliance frameworks relevant to private banking and wealth management. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the industry.
✨Tip Number 2
Network with professionals in the auditing field, especially those who work in private banking or wealth management. Attend industry events or join relevant online forums to connect with potential colleagues and learn about the latest trends and challenges in the sector.
✨Tip Number 3
Prepare to discuss your previous audit experiences in detail, particularly any that involved governance structures or compliance processes. Be ready to share specific examples of how you identified risks and contributed to action plans.
✨Tip Number 4
Showcase your communication and stakeholder management skills during the interview process. Practice articulating complex audit findings clearly and concisely, as this will be crucial when reporting to senior management and the Board.
We think you need these skills to ace Business Auditor - Global Private Banking and Wealth Management Firm - Up to £75,000 Base Salar[...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a finalist or fully-qualified auditor (ACA / ACCA / IIA) and emphasises your 3-5 years of experience in private banking, wealth management, or asset management sectors. Use specific examples to demonstrate your skills.
Craft a Compelling Cover Letter: Write a cover letter that showcases your communication and stakeholder management skills. Mention your proactive work manner and ability to work in a small Internal Audit function. Be sure to express your enthusiasm for the role and the company.
Highlight Relevant Experience: In your application, focus on your audit assignment planning and execution experience. Provide examples of how you've documented work performed and developed recommendations in previous roles, as this aligns with the responsibilities outlined in the job description.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A well-written application reflects your attention to detail, which is crucial for an auditor role.
How to prepare for a job interview at Ohio Society of CPAs
✨Showcase Your Qualifications
Make sure to highlight your ACA, ACCA, or IIA qualifications during the interview. Discuss your experience in private banking, wealth management, or asset management sectors, as this is crucial for the role.
✨Demonstrate Communication Skills
Since excellent communication and stakeholder management skills are essential, prepare examples of how you've effectively communicated audit findings or collaborated with senior management in previous roles.
✨Prepare for Technical Questions
Expect questions related to audit frameworks, governance structures, and compliance processes. Brush up on relevant regulations and standards to confidently discuss how you would approach various audit scenarios.
✨Exhibit a Proactive Attitude
As an ambitious self-starter, share instances where you've taken initiative in your previous roles. This could include leading audit projects or developing action plans based on your findings.
