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- Tasks: Review client files for compliance and ensure top-notch outcomes.
- Company: Join James Hallam, a family-run insurance broker with over 40 years of experience.
- Benefits: Enjoy flexible working, a pension scheme, and health perks.
- Why this job: Be part of a supportive culture that values relationships and personal growth.
- Qualifications: 2+ years in commercial insurance and strong FCA knowledge required.
- Other info: Remote work options available; training provided for audit processes.
The predicted salary is between 36000 - 60000 £ per year.
Role – Auditor Commercial InsuranceLocation Flexible between James Hallam offices/Remote ConsideredSalary Dependant on ExperienceAbout the CompanyJames Hallam are a leading independent Insurance Broker in the UK and have been operating for over 40 years. We are a family business and our family heritage lies at the heart of how we work. We invest time in all our relationships including our own people.
The RoleAs an auditor, you would be responsible for reviewing client files to ensure compliance with FCA requirements, company procedures and that we are providing our clients with the best outcome. This is a full-time role that would suit someone with existing commercial insurance experience.
Key Duties & Responsibilities
- Maintain a quality audit process of client files.
- Prepare and report feedback to team managers monthly.
- Develop good working relationships with managers.
- Maintain records of audits.
- Produce monthly reports to Manager.
- Carry out file audits at a high level in line with FCA Requirements.
- Assist the team with shared responsibility for achievement of the required number of monthly audits.
- Ensure that you always operate within the Divisions systems, policies, and procedures.
- Liaise with Manager to plan resource and achievement towards required audit levels.
- Provide feedback to Manager on effectiveness of the audit process.
- Carry out training for trading teams on the audit process.
- Carrying out checks for claims payments (claims experience not required).
What were looking for:
- A minimum of 2 years commercial broking/insurance experience
- Good technical knowledge in commercial insurance including but not limited to, commercial property, motor fleet, professional indemnity, commercial combined
- Knowledge of FCA requirements for Insurance Brokers
- Organised
- Self-motivated and able to work independently
- A high level of attention to detail
- Excellent interpersonal and communication skills
- Acturis experience is preferable
- Cert CII or above is preferable
Benefits:
- Company Pension Scheme
- Group Income Protection
- Voluntary Private Medical Health Insurance
- Exam Rewards
- Eye Tests
JBRP1_UKTJ
Compliance Auditor employer: Seventeen Group Limited
Contact Detail:
Seventeen Group Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Auditor
✨Tip Number 1
Familiarise yourself with FCA requirements specific to insurance brokers. Understanding these regulations will not only help you in the interview but also demonstrate your commitment to compliance and quality in your work.
✨Tip Number 2
Network with professionals in the commercial insurance sector. Attend industry events or join relevant online forums to connect with others who can provide insights into the role and potentially refer you to opportunities at James Hallam.
✨Tip Number 3
Prepare to discuss your previous auditing experiences in detail. Be ready to share specific examples of how you've maintained quality audit processes and provided feedback, as this will showcase your suitability for the role.
✨Tip Number 4
Highlight your organisational skills and attention to detail during conversations. These traits are crucial for a Compliance Auditor, so be sure to provide examples of how you've successfully managed audits and maintained records in past roles.
We think you need these skills to ace Compliance Auditor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in commercial insurance and compliance. Emphasise any specific roles or projects where you maintained audit processes or ensured FCA compliance.
Craft a Compelling Cover Letter: In your cover letter, express your passion for the role and the company. Mention your understanding of FCA requirements and how your skills align with the responsibilities outlined in the job description.
Showcase Your Attention to Detail: Since the role requires a high level of attention to detail, consider including examples in your application that demonstrate your meticulousness, such as successful audits or compliance checks you've conducted in the past.
Highlight Interpersonal Skills: Given the importance of developing good working relationships with managers, include instances where you've successfully collaborated with teams or provided training. This will show your ability to communicate effectively and work well with others.
How to prepare for a job interview at Seventeen Group Limited
✨Know Your FCA Requirements
Make sure you have a solid understanding of the FCA requirements relevant to insurance brokers. Be prepared to discuss how these regulations impact your auditing process and how you ensure compliance in your previous roles.
✨Showcase Your Technical Knowledge
Highlight your experience with commercial insurance, especially in areas like commercial property and motor fleet. Be ready to provide examples of how your technical knowledge has helped you in past auditing roles.
✨Demonstrate Organisational Skills
Since the role requires maintaining records and producing reports, be prepared to discuss your organisational strategies. Share specific methods you use to keep track of audits and manage your workload effectively.
✨Build Rapport with Interviewers
As the role involves developing good working relationships with managers, focus on your interpersonal skills during the interview. Engage with your interviewers, ask questions, and show genuine interest in their team dynamics.
