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- Tasks: Support Investment Banking with compliance advice and oversight on transactions and initiatives.
- Company: Goldman Sachs is a leading global investment banking and securities firm, founded in 1869.
- Benefits: Enjoy competitive vacation policies, health services, fitness reimbursements, and family care support.
- Why this job: Join a dynamic team, develop critical skills, and make an impact in a diverse workplace.
- Qualifications: Interest in financial markets, strong analytical skills, and effective communication abilities required.
- Other info: Opportunity to grow professionally and personally with extensive training and development programs.
The predicted salary is between 43200 - 72000 £ per year.
BUSINESS UNIT AND ROLE OVERVIEW
Investment Banking Compliance supports the Investment Banking business by providing advice and guidance on regulatory, legal and compliance matters. Investment Banking (“IB”) includes M&A, financial advisory and financing transactions, including equity and debt capital markets, structured finance, credit finance and corporate derivatives.We currently have an opportunity available for an analyst in London, to cover the IB M&A Advisory businessin EMEA.
RESPONSIBILITIES
- Providing advice and compliance oversight to IB personnel on transactions, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issues
- Developing and implementing policies, procedures, and best practice standards within IB
- Keeping up to date with relevant regulatory/rule changes
- Creating and implementing new controls and surveillances to mitigate risks to the firm by analysing the transactional processes used in IB, as well as the activities and actions of individual bankers
- Assisting other compliance teams in monitoring IB activities to help ensure adherence to applicable laws, regulations and firm policies and procedures, including developing and executing surveillance and other forensic compliance programs
- Creating and implementing live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changes
- Assisting in responding to regulatory inquiries and investigations
SKILLS / EXPERIENCE
- Demonstrated interest in financial markets and investment banking
- A highly motivated self-starter, who learns quickly and works well under pressure
- A critical thinker with strong analytical, problem solving and organizational skills
- Able to effectively summarize, communicate and defend positions
- A proactive team player, who enjoys working collaboratively across teams and disciplines
- Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and courteous
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We\’re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.
We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.
Financial Wellness & Retirement
We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.
Health Services
We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.
Fitness
To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).
Child Care & Family Care
We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.
Benefits at Goldman Sachs
Read more about the full suite of class-leading benefits our firm has to offer.
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Business Unit Compliance employer: Goldman Sachs Bank AG
Contact Detail:
Goldman Sachs Bank AG Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Unit Compliance
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in investment banking. This will not only help you understand the compliance landscape but also demonstrate your proactive approach during interviews.
✨Tip Number 2
Network with professionals in the investment banking compliance field. Attend industry events or join relevant online forums to connect with people who can provide insights and potentially refer you to opportunities at Goldman Sachs.
✨Tip Number 3
Prepare to discuss real-world compliance scenarios during your interview. Think of examples where compliance oversight was crucial in a transaction, and be ready to explain how you would handle similar situations.
✨Tip Number 4
Showcase your analytical skills by being prepared to discuss how you would develop and implement compliance policies. Think about specific controls you might suggest to mitigate risks in investment banking transactions.
We think you need these skills to ace Business Unit Compliance
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities and skills required for the Business Unit Compliance position. Tailor your application to highlight your relevant experience in compliance oversight, regulatory matters, and financial markets.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous roles or projects that demonstrate your analytical skills, problem-solving abilities, and experience in investment banking or compliance. Use specific examples to illustrate your contributions and achievements.
Showcase Your Skills: Make sure to clearly outline your interpersonal and communication skills in your application. Since the role requires collaboration across teams, provide examples of how you've successfully worked in a team environment and communicated effectively with stakeholders.
Craft a Strong Cover Letter: Write a compelling cover letter that not only expresses your interest in the role but also connects your background to the specific requirements mentioned in the job description. Be sure to convey your motivation and enthusiasm for working at Goldman Sachs.
How to prepare for a job interview at Goldman Sachs Bank AG
✨Show Your Knowledge of Compliance
Make sure to brush up on the latest regulatory changes and compliance issues relevant to investment banking. Demonstrating your understanding of these topics will show that you're proactive and well-informed.
✨Highlight Analytical Skills
Prepare examples that showcase your analytical and problem-solving abilities. Discuss how you've approached complex situations in the past, particularly in financial contexts, to illustrate your critical thinking skills.
✨Emphasise Team Collaboration
Since the role requires working across teams, be ready to discuss your experiences in collaborative environments. Share specific instances where you successfully worked with others to achieve a common goal.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your ability to handle compliance issues. Practice articulating your thought process and decision-making steps in hypothetical situations related to investment banking.
