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For Companies At a Glance
- Tasks: Conduct thorough controls testing and document risk processes in a dynamic financial environment.
- Company: Join Protiviti, a top global consulting firm known for its innovative solutions.
- Benefits: Gain valuable experience in a high-performing team with opportunities for professional growth.
- Why this job: Make a real impact in risk management while collaborating with industry leaders.
- Qualifications: 7-10 years of experience in risk and controls, especially in investment banking or asset management.
- Other info: This is an office-based role, requiring presence five days a week.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
Job Title: Interim Risk and Controls Consultant
Location: West Midlands
Contract Type: Initial interim assignment for 3-6 Months
Experience Level: 7-10 years in Risk and Controls Testing
On behalf of Protiviti, a leading global business consulting firm, we are seeking to identify and engage several highly skilled First Line of Defence (1LoD) Risk and Controls Consultants with expertise in Controls Testing.
The ideal consultant will possess robust knowledge and experience within Investment Banking or Asset Management sectors. This engagement presents an excellent opportunity for you to apply your expertise in a dynamic, high-performing Financial Services organisation.
Key Responsibilities:
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Controls Testing:
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Perform detailed, thorough testing of controls within the 1LoD.
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Assess the design and operating effectiveness of controls across various processes and functions.
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Ensure findings are documented accurately, with actionable recommendations for improvement.
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Risk and Controls Documentation:
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Create and maintain detailed, clear, and accurate documentation of risk and controls processes.
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Ensure all documentation aligns with internal policies and regulatory requirements.
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Risk and Controls Mapping:
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Identify, analyse, and map risks to the corresponding controls.
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Collaborate with stakeholders to ensure controls are appropriately aligned with organisational risk appetite.
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Stakeholder Collaboration:
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Work closely with senior management and business leaders to provide insights into risk and control frameworks.
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Act as a trusted advisor in identifying and mitigating risks.
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Regulatory Awareness:
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Stay abreast of changes in financial regulations and market trends to anticipate potential impacts.
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Apply this knowledge to enhance and future-proof the risk management framework.
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Process Enhancement:
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Identify gaps or inefficiencies within the current controls and risk processes.
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Propose and implement innovative, practical solutions to improve control effectiveness and efficiency.
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Key Qualifications & Experience:
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Professional Experience:
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7-10 years of 1st LoD execution experience in controls testing, risk and controls documentation, and mapping processes.
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Expertise within Investment Banking or Asset Management is essential.
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Communication and Collaboration:
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Proven ability to communicate effectively with cross-functional teams and senior stakeholders. We are seeking consultants who are highly consultative, with an improvement mindset.
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Working Arrangements: This assignment will require you to be in the office 5 days a week.
Interim Risk, Controls and Testing Consultants - Protiviti employer: Protiviti
Contact Detail:
Protiviti Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Risk, Controls and Testing Consultants - Protiviti
✨Tip Number 1
Network with professionals in the Investment Banking and Asset Management sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in risk and controls testing.
✨Tip Number 2
Familiarise yourself with the specific regulatory requirements that impact the financial services sector. This knowledge will not only enhance your expertise but also demonstrate your commitment to staying updated in your field.
✨Tip Number 3
Prepare to discuss your previous experiences in detail, particularly any challenges you faced in controls testing and how you overcame them. Highlighting your problem-solving skills will be crucial during interviews.
✨Tip Number 4
Showcase your ability to collaborate with senior management and cross-functional teams. Be ready to provide examples of how you've acted as a trusted advisor in past roles, as this is a key aspect of the position.
We think you need these skills to ace Interim Risk, Controls and Testing Consultants - Protiviti
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your 7-10 years of experience in Risk and Controls Testing, particularly within Investment Banking or Asset Management. Use specific examples that demonstrate your expertise in controls testing and documentation.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your relevant experience and how it aligns with the responsibilities listed in the job description. Emphasise your ability to communicate effectively with senior stakeholders and your consultative approach.
Showcase Your Knowledge: In your application, mention any recent changes in financial regulations or market trends that you are aware of. This shows your proactive approach and understanding of the industry, which is crucial for the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is essential in risk and controls roles.
How to prepare for a job interview at Protiviti
✨Showcase Your Expertise
Make sure to highlight your 7-10 years of experience in Risk and Controls Testing. Be prepared to discuss specific projects or challenges you've faced in the Investment Banking or Asset Management sectors, as this will demonstrate your suitability for the role.
✨Prepare for Technical Questions
Expect questions related to controls testing methodologies and risk management frameworks. Brush up on your knowledge of regulatory requirements and be ready to explain how you've applied these in your previous roles.
✨Demonstrate Stakeholder Collaboration Skills
Since the role involves working closely with senior management and business leaders, prepare examples that showcase your ability to communicate effectively and collaborate with cross-functional teams. Highlight instances where you acted as a trusted advisor.
✨Emphasise Process Improvement Mindset
Be ready to discuss how you've identified gaps in existing processes and proposed innovative solutions. This will show that you not only understand the current landscape but are also proactive in enhancing control effectiveness and efficiency.
