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- Tasks: Support compliance efforts and ensure adherence to regulations in a dynamic banking environment.
- Company: Join K-People Europe, a leading recruitment consultancy connecting top talent with reputable banks since 2007.
- Benefits: Gain valuable experience in compliance while working in the heart of London’s financial district.
- Why this job: Be part of a crucial team ensuring regulatory compliance, enhancing your skills in a respected international bank.
- Qualifications: Ideal for candidates with a keen interest in finance and compliance; no prior experience required.
- Other info: Opportunity to work closely with senior compliance professionals and gain insights into the banking industry.
The predicted salary is between 43200 - 72000 £ per year.
K-People Europe is a London based recruitment consultancy and we’ve been recruiting top talents for our clients in UK & Europe since 2007. Our client, a reputable international bank located in the heart of City of London, is looking for a CASS & Regulatory Compliance Officer . [Purpose of the Job] The role will include various duties in relation to Compliance. The role will assist the bank’s Head of Compliance & MLRO in ensuring that the bank meets its UK legal and regulatory requirements. [Key Responsibilities] (1) Assist Head of Compliance and MLRO in ensuring the bank adheres to CASS rules and regulations. (2) Collate the data required for CMAR report on a monthly basis. (3) Assist Head of Compliance and MLRO in arranging for appropriate external auditing of client asset arrangements on an ongoing basis. (4) Participate in the CASS Audit selection process and assist Head of Compliance and MLRO in managing the Audit efficiently. (5) Be the liaison officer between the 1LOD and 2LOD for CASS related matter, including collating the data required for Independent Audit. (6) Upon completion of CASS Audit, assist the Head of Compliance and MLRO in remediating the gaps identified in the CASS Audit. (7) Assist the Head of Compliance in reporting clear and accurate Audit updates to all stake holders (GM, Committees, HO and Regulators). (8) Ass…
CASS & Regulatory Compliance Officer - Banking employer: K-People Europe Limited
Contact Detail:
K-People Europe Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS & Regulatory Compliance Officer - Banking
✨Tip Number 1
Familiarize yourself with the CASS rules and regulations. Understanding these guidelines will not only help you in the interview but also demonstrate your commitment to compliance and regulatory standards.
✨Tip Number 2
Network with professionals in the banking and compliance sectors. Attend industry events or join relevant online forums to connect with people who can provide insights into the role and potentially refer you.
✨Tip Number 3
Stay updated on recent changes in UK financial regulations. Being knowledgeable about current events in the regulatory landscape will show your proactive approach and readiness for the role.
✨Tip Number 4
Prepare to discuss your experience with audits and compliance reporting. Be ready to share specific examples of how you've contributed to compliance efforts in previous roles, as this will highlight your suitability for the position.
We think you need these skills to ace CASS & Regulatory Compliance Officer - Banking
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description and understand the key responsibilities of a CASS & Regulatory Compliance Officer. Tailor your application to highlight relevant experiences that align with these duties.
Highlight Relevant Experience: In your CV and cover letter, emphasize any previous experience in compliance, particularly related to CASS rules and regulations. Use specific examples to demonstrate your expertise and how it relates to the role.
Showcase Your Skills: Clearly outline your skills that are pertinent to the position, such as data analysis, auditing, and communication. Mention any certifications or training you have completed that are relevant to regulatory compliance.
Craft a Strong Cover Letter: Write a compelling cover letter that not only summarizes your qualifications but also expresses your enthusiasm for the role and the company. Make sure to address how you can contribute to the bank's compliance efforts.
How to prepare for a job interview at K-People Europe Limited
✨Understand CASS Regulations
Make sure you have a solid understanding of the CASS rules and regulations. Be prepared to discuss how these regulations impact the bank's operations and compliance strategies.
✨Show Your Analytical Skills
Highlight your ability to collate and analyze data, especially in relation to CMAR reports. Be ready to provide examples of how you've successfully managed similar tasks in previous roles.
✨Demonstrate Communication Skills
As a liaison officer, effective communication is key. Prepare to discuss how you would facilitate communication between the 1LOD and 2LOD, and share any relevant experiences where you successfully managed stakeholder relationships.
✨Prepare for Audit Discussions
Familiarize yourself with the audit process, particularly in relation to CASS. Be ready to discuss how you would assist in managing audits and remediating gaps identified during the audit process.
