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- Tasks: Manage compliance programs and regulatory filings for a leading global private equity firm.
- Company: Join a multi-billion-dollar private equity firm with a diverse portfolio and global reach.
- Benefits: Enjoy a hybrid work model, medical insurance, tuition assistance, and paid parental leave.
- Why this job: Make a real impact on regulatory policies while thriving in a collaborative and dynamic environment.
- Qualifications: 8+ years of compliance experience with strong knowledge of U.S. securities laws required.
- Other info: This role offers strategic exposure and opportunities for professional development.
The predicted salary is between 90000 - 117000 £ per year.
3 days ago Be among the first 25 applicants
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This range is provided by Origin Staffing. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$125,000.00/yr – $155,000.00/yr
Direct message the job poster from Origin Staffing
Origin Staffing | Recruiting Manager – Accounting, Finance, Tax & Audit
We are seeking a compliance professional with a desire to influence and elevate the regulatory infrastructure of a leading global private equity firm. If you have a strong command of compliance programs within alternative investments and are energized by dynamic environments, cross-border regulation, and institutional collaboration, this role could be an excellent next step in your career.
Firm & Role Highlights
- Global Scale: Multi-billion-dollar private equity firm with a diverse portfolio of funds across geographies and strategies—buyout, growth, credit, and infrastructure.
- Strategic Exposure: Role sits within the global compliance team and reports directly to the Chief Compliance Officer, with regular engagement across Legal, Investor Relations, and Fund Operations.
- Collaborative Culture: The firm promotes a collegial and high-performing environment, with strong internal mobility, cross-functional mentorship, and structured professional development.
- Flexible Structure: Hybrid 3/2 model with an emphasis on work/life balance, ongoing employee resources, and deep investment in both DEI and ESG integration.
- Impact: This is a visible role where your insights help shape firm-wide policy, address regulatory risks, and enhance investor and regulatory confidence.
Key Responsibilities
- Partner with senior leadership to manage and execute the U.S. compliance program across registered funds and private pooled vehicles.
- Serve as a subject matter expert on the Investment Advisers Act of 1940 and related global regulations; monitor industry developments and translate insights into actionable firm guidance.
- Lead and contribute to annual reviews, risk assessments, internal audits, and ongoing compliance testing activities.
- Oversee regulatory filings (e.g., Form ADV, Form PF, Form CRS) and maintain policies and procedures in line with SEC expectations and global best practices.
- Draft internal training content and deliver compliance education sessions to stakeholders across investment, operations, and corporate functions.
- Support investor inquiries and regulatory due diligence, including RFPs and compliance certifications.
Qualifications
- 8+ years of progressive compliance experience within a global asset management or private equity firm.
- Strong technical knowledge of U.S. securities laws, particularly the Investment Advisers Act of 1940; global regulatory awareness is a plus.
- Proven ability to operate in complex, fast-paced environments and communicate across jurisdictions.
- Demonstrated interest in fund structuring, technology-enabled compliance, and scalable process enhancements.
- Excellent interpersonal skills, strong judgment, and a collaborative, solutions-oriented mindset.
Seniority level
-
Seniority level
Mid-Senior level
Employment type
-
Employment type
Full-time
Job function
-
Job function
Legal and Management
-
Industries
Investment Management, Venture Capital and Private Equity Principals, and Financial Services
Referrals increase your chances of interviewing at Origin Staffing by 2x
Inferred from the description for this job
Medical insurance
Vision insurance
Tuition assistance
Disability insurance
Paid paternity leave
Paid maternity leave
Student loan assistance
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Compliance Officer, Specialized Global Markets – Top-tier VC/PE firm employer: Origin Staffing
Contact Detail:
Origin Staffing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer, Specialized Global Markets – Top-tier VC/PE firm
✨Tip Number 1
Network with professionals in the private equity and compliance sectors. Attend industry events, webinars, or local meetups to connect with individuals who work at top-tier firms. This can help you gain insights into the company culture and potentially get a referral.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in compliance, especially those related to the Investment Advisers Act of 1940. Demonstrating your knowledge during interviews can set you apart as a candidate who is proactive and well-informed.
✨Tip Number 3
Prepare for potential interviews by practising situational questions that focus on compliance challenges. Think about how you would handle specific scenarios related to regulatory risks and compliance testing, as this will showcase your problem-solving skills.
✨Tip Number 4
Research the firm’s recent activities, particularly in relation to their compliance initiatives and ESG integration. Being able to discuss these topics during your interview will demonstrate your genuine interest in the role and the company.
We think you need these skills to ace Compliance Officer, Specialized Global Markets – Top-tier VC/PE firm
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant compliance experience, particularly in alternative investments and knowledge of the Investment Advisers Act of 1940. Use specific examples to demonstrate your expertise in managing compliance programs.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the firm. Discuss how your background aligns with their needs, especially your ability to operate in complex environments and your interest in regulatory frameworks.
Showcase Your Interpersonal Skills: Since the role requires collaboration across various teams, emphasise your interpersonal skills in both your CV and cover letter. Provide examples of successful teamwork or cross-functional projects you've been involved in.
Highlight Continuous Learning: Mention any ongoing education or certifications related to compliance and regulatory matters. This shows your commitment to staying updated in a fast-paced industry, which is crucial for this position.
How to prepare for a job interview at Origin Staffing
✨Know Your Regulations
Make sure you have a solid understanding of the Investment Advisers Act of 1940 and other relevant global regulations. Be prepared to discuss how these laws impact compliance programs, as this role requires a strong command of regulatory frameworks.
✨Showcase Your Experience
Highlight your 8+ years of progressive compliance experience in asset management or private equity. Use specific examples from your past roles to demonstrate your ability to navigate complex environments and manage compliance effectively.
✨Emphasise Collaboration Skills
This position values a collaborative culture, so be ready to discuss how you've worked with cross-functional teams in the past. Share examples of how you've partnered with senior leadership or engaged with different departments to enhance compliance efforts.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills and judgement. Think about potential compliance challenges you might face in this role and how you would address them, demonstrating your solutions-oriented mindset.
