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- Tasks: Join our compliance team to manage risks and execute a robust compliance programme.
- Company: Be part of a dynamic firm focused on compliance and financial services.
- Benefits: Enjoy a collaborative environment with opportunities for growth and learning.
- Why this job: This role offers high visibility and the chance to work with senior managers and external advisors.
- Qualifications: 1+ years in compliance or financial services, plus a business-related degree required.
- Other info: Immediate hiring; connect with Douglas Rickart for more details.
The predicted salary is between 28800 - 43200 £ per year.
Job Description
Compliance Analyst
Join a compliance team as a Compliance Analyst, where you'll play a vital role in managing business risks and executing a robust compliance program. This high-visibility position works closely with employees across the firm, including senior-level managers and external advisors.
Key Responsibilities:
· Support the team in executing the compliance program.
· Manage the compliance program, including brokerage account oversight, daily monitoring, and reporting.
· Coordinate compliance certifications and review pre-trade requests and personal trading issues.
· Maintain the firm's restricted list and assist with regulatory filings to ensure deadlines are met.
· Conduct compliance assessments and contribute to quarterly compliance reviews.
· Serve as a resource for staff on compliance matters and provide backup support for the compliance team.
· Perform special projects and assist with improvements to compliance processes as needed.
Qualifications:
· 1+ years of compliance, financial services, or audit experience preferred.
· Bachelor's degree in a business-related field.
· Exceptional attention to detail, analytical skills, and proficiency in Microsoft Excel.
· Strong communication skills with the ability to relay complex information effectively.
· Self-motivated, resourceful, and eager to learn in an entrepreneurial environment.
· Ability to manage workload and meet deadlines.
This is an excellent opportunity for someone looking to grow in a dynamic role within a collaborative and fast-paced environment.
Contact:
Douglas Rickart at 612-249-0330 or connect on LinkedIn. Click the application link to apply today!
Compliance Audit, Compliance Functions, Compliance Assessments, Compliance reporting, Microsoft Excel, Financial Services, Regulatory Compliance
Compliance Analyst (Hiring Immediately) employer: Rac
Contact Detail:
Rac Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst (Hiring Immediately)
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and trends in the financial services sector. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work at StudySmarter or similar companies. Engaging with them on platforms like LinkedIn can provide insights into the company culture and expectations, which can be invaluable during your application process.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed compliance issues or contributed to compliance programmes in previous roles. Being able to articulate your experience clearly will set you apart from other candidates.
✨Tip Number 4
Showcase your analytical skills by being ready to discuss how you use tools like Microsoft Excel for data analysis and reporting. Highlighting your proficiency in these areas can give you an edge, as they are crucial for the Compliance Analyst role.
We think you need these skills to ace Compliance Analyst (Hiring Immediately)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, financial services, or audit. Emphasise your analytical skills and proficiency in Microsoft Excel, as these are key for the role.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the Compliance Analyst position. Mention specific responsibilities from the job description that excite you and how your background aligns with them.
Highlight Attention to Detail: Since exceptional attention to detail is crucial for this role, provide examples in your application that demonstrate your ability to manage compliance tasks accurately and efficiently.
Showcase Communication Skills: The role requires strong communication skills. Include instances where you've effectively communicated complex information, whether in reports, presentations, or team collaborations.
How to prepare for a job interview at Rac
✨Know Your Compliance Basics
Make sure you brush up on the fundamentals of compliance and regulatory requirements relevant to the financial services industry. Being able to discuss these topics confidently will show your understanding of the role and its importance.
✨Demonstrate Attention to Detail
Since this role requires exceptional attention to detail, prepare examples from your past experiences where your meticulousness made a difference. Highlight any instances where you caught errors or improved processes through careful analysis.
✨Showcase Your Analytical Skills
Be ready to discuss how you've used analytical skills in previous roles. Prepare to explain how you approach problem-solving and decision-making, especially in compliance-related scenarios.
✨Prepare Questions for Them
Think of insightful questions to ask during the interview. This could include inquiries about the compliance program's current challenges or how the team collaborates with other departments. It shows your interest and eagerness to contribute.
