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- Tasks: Lead compliance processes in a growing wealth management firm and manage operational needs.
- Company: Join a London-based firm focused on high-net-worth clients and exceptional service.
- Benefits: Enjoy a career-enhancing role with autonomy, beautiful offices, and a strong team spirit.
- Why this job: Shape compliance culture and drive strategies while working closely with leadership.
- Qualifications: Ideal for experienced Paraplanners or Operations Managers with attention to detail.
- Other info: Strong communication and problem-solving skills are essential.
The predicted salary is between 36000 - 54000 £ per year.
RISK & COMPLIANCE MANAGER ( full autonomy to set up all processes/procedures within a growing wealth management firm)
London
c 45k , career enhancing leadership role
Excellent opportunity to join a London based wealth management firm in a pivotal role where you will be instrumental in shaping their compliance culture supporting the business in managing regulatory, operational, and strategic risks.
Opportunity Highlights
** Excellent niche career enhancing opportunity
** This is a perfect opportunity for an individual who enjoys the compliance side of their current role within wealth management
** Will suit an experienced Paraplanner with a great eye for detail, or an operations Manager with a knowledge of the financial planning aspects, or an experienced Senior Administration with excellent attention to detail looking to channel their knowledge into a new area.
** The business works very closely with a HNW portfolio of Clients providing an outstanding service.
** Working closely with the Director you will be managing the operational needs of this busy practice which supports a team of Advisers
** Oversee all business functions including advisory, marketing, business development, paraplanning and administration ensuring they are aligned to practice objectives.
** As an inspirational leader you will manage and develop team skills and knowledge of required compliance and risk exposure
** Real opportunity to implement and drive strategies forward via strategic and operational leadership.advis
** Strong written and verbal communication skills are paramount with precise organisational and problem-solving ability
** Excellent working environment with beautiful offices and a strong sociable team spirit
If this is of interest please do contact me, Camilla Howden on
Risk Compliance Manager employer: Financial Divisions
Contact Detail:
Financial Divisions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Compliance Manager
✨Tip Number 1
Familiarize yourself with the specific compliance regulations and risk management frameworks relevant to wealth management. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the wealth management sector, especially those in compliance roles. Engaging with industry peers can provide insights into the company culture and expectations, which can be invaluable during your application process.
✨Tip Number 3
Prepare to discuss your leadership style and how you've successfully managed teams in the past. Highlighting your ability to inspire and develop others will resonate well with the expectations of this role.
✨Tip Number 4
Research the company’s current compliance practices and any recent changes in regulations that may affect them. Being able to speak knowledgeably about their operations will set you apart as a candidate who is proactive and well-informed.
We think you need these skills to ace Risk Compliance Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Risk Compliance Manager position. Understand the key responsibilities and required skills, especially focusing on compliance culture and risk management.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance, risk management, or wealth management. Emphasize your leadership skills and any experience you have in managing teams or processes.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your ability to shape a compliance culture. Mention specific examples from your past roles that demonstrate your attention to detail and problem-solving skills.
Highlight Communication Skills: Since strong written and verbal communication skills are crucial for this role, ensure that your application reflects your ability to communicate effectively. Use clear and concise language throughout your CV and cover letter.
How to prepare for a job interview at Financial Divisions
✨Show Your Compliance Knowledge
Make sure to highlight your understanding of compliance regulations and risk management practices. Be prepared to discuss specific examples from your past experience where you successfully navigated compliance challenges.
✨Demonstrate Leadership Skills
Since this role involves managing and developing a team, be ready to share your leadership experiences. Talk about how you've inspired and guided teams in previous positions, especially in the context of compliance and operational needs.
✨Emphasize Attention to Detail
Given the importance of detail in compliance roles, provide examples that showcase your meticulousness. Discuss how your attention to detail has positively impacted your previous work, particularly in wealth management or similar fields.
✨Prepare for Strategic Discussions
This position requires strategic thinking. Be prepared to discuss how you would implement and drive compliance strategies within the firm. Think about potential challenges and how you would address them to align with the business objectives.
