Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance for IG's institutional business, ensuring regulatory adherence and fostering a compliance culture.
- Company: Join IG Group, a global FinTech leader with over 340,000 users across 18 countries.
- Benefits: Enjoy flexible working, competitive salary, private medical cover, and generous holiday allowances.
- Why this job: Be part of a dynamic team driving innovation in compliance while making a real impact.
- Qualifications: 10+ years in compliance, with strong knowledge of financial products and regulations required.
- Other info: Diversity is key; we welcome applicants from all backgrounds to enrich our team.
The predicted salary is between 72000 - 108000 £ per year.
Head of Institutional Compliance
IG Group Holdings plc London, United Kingdom
Job Title
Head of Institutional Compliance
Job Description
So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and desktop platforms that help our clients trade stocks & shares, leveraged products, Futures & Options and Crypto. We are ambitious. Over 340,000 people already use our platforms. We're global with offices in 18 countries and products in 16 regions. We're hungry to move faster, ship better products for our customers and grow our user base. We believe in high autonomy, and we want people who are looking to do things differently in order to create better experiences for our customers. We work in cross-functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's institutional business is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segments. This senior leadership role will ensure regulatory compliance while supporting business objectives, managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do
- Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products, including physical and synthetic prime brokerage as well as digital assets
- Monitor changes in regulations and assess the impact on institutional business operations
- Conduct compliance risk assessments and design mitigation strategies specific to our institutional business
- Build and maintain regulatory relationships and lead regulatory examinations, audits and investigations within the institutional business
- Report compliance matters to senior management, board committees, and regulators as required
- Lead and develop a team of compliance professionals and deliver compliance training programs for institutional business staff
Key Deliverables
- Effective management of compliance risks within institutional business.
- Positive outcomes from regulatory examinations and audits.
- Timely implementation of regulatory changes.
- High business partner satisfaction ratings.
- Development of innovative compliance solutions that support business growth.
How we work We try to take a thoughtful approach to our ways of working as a company. We follow a hybrid working model with 3 days in the office — which we think balances the need to collaborate effectively and connect with each other. When it comes to how we deliver, there are 5 things we want everyone to do to drive high performance, better learning and career satisfaction:
- Lead and Inspire: Drives trust, alignment, and enthusiasm
- Think Big: Focus on the problems that most impact commercial outcomes
- Champion the client: Understand and prioritise client's needs
- Deliver at pace: Push for fast, sustainable growth;
- Raise the bar: Take ownership, be accountable and share feedback
We believe that diversity is vital to success; it fuels creativity, drives innovation and sets us up for global success. We're committed to building teams with a variety of perspectives and skills to help us realise our vision and strategy. That's why we encourage applications from people with diverse backgrounds and experiences to join us on this journey. Learn more about our D&I approach here. What you'll need for this role
- 10+ years of experience in compliance, with at least 5 years focused on institutional business and/or corporate banking
- Strong understanding of IG's product offering; experience with a range of financial products, including physical and synthetic prime brokerage, as well as digital assets
- Advanced degree in Law, Business, Finance, or related field
- Professional compliance certification preferred (CAMS, CCEP, or equivalent)
- Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.)
- Experience developing compliance programs for complex institutional products and services and interfacing with regulators
- Proven leadership skills and ability to influence across organisational boundaries
The Perks Your growth fuels our success! Thrive with tailored development programs, mentoring opportunities with leaders, and clear career progression. Expand your network through committees, sports and social clubs. Enjoy extra time off for volunteering and community work.
- Competitive salary
- Flexible Benefits Package on top of your salary (12%)
- Private medical cover for you and your family
- Life insurance
- Contribution to gym memberships
- 25 Days holiday, with 1 additional day off to celebrate your Birthday & 2 additional days off a year for voluntary work (28 in total
- The option to buy or sell holiday days.
- Unlimited access to the LinkedIn Learning Platform
- A comprehensive global and local onboarding process
- Employee-led LGBTQ+, Women's, Black and Parents & Carers networks with an annual budget for organising events & projects that foster an open, diverse and inclusive culture
- Option to participate and create ESG initiatives based on IG Brighter Future Fund
- Enhanced primary (maternity), secondary (paternity), and shared parental pay and leave, as well as a range of support and benefits for parents
Learn more about the Perks here!
Join us for this exciting journey. Apply now! Number of openings
1
Boost your career
Find thousands of job opportunities by signing up to eFinancialCareers today. #J-18808-Ljbffr
Head of Institutional Compliance | London, UK (London) employer: IG Group Holdings plc
Contact Detail:
IG Group Holdings plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Institutional Compliance | London, UK (London)
✨Tip Number 1
Familiarise yourself with IG Group's product offerings and the specific regulations that affect institutional clients. Understanding their business model and compliance requirements will help you demonstrate your expertise during interviews.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in institutional business or corporate banking. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance.
✨Tip Number 3
Prepare to discuss your leadership style and how you've successfully influenced cross-functional teams in previous roles. Highlight specific examples where you've driven compliance initiatives that align with business objectives.
✨Tip Number 4
Stay updated on recent changes in regulations affecting institutional clients, such as BSA/AML and MiFID II. Being knowledgeable about current compliance challenges will show your commitment to the role and readiness to tackle these issues head-on.
We think you need these skills to ace Head of Institutional Compliance | London, UK (London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly within institutional business or corporate banking. Use specific examples that demonstrate your understanding of financial products and regulatory requirements.
Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and how your background aligns with IG Group's mission. Mention your leadership skills and ability to influence across organisational boundaries, as these are key for the role.
Highlight Relevant Qualifications: Clearly list your advanced degree and any professional compliance certifications you hold, such as CAMS or CCEP. This will show that you have the necessary educational background and expertise for the position.
Showcase Your Understanding of Regulations: Demonstrate your thorough knowledge of regulations affecting institutional clients, such as BSA/AML and MiFID II. Providing examples of how you've navigated these regulations in past roles can strengthen your application.
How to prepare for a job interview at IG Group Holdings plc
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the regulations affecting institutional clients, such as BSA/AML and MiFID II. Be prepared to discuss how these regulations impact compliance strategies and how you would navigate them in your role.
✨Showcase Your Leadership Skills
As a senior role, demonstrating your leadership capabilities is crucial. Prepare examples of how you've led teams, influenced cross-functional collaboration, and developed compliance training programs in previous positions.
✨Familiarise Yourself with IG's Products
IG Group offers a range of financial products, including digital assets and prime brokerage. Research these offerings thoroughly so you can speak confidently about how compliance measures can be tailored to support these products.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think of specific challenges you've faced in the past and how you addressed them, particularly in relation to regulatory examinations or audits.
