CASS Oversight Manager

Please note this position is based in London and this will be the contractual location of the successful candidate, other locations cannot be considered.

CASS Oversight Manager

This role is ideal for someone with relevant experience in executing Client Money (CASS) day-to-day activities within a practical operations context.

About the job:

We are seeking a dedicated professional to maintain and enhance our robust CASS governance and control framework, ensuring full compliance with regulatory obligations. The successful candidate will be responsible for identifying and documenting the firm’s CASS footprint, executing a comprehensive CASS Oversight programme, and continuously improving policies and controls to safeguard client money and assets. Key responsibilities include managing day-to-day oversight activities, identifying and resolving breaches, and acting as the primary contact for internal and external audits. The role also involves maintaining accurate documentation of CASS controls, providing technical expertise, delivering training, and ensuring timely regulatory reporting. Additionally, the candidate will manage the CASS Resolution Pack, lead the monthly CASS Working Group, and support senior leadership by preparing insightful reports and assessing the impact of regulatory changes on business operations.

Skills and experience we’re looking for:

• Investment Operations Certificate (IOC) desirable but not essential.
• Detailed knowledge of the Client Assets Sourcebook and its impact on investment management firms.
• Broad understanding of other regulatory obligations and handbooks relevant to an investment manager such as COBS.
• Knowledge of products and services of an investment management firm.

What you’ll get for this role:

• Generous pension scheme – Aviva will contribute up to 14%, depending on what you put in.
• Eligibility for annual performance bonus.
• Family-friendly parental and carer’s leave.
• Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days.
• Up to 40% discount for Aviva products.
• Aviva-funded Private Medical Benefit to help you get expert support when you need it.
• Brilliant flexible benefits including electric cars.
• Aviva Matching Share Plan and Save As You Earn scheme.
• 21 volunteering hours per year.

Aviva is for everyone:

We’re inclusive and welcome applications from all backgrounds and experiences. Even if you don’t tick every box, we encourage you to apply. We consider all forms of flexible working, including part-time and job shares.

We offer flexible locations, hours, and working patterns to suit our customers, business, and you. Most of our people spend around 50% of their time in our offices every week, combining flexibility with time together with colleagues.

To learn more about working at Aviva, please visit our careers page.

We interview every disabled applicant who meets the minimum criteria for the job. Please inform us via email if you have a disclosed disability, and we will ensure an interview is arranged.

Aviva Investors manages assets for Aviva, the UK’s leading insurance, wealth, and retirement business. We embed responsibility into our investment processes, creating solutions for the future. With the capital, scale, and influence to drive positive change, we strive to do the right thing for our people and communities.

Our team of over 1,500 professionals across 14 countries brings diverse expertise to deliver the best investment solutions. Creating an exceptional client experience and fostering innovation in sustainability are central to our mission. Join us to enjoy an inclusive environment, be rewarded for high performance, and take control of your development.

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