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For Companies At a Glance
- Tasks: Conduct audits to assess risks and improve governance at Quilter.
- Company: Join Quilter, a leading wealth management firm with £119.6 billion in customer investments.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and development.
- Why this job: Be part of a transformative company that values innovation and customer-centric solutions.
- Qualifications: Experience in risk and controls within financial services is essential.
- Other info: This role is a 12-month fixed-term contract based in London or Southampton.
The predicted salary is between 36000 - 60000 £ per year.
Summary
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
Quilter oversees £119.6 billion in customer investments (as at end March 2025). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.
Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business.
High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning – offering a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.
At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues.
Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it\’s the perfect time to join us!
About the Role
Level: 4
Department: Internal Audit
Location: London/ Southampton
Contract Type: 12 Month FTC/ Secondment
Non-Regulated
In this role, you will contribute to the effective delivery of audits across Quilter\’s Internal Audit Plan; to help the Board, Executive Management and the Audit and Risk Committees of Quilter protect the assets, reputation and sustainability of the organisation.
Responsibilities include:
- Assessing whether all significant risks are identified and appropriately reported by Management and the Risk function to the Board, Executive Management and the Audit and Risk Committees of Quilter.
- Assessing whether risks are adequately controlled.
- Finding ways to improve the effectiveness of governance, risk management and the system of internal controls.
- Develop a thorough understanding of Quilter\’s business processes in scope for assigned audits.
- Working on multiple audit assignments, delivering to deadlines and budgets and in accordance with IA methodology and agreed quality standards.
- Execution of audits with involvement at all stages of the audit process including planning, fieldwork and reporting.
- Engage with business unit process owners to understand processes and identify key risks.
- Perform audit testing that is focused on key risks and makes use of techniques such as data analytics.
- Demonstrate application of root cause analysis to drive value add audit findings which reflect the evolving risk and control environment.
- Propose clear, practical and value add actions to address control weaknesses identified.
- Manage and perform Issue Assurance activities on a quarterly basis.
- Ensure key stakeholders are kept abreast of Internal Audit observations during the audit and contribute to developing Internal Audit\’s relationship with stakeholders beyond the audit.
About You
The successful candidate:
- Understanding of risk and controls in the Financial Services environment.
- Knowledge of the Financial Services regulatory environment.
- Experience working within a risk and controls focused role e.g. Internal or External Audit, Risk or Compliance.
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Quilter is one of the biggest names in financial services in the UK, providing financial advice, investments and wealth management to help our custome…
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Audit Specialist employer: Quilter
Contact Detail:
Quilter Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit Specialist
✨Tip Number 1
Familiarise yourself with Quilter's business model and their specific offerings in wealth management. Understanding their Affluent and High Net Worth segments will help you tailor your conversations and demonstrate your knowledge during interviews.
✨Tip Number 2
Network with current or former employees of Quilter to gain insights into the company culture and expectations for the Audit Specialist role. This can provide you with valuable information that can set you apart from other candidates.
✨Tip Number 3
Stay updated on the latest trends and regulations in the Financial Services sector, particularly those affecting risk management and internal controls. Being well-informed will allow you to engage in meaningful discussions during interviews.
✨Tip Number 4
Prepare to discuss specific examples from your past experience where you've successfully identified risks and implemented controls. Highlighting your practical experience will demonstrate your capability to add value to Quilter's Internal Audit team.
We think you need these skills to ace Audit Specialist
Some tips for your application 🫡
Understand the Role: Before applying, make sure you thoroughly understand the responsibilities and requirements of the Audit Specialist position at Quilter. Tailor your application to highlight relevant experience in risk management and internal controls.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience in audit, risk, or compliance roles. Use specific examples that demonstrate your understanding of the financial services regulatory environment and your ability to assess risks effectively.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for Quilter's mission. Mention how your skills can contribute to their goal of modernising and enhancing customer-centric services.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that your documents are formatted professionally. A polished application reflects your attention to detail, which is crucial for an Audit Specialist.
How to prepare for a job interview at Quilter
✨Understand the Financial Services Landscape
Familiarise yourself with the current trends and regulations in the financial services sector. Being able to discuss recent changes or challenges in the industry will demonstrate your knowledge and commitment to the role.
✨Showcase Your Audit Experience
Prepare specific examples from your previous roles that highlight your experience in internal or external audit, risk management, or compliance. Be ready to discuss how you identified risks and implemented controls effectively.
✨Engage with the Company’s Values
Research Quilter's mission and values, and think about how they align with your own professional ethos. During the interview, express how you can contribute to their goal of being customer-centric and innovative.
✨Prepare for Technical Questions
Expect questions that assess your understanding of risk assessment and control frameworks. Brush up on relevant methodologies and be prepared to explain how you would apply them in real-world scenarios.
