Audit Specialist

Audit Specialist

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Conduct audits to assess risks and improve governance at Quilter.
  • Company: Join Quilter, a leading wealth management firm with £119.6 billion in customer investments.
  • Benefits: Enjoy a dynamic work environment with opportunities for growth and development.
  • Why this job: Be part of a transformative company that values innovation and customer-centric solutions.
  • Qualifications: Experience in risk and controls within financial services is essential.
  • Other info: This role is a 12-month fixed-term contract based in London or Southampton.

The predicted salary is between 36000 - 60000 £ per year.

Join to apply for the Audit Specialist role at Quilter

Join to apply for the Audit Specialist role at Quilter

About The Business

Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.

About The Business

Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.

Quilter oversees £119.6 billion in customer investments (as at end March 2025). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.

Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business.

High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning – offering a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.

At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues.

Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it’s the perfect time to join us!

About The Role

Level: 4

Department: Internal Audit

Location: London/ Southampton

Contract Type: Permanent

Non-Regulated

In this role, you will contribute to the effective delivery of audits across Quilter’s Internal Audit Plan; to help the Board, Executive Management and the Audit and Risk Committees of Quilter protect the assets, reputation and sustainability of the organisation.

Responsibilities include:

  • Assessing whether all significant risks are identified and appropriately reported by Management and the Risk function to the Board, Executive Management and the Audit and Risk Committees of Quilter.
  • Assessing whether risks are adequately controlled.
  • Finding ways to improve the effectiveness of governance, risk management and the system of internal controls.
  • Develop a thorough understanding of Quilter’s business processes in scope for assigned audits.
  • Working on multiple audit assignments, delivering to deadlines and budgets and in accordance with IA methodology and agreed quality standards.
  • Execution of audits with involvement at all stages of the audit process including planning, fieldwork and reporting.
  • Engage with business unit process owners to understand processes and identify key risks.
  • Perform audit testing that is focused on key risks and makes use of techniques such as data analytics.
  • Demonstrate application of root cause analysis to drive value add audit findings which reflect the evolving risk and control environment.
  • Propose clear, practical and value add actions to address control weaknesses identified.
  • Manage and perform Issue Assurance activities on a quarterly basis.
  • Ensure key stakeholders are kept abreast of Internal Audit observations during the audit and contribute to developing Internal Audit’s relationship with stakeholders beyond the audit.

About You

The successful candidate:

  • Understanding of risk and controls in the Financial Services environment.
  • Strong data management skills and good working knowledge of associated tools.
  • Knowledge of the Financial Services regulatory environment.
  • Experience working within a risk and controls focused role e.g. Internal or External Audit, Risk or Compliance.

#Quilter

Inclusion & Diversity

We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive.

Values

Do the right thing: We act with integrity and are proudly committed to going above and beyond in service of our clients and the support we provide our communities.

Always curious: We continuously seek new ideas and knowledge so we’re one step ahead of our clients’ needs. We look for inspiration everywhere and encourage experimentation, recognising that this is how we create brilliant solutions for brighter futures.

Embrace challenge: We aim high to transform our potential into meaningful outcomes. With ambition as our driving force and a steadfast commitment to growth, we succeed for the good of every generation.

Stronger together: Combining our diverse talents, we accomplish more collectively than we ever could do alone. We speak openly, actively listen, and support each other, and constructively challenge and embrace new ideas. We seek empowerment and demonstrate ownership and trust, with the confidence to make impactful decisions.

Core Benefits

Holiday: 182 hours (26 days)

Quilter Incentive Scheme: All employees are eligible to participate in incentive scheme, to incentivise business performance and their contribution.

Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions.

Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children.

Life Assurance: 4x your salary.

Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence.

Healthcare Cash Plan: Jersey employees only

In addition to our core benefits, we offer a range of flexible benefits to UK employees that you can choose from and pay for conveniently via a salary deduction.

Seniority level

  • Seniority level

    Mid-Senior level

Employment type

  • Employment type

    Full-time

Job function

  • Job function

    Accounting/Auditing and Finance

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Audit Specialist employer: Quilter

Quilter plc is an exceptional employer, offering a dynamic work environment in the heart of London/Southampton where innovation and collaboration thrive. With a strong commitment to employee growth, Quilter provides extensive training and development opportunities, ensuring that you can advance your career while contributing to meaningful financial solutions for clients. Join us to be part of a forward-thinking team that values your ideas and encourages you to make a real impact in the wealth management sector.
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Contact Detail:

Quilter Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Audit Specialist

Tip Number 1

Familiarise yourself with Quilter's business model and their specific offerings in wealth management. Understanding their Affluent and High Net Worth segments will help you tailor your conversations and demonstrate your knowledge during interviews.

Tip Number 2

Network with current or former employees of Quilter to gain insights into the company culture and expectations for the Audit Specialist role. This can provide you with valuable information that can set you apart from other candidates.

Tip Number 3

Stay updated on the latest trends and regulations in the Financial Services sector, particularly those affecting risk management and internal controls. Being well-informed will allow you to engage in meaningful discussions during interviews.

Tip Number 4

Prepare to discuss specific examples from your past experience where you've successfully identified risks and implemented controls. Highlighting your practical experience will demonstrate your capability to add value to Quilter's Internal Audit team.

We think you need these skills to ace Audit Specialist

Risk Assessment
Internal Audit Methodology
Data Analytics
Root Cause Analysis
Financial Services Regulatory Knowledge
Governance and Risk Management
Stakeholder Engagement
Audit Testing Techniques
Attention to Detail
Project Management
Communication Skills
Problem-Solving Skills
Time Management
Adaptability

Some tips for your application 🫡

Understand the Role: Before applying, make sure you thoroughly understand the responsibilities and requirements of the Audit Specialist position at Quilter. Tailor your application to highlight relevant experience in risk management and internal controls.

Highlight Relevant Experience: In your CV and cover letter, emphasise your experience in audit, risk, or compliance roles. Use specific examples that demonstrate your understanding of the financial services regulatory environment and your ability to assess risks effectively.

Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for Quilter's mission. Mention how your skills can contribute to their goal of modernising and enhancing customer-centric services.

Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that your documents are formatted professionally. A polished application reflects your attention to detail, which is crucial for an Audit Specialist.

How to prepare for a job interview at Quilter

Understand the Financial Services Landscape

Familiarise yourself with the current trends and regulations in the financial services sector. Being able to discuss recent changes or challenges in the industry will demonstrate your knowledge and commitment to the role.

Showcase Your Audit Experience

Prepare specific examples from your previous roles that highlight your experience in internal or external audit, risk management, or compliance. Be ready to discuss how you identified risks and implemented controls effectively.

Engage with the Company’s Values

Research Quilter's mission and values, and think about how they align with your own professional ethos. During the interview, express how you can contribute to their goal of being customer-centric and innovative.

Prepare for Technical Questions

Expect questions that assess your understanding of risk assessment and control frameworks. Brush up on relevant methodologies and be prepared to explain how you would apply them in real-world scenarios.

Audit Specialist
Quilter
Location: London
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Q
  • Audit Specialist

    London
    Full-Time
    36000 - 60000 £ / year (est.)
  • Q

    Quilter

    1000+
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